6 Controls Mindset Jobs

Role Overview: You are passionate about delivering exceptional client service and driving operational excellence. Join J.P. Morgan's Wholesale KYC Operations (WKO) team as a Client Onboarding Analyst where you will play a crucial role in managing client relationships and facilitating the onboarding process. Enhance your skills, collaborate with industry leaders, and be part of a team that values innovation and growth. Key Responsibilities: - Manage new business requests received from the Front Office and facilitate the KYC process end to end - Act as a Subject Matter Expert and Due Diligence Expert to guide clients through the KYC requirements and variation of documents which may fulfill due...

As an LRGC - Risk Events and Issues LRR Lead at our company, your role will involve supporting the Legal Function in managing LRR Risk related to the global Risk Events and Issues process. You will be part of a triage team consisting of 3 colleagues, responsible for coordinating risk events, recording issues in the Salesforce workflow tool, allocating records to the appropriate Legal team, and monitoring workflow and aging. Additionally, you will be involved in creating reporting/MI. Key Responsibilities: - Monitor a shared inbox and collaborate with Legal colleagues, business, and other functions to resolve records in a timely manner. - Prepare and present MI reporting and commentary on wor...

As a Product Control SP at Barclays, your role involves overseeing the financial aspects of trading activities to ensure the accuracy and integrity of the bank's trading book. You will be responsible for maintaining compliance with regulatory requirements and providing insights into trading performance. Your contributions will play a crucial role in shaping the future at Barclays. Key Responsibilities: - Reconcile daily profit and loss (P&L) figures for trading desks, ensuring alignment with valued positions in the trading book. Investigate and resolve discrepancies to reflect the true economic value of the trading portfolio. - Support the identification, assessment, and mitigation of tradin...

The Enterprise Process Model Governance AVP role in Pune, India, within Group Architecture focuses on providing a robust framework and oversight to manage the bank's process landscape with consistency, transparency, and control. As the AVP, you will play a key role in supporting the design, implementation, and enforcement of governance standards across the Enterprise Process Management (EPM) framework. This involves ensuring that process models adhere to standards, governance forums operate effectively, and regulatory and operational requirements are met. Collaboration with business and infrastructure teams is essential to drive efficiency, compliance, and continuous improvement within the b...

J.P. Morgan Chase & Co., headquartered in New York City, is the largest bank in the U.S. and a global leader in investment banking and financial services. The Corporate & Investment Bank division, trusted by top corporations and institutions worldwide, manages nearly $20 trillion in assets and offers strategic advice and liquidity solutions. Within this division, the WKO Banking Middle Office ensures compliance with regulations, safeguarding the bank's reputation and assets while efficiently onboarding client relationships. As a Wholesale KYC Operations Analyst within the WKO Banking Middle Office, you will be responsible for managing the Front Office relationship for business requests in KY...

Join Barclays as a Product Control SP role, where you will oversee the financial aspects of trading activities, ensuring the accuracy and integrity of the bank's trading book, maintenance of compliance with regulatory requirements, and provision of insights into trading performance. At Barclays, we don't just anticipate the future - we're creating it. To be successful in this role, you should have the following skills: - CA / CMA preferred. - Understanding of financial instruments and market developments. - Risk and Controls mindset. Some other highly valued skills may include: - Use of Agile technologies. You may be assessed on the key critical skills relevant for success in the role, such ...