5 Controls Assurance Jobs

Join us as a UK Corporate Banking Assurance Lead. In this role, you will be responsible for reviewing work papers, testing reports, and challenging testing teams to ensure alignment with Barclays and Controls Assurance testing methodology. Your guidance will be crucial in ensuring compliance with Barclays Group Policies, Standards, frameworks, and procedures across Business Units, Functions, and Shared Services. You will communicate the results of testing activities to Senior Stakeholders and collaborate with Control Business Partners (CBPs) and other stakeholders to develop consensus and address any issues that may arise. To excel as a UK Corporate Banking Assurance Lead, you should possess hands-on experience in control testing, delivery of control testing reviews, and a thorough understanding of risk and control principles. Your expertise should extend to key risk areas such as Front office, products, operations, and COO. Additionally, experience in Compliance Testing, Internal Audit, Controls Assurance, or Controls Testing will be highly beneficial. Relevant professional certifications like CIA are optional but valued. A sound knowledge of the UKCB Business, its operational processes, and the Financial Services Industry will further enhance your capabilities in this role. Your performance will be evaluated based on key critical skills such as risk and controls management, change and transformation initiatives, business acumen, strategic thinking, and digital and technology proficiency. This position is based in Pune. As a UK Corporate Banking Assurance Lead, your primary purpose is to collaborate with the bank to provide independent assurance on control processes and recommend improvements to enhance the efficiency and effectiveness of the internal controls framework. Your key accountabilities will include maintaining a robust control environment, developing test plans to identify weaknesses in internal controls, communicating findings to stakeholders, and contributing to the continuous improvement of control efficiency across the bank. As a Vice President in this role, you are expected to set strategy, drive requirements, manage resources and budgets, and deliver continuous improvements. You will also be responsible for demonstrating leadership behaviors that foster a thriving environment for colleagues. If you are an individual contributor, you will serve as a subject matter expert within your discipline, guiding technical direction and leading collaborative assignments. Your role will involve training, guiding, and coaching less experienced specialists while contributing to long-term profits and strategic decisions. All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, along with the Barclays Mindset of Empower, Challenge, and Drive. Your ability to collaborate with stakeholders, manage risks, and create innovative solutions based on analytical thinking will be crucial in achieving the goals of the business and strengthening controls within your area of expertise.,

Join us for a role in "CCO Functions" at Barclays, where you'll spearhead the evolution of the digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. As an AVP Controls Assurance at Barclays, you'll need to have at least 7 years of experience in Controls Assurance/Testing, along with knowledge of applying Data Analytics techniques. You should also possess knowledge of principal risks such as Data governance, data lineage, data quality, Records Management, People Risk, Supplier risk, Premises, etc. A basic minimum educational qualification of Graduate or equivalent is required for this role. Your responsibilities will include developing detailed test plans, identifying weaknesses in internal controls, and communicating key findings to relevant stakeholders. You will collaborate across the bank to maintain a robust and efficient control environment and provide advice on improvements to enhance the banks" internal controls framework. In addition to the essential requirements, some highly valued skills for this role may include having relevant professional certifications (CA, CIA, CS, MBA), knowledge of process re-engineering methodologies such as LEAN/DMAIC/Value Mapping, experience in the financial services industry, and proficiency in Project Management and Change Management. You may be assessed on key critical skills relevant for success in the role, including risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. As an AVP Controls Assurance, you will play a crucial role in advising and influencing decision-making, contributing to policy development, and ensuring operational effectiveness. You will collaborate closely with other functions/business divisions and lead a team to deliver work that impacts the entire business function. Moreover, you will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset to Empower, Challenge, and Drive in your daily interactions and decision-making processes. Location: Pune Purpose of the role: To partner with the bank in providing independent assurance on control processes and advising on improvements to enhance the efficiency and effectiveness of the bank's internal controls framework. Key Responsibilities: - Collaboration across the bank to maintain a satisfactory, robust, and efficient control environment. - Development of detailed test plans and procedures to identify weaknesses in internal controls. - Communication of key findings and observations to relevant stakeholders. - Development of a knowledge center containing detailed documentation of control assessments and testing. Assistant Vice President Expectations: - Advise and influence decision-making and contribute to policy development. - Lead a team performing complex tasks and set objectives for employees. - Demonstrate leadership behaviors to create an environment for colleagues to thrive. - Engage in complex analysis of data to solve problems effectively. - Demonstrate the Barclays Values and Mindset in everyday actions. In summary, as an AVP Controls Assurance at Barclays, you will have the opportunity to drive innovation, enhance customer experiences, and play a key role in maintaining a robust control environment across the bank.,

You will be responsible for strengthening internal controls and risk management practices as an Assistant Vice President (AVP) in the Controls Assurance role. Your main duties will include collaborating across departments, conducting control assessments, and providing insights to reduce risk, ensure compliance, and support strategic objectives effectively. Your role will involve executing both ad-hoc and planned assessments to evaluate control design and operating effectiveness in key business areas. You will need to develop detailed test plans, control procedures, and assurance reviews that adhere to internal standards and risk frameworks. Identifying control weaknesses, recommending corrective actions, and communicating key findings to senior stakeholders will be essential for the role. Maintaining a central knowledge hub for control documentation, findings, test results, and training materials will be part of your responsibilities. You will collaborate with cross-functional teams to standardize assurance methodologies and promote best practices within the organization. Additionally, contributing to training and upskilling colleagues on risk, controls, and assurance practices will be crucial. To be successful in this role, you should have at least 7 years of experience in Controls Assurance, Risk Testing, Internal Audit, or Governance roles. Expertise in control design and operational effectiveness testing methodologies, as well as knowledge of various risk domains, such as data governance, people/HR risk, and premises resiliency services, will be required. Proficiency in data analytics tools and a Bachelor's degree (or equivalent) are essential, while advanced certifications like CA, CIA, CS, or MBA will be advantageous. Strong stakeholder engagement skills, clear communication abilities, and experience in presenting complex insights confidently are key attributes for this role. Familiarity with process improvement methodologies like LEAN, DMAIC, or value mapping would be beneficial. Remember, controls are meant to empower innovation and ensure a solid foundation for growth, not hinder progress.,

