723 Control Testing Jobs - Page 2

Role & responsibilities : Financial and operational audits Financial records review : To meticulously review financial records and transactions to verify their accuracy and completeness, ensuring they comply with accounting standards and regulations. Operational assessments : To review business processes, such as procurement, payroll, and IT systems, to identify inefficiencies and recommend improvements for cost savings and better resource utilization. Investigative audits : To conduct special investigations at the request of the audit committee or management when a potential fraud, irregularity, or significant control failure is suspected. Compliance and governance Regulatory checks : To en...

Position Purpose ISPL Compliance Hub is focused to protect the reputation of the Group and effectively manage risk across all business areas by providing support to various Compliance functions. At present the department is broadly organized into divisions which embed into the areas they support to provide services for Global Compliance Training, Capital Markets Surveillance, Electronic Communication Surveillance, Transversal Risk Management (TRM), Compliance Migrations Co-Ordination, Personal Account Dealing, MIS and Projects support. The team works closely with business partners in CIB and the wider group. Responsibilities Direct Responsibilities o Perform KYC/AML/Sanction compliance contr...

Position Purpose Audit and Controls in AFMG, check 1a & 1b in coordination with business and liasioning with respective line of defense to perform control execution. Responsibilities Direct Responsibilities - Design and implement control framework for Admin Functions as a whole. - Responsible for designing Risk mapping files as per Group Control guidelines for all the work streams of Admin functions. - Identify Level 1 and Level 2 controls to be performed and maintain inventory of the controls. - Implement Control testing program to ensure Level 1 controls are being performed and execute Level 2 controls. Report deviations/results to Admin Process Leads and Management. - Identify control gap...

Role Overview: Join our IT Audit and Risk team to support engagements in IT General Controls (ITGC), SOC audits, ISO 27001 assessments, and Data Privacy reviews. The role is ideal for fresh graduates with an audit mindset and interest in technology, cybersecurity, and governance. Key Responsibilities: • Assist in performing ITGC and application control testing. • Support audit documentation and evidence collection. • Participate in ISO 27001 and Data Privacy review assignments. • Learn and apply risk-based audit approaches and frameworks. Qualifications: • Graduate in Commerce, Accounting, Information Systems, or related field. • Interest in IT Audit, Cybersecurity, and Data Privacy. • Basic...

We are recruiting for a Senior in the Managed Services Internal Audit & Controls (Tech) team. Working as a Senior in this team, your responsibilities will include: • Assist in planning activities, development of audit program, and execution of internal audits and IT control assessments in the following areas: IT strategy and governance, IT operations, network and infrastructure security, cloud and third-party risk, programs and projects, automation, GITCs and application controls, and regulatory/compliance requirements • Review clients' processes and controls against leading practice and industry frameworks, identify gaps in design and execution, and communicate issues and recommendations to...

Job Purpose Compliance testing Lead a team for Compliance testing of various products and processes. Develop a compliance testing plan, determine scope & testing methodology, lead a team for execution, discuss & obtain responses with action plan and present the results to Senior Management. Required Qualifications and Experience Educational Qualifications CA /MBA Fin with 0-3 years of experience Understanding of business processes and regulatory requirements Analytical and communicating skills Ability to learn and implement at a fast pace

Internal Audit Institutional Securities Audit, Associate, India We're seeking someone to join our diverse team of audit and assurance professionals as a business auditor to support the India and Asia Internal Audit team in identifying, assessing and driving resources to areas of key risks and vulnerabilities in the Institutional Securities Group (ISG), through evaluating the adequacy and effectiveness of related controls. In the Audit division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is an Associate level position within the Internal Audit Department. Since 1935, Morgan Stanley is...

Role Overview: As a candidate for this position, you will be responsible for designing and maintaining the ICoFR framework in alignment with COSO and best practices. You will conduct annual control assessments to evaluate governance, ethics, and oversight effectiveness. Additionally, you will create and maintain key documentation such as risk and control matrices, flowcharts, and control narratives. Your role will also involve developing and executing the annual control testing plan, coordinating with regional teams, and providing actionable feedback. Leading quarterly self-assessments, monitoring issues, and ensuring timely remediation will be part of your responsibilities. You will investi...

About The Role Project Role : Security Delivery Lead Project Role Description : Leads the implementation and delivery of Security Services projects, leveraging our global delivery capability (method, tools, training, assets). Must have skills : Security Compliance Management Good to have skills : Security Architecture DesignMinimum 5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :We are seeking a skilled and detail-oriented Security Architect/ Security Compliance professional specialized in ITGC and Control Testing Professional to join our team. The ideal candidate will have a strong background in IT audit, internal controls, and risk mana...

The Candidate shall be required to perform field work in risk advisory services, Sarbanes Oxley, Internal Financial Controls, Enterprise Risk Management, etc. covering following activities. o Preparing risk and control matrices. o Planning for field work. o Executing the field work covering – process and system walk through, preparation of process flow charts, perform data analysis, carry out substantive control testing for samples o Drafting of internal audit / engagement reports o Day to day guidance to trainees and associates working in team o Day to day coordination with reporting manager The candidate will have to review operational, financial, and technology processes to provide manage...

Understand key business process/identify potential operational and financial risks. Independently plan, execute, and manage internal audit assignments, including risk assessments and process evaluation Collaborate with teams to conduct timely audits Required Candidate profile Transfer Pricing documentation Form 3CEB Transfer Pricing planning, risk