3 Controls Mindset Jobs

The Enterprise Process Model Governance AVP role in Pune, India, within Group Architecture focuses on providing a robust framework and oversight to manage the bank's process landscape with consistency, transparency, and control. As the AVP, you will play a key role in supporting the design, implementation, and enforcement of governance standards across the Enterprise Process Management (EPM) framework. This involves ensuring that process models adhere to standards, governance forums operate effectively, and regulatory and operational requirements are met. Collaboration with business and infrastructure teams is essential to drive efficiency, compliance, and continuous improvement within the bank's process ecosystem. Your responsibilities will include supporting the maintenance of the EPM governance framework, ensuring consistent application of EPM standards and modeling conventions across the bank. You will assist in governance forums, provide input, facilitate discussions, and support decision-making and issue resolution. Overseeing BAU activities, such as Recertification tracking and reporting, will be part of your role, along with producing governance dashboards and reports for senior management. You will also be responsible for driving process excellence, continuous improvement, and stakeholder engagement, acting as a trusted partner to business stakeholders and leading training programs on EPM standards and governance requirements. To excel in this role, you should ideally have a university degree in Finance, Business Administration, Mathematics, or equivalent, along with 8-10 years of experience in banking, asset management, or financial services. Deep expertise in process governance, business architecture, or operational risk is required. Strong analytical, problem-solving, and decision-making skills are essential, along with excellent communication and presentation abilities. Knowledge of Enterprise Process Management (EPM), BPMN standards, and process modeling methodologies would be advantageous. As part of the team, you will receive training, coaching, and support to excel in your career. The company promotes a culture of continuous learning and offers a range of flexible benefits to tailor to your needs. If you are looking to join a collaborative environment that values empowerment, responsibility, and commercial thinking, consider applying for this role at Deutsche Bank Group. For further information, please visit our company website at https://www.db.com/company/company.htm. We encourage applications from all individuals and foster a positive, fair, and inclusive work environment where success is shared and celebrated across the organization.,

J.P. Morgan Chase & Co., headquartered in New York City, is the largest bank in the U.S. and a global leader in investment banking and financial services. The Corporate & Investment Bank division, trusted by top corporations and institutions worldwide, manages nearly $20 trillion in assets and offers strategic advice and liquidity solutions. Within this division, the WKO Banking Middle Office ensures compliance with regulations, safeguarding the bank's reputation and assets while efficiently onboarding client relationships. As a Wholesale KYC Operations Analyst within the WKO Banking Middle Office, you will be responsible for managing the Front Office relationship for business requests in KYC Onboarding, Remediation, and Renewals. Your role will involve facilitating the end-to-end client onboarding process, ensuring all due diligence documentation is sourced and delivered to the KYC Production team to incorporate into the KYC platform. Your responsibilities will include managing new business requests received from the Front Office, acting as an SME and Due Diligence expert to guide clients through the KYC requirements, conducting in-depth analysis on the ownership structure of clients, working closely with the Front Office and clients to obtain necessary supporting evidence, following up with KYC production teams to ensure timely onboarding, liaising with key stakeholders, assisting Relationship Managers with various tasks, managing personal workload and priority items, and identifying and executing process improvements. To excel in this role, you should have knowledge of multiple client types and the financial industry, strong verbal and written communication skills, effective time management and organizational abilities, a quality client focus, a strong controls mindset, customer service skills, experience in adhering to controls and compliance standards, and the ability to grasp concepts and procedures quickly. Preferred qualifications for this role include knowledge of KYC & Client onboarding with a minimum of 2 years of experience, as well as a B.S. Degree or equivalent. Your role as a Wholesale KYC Operations Analyst will be crucial in ensuring smooth client onboarding processes, maintaining compliance standards, and contributing to the overall success of the WKO Banking Middle Office.,

Join Barclays as a Product Control SP role, where you will oversee the financial aspects of trading activities, ensuring the accuracy and integrity of the bank's trading book, maintenance of compliance with regulatory requirements, and provision of insights into trading performance. At Barclays, we don't just anticipate the future - we're creating it. To be successful in this role, you should have the following skills: - CA / CMA preferred. - Understanding of financial instruments and market developments. - Risk and Controls mindset. Some other highly valued skills may include: - Use of Agile technologies. You may be assessed on the key critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. This role is based in our Chennai office. Purpose of the role: To oversee the financial aspects of trading activities, ensuring the accuracy and integrity of the bank's trading book, maintenance of compliance with regulatory requirements, and provision of insights into trading performance. Accountabilities: - Reconciliation of daily profit and loss (P&L) figures for trading desks to ensure they align with the valued positions in the trading book, investigating and resolving discrepancies between P&L figures to ensure they reflect the true economic value of the trading portfolio. - Support the identification, assessment, and mitigation of trading risks, and report on these financial risks to senior colleagues. - Maintenance and analysis of the bank's trading data, ensuring its accuracy, completeness, and consistency, and provision of insights to traders and senior colleagues on trading performance. - Preparation and submission of regulatory reports to authorities, and provision of support to external audits including addressing auditor queries and ensuring trading activities are appropriately reflected in financial statements. - Effective communication of complex financial information to traders, risk professionals, senior colleagues, and external stakeholders. - Cross-functional collaboration to ensure a coordinated approach to trading activities. Analyst Expectations: - Will have an impact on the work of related teams within the area. - Partner with other functions and business areas. - Takes responsibility for end results of a team's operational processing and activities. - Escalate breaches of policies / procedure appropriately. - Take responsibility for embedding new policies/procedures adopted due to risk mitigation. - Advise and influence decision-making within own area of expertise. - Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation, and codes of conduct. - Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organization's products, services, and processes within the function. - Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organization sub-function. - Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents. - Guide and persuade team members and communicate complex/sensitive information. - Act as a contact point for stakeholders outside of the immediate function, while building a network of contacts outside the team and external to the organization. All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset to Empower, Challenge, and Drive the operating manual for how we behave.,