Join us as a Risk and Control Partner at Barclays. As a Risk and Control Partner, you will play a crucial role in supporting the Wholesale Lending Operations Leadership team in managing the internal control framework and fulfilling obligations aligned with the Enterprise Risk Management Framework and the Barclays Control Framework. Your responsibilities will include promoting a strong self-assessment culture and enhancing risk ownership among line managers and team members. To excel in this role, you should possess the following experience and skills: - Providing collaborative functional stakeholder support through coaching, training, and expertise in risk and control activities. - Ensuring all operational risk events and near misses are documented in accordance with policies and standards. - Serving as the primary point of contact for initiatives and changes affecting the control environment, identifying risks at the outset of changes, and implementing appropriate mitigation measures. - Driving improvements in control awareness and management capability. - Assisting with the annual RCSA process for the allocated function. - Conducting controls assurance for controls operated within Wholesale Lending based on policies and standards. - Identifying new and emerging risks through proactive process reviews. - Managing issues, dispensations, waivers, breaches, and risk acceptances in line with policies and standards. - Acting as a liaison within the function to support CCO, BIA, and external audit programs. - Overseeing all governance activities related to risk events, issues, and actions in the approved system of record. - Developing and tracking control performance metrics to enhance control effectiveness. - Maintaining and updating the controls library. - Driving the controls assurance strategy and control optimization for the supported function. - Proactively identifying control weaknesses and devising strategies to enhance control strength. - Assisting in embedding relevant policy and standard requirements to ensure compliance. Additionally, key valued skills may include knowledge of the Barclays Control Framework policies/standards, understanding of products and services in Wholesale Lending, familiarity with Lending Operations processes, strong cross-functional agile working ability, knowledge of performance testing tools, experience in preparing test metrics/reports, initiative, judgment, strong risk-aware mindset, effective communication skills, strong analytical ability, and the ability to implement operational improvement activities. This role is based in Noida and aims to monitor quality standards and policies across operational processes, collaborate with control owners to execute Risk Control Self Assessments (RSCA), and identify and mitigate risks and regulatory trends impacting the bank's operations. In summary, as a Risk and Control Partner at Barclays, you are expected to provide strategic guidance, collaborate with various teams, lead complex tasks, and contribute to policy development to ensure operational effectiveness and risk mitigation. You will also be responsible for fostering a culture of excellence, collaboration, and continuous improvement in line with Barclays" values and mindset.,

Embark on a transformative journey as the Chief Control Office- Control Business Partner at Barclays. We are committed to pushing boundaries, and you will play a crucial role in driving high-quality risk management in alignment with our strategy, regulations, group frameworks, policies, and standards. Your responsibilities will include sustaining and continuously strengthening the control environment and culture by providing input, challenge, and risk management expertise across Product, Process, Service, and Control landscape. You will ensure effective implementation and management of Enterprise Risk management frameworks. Key skills required for this role: - Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management with relevant experience. - Graduate / Postgraduate with a minimum of total years of experience. - Good understanding of front to back processes across diverse Banking businesses. - Experience in Control Business Partnering, Controls Assurance, and Risk Management, covering governance, control frameworks, processes, and operational risk management. - Extensive experience in senior stakeholder management, clear communication of internal control concepts in a business context, and managing relationships across multiple disciplines. - Understanding and application of Data science and analytics. Additional valued skills may include: - Sound commercial judgment and comprehensive understanding of the Financial Services Industry. - Strong working knowledge of reconciliation, Tax operations, or operations area. - Experience in designing, communicating & implementing internal control policies. - Proficiency in MS Office applications (Outlook, Word, Excel, PowerPoint). - Hands-on experience in designing and delivering Data analytics. You may be assessed on critical skills such as risk and controls, change and transformation, business acumen, strategic thinking, digital technology, and job-specific technical skills. This role is based in our Pune office. Purpose of the role: The purpose of this role is to assess the integrity and effectiveness of the bank's internal control framework to support risk mitigation and protection of operational, financial, and reputational risks. Accountabilities: - Collaborate with stakeholders to enhance control effectiveness through detailed documentation of control assessments, procedures, and findings. - Identify and investigate potential weaknesses within internal controls to promote continuous improvement and risk mitigation. - Develop reports to communicate key findings from risk assessments and execute reviews to determine the effectiveness of the bank's internal controls framework. - Implement adherence to the Barclays Controls Framework and assess controls against the established framework. Vice President Expectations: - Contribute to strategy, drive change, plan resources, manage policies, and deliver continuous improvements. - Demonstrate leadership behaviours for creating an environment for colleagues to thrive. - Advise key stakeholders, manage risks, and demonstrate accountability for strengthening controls. - Collaborate with other areas to support business strategies and achieve key objectives. All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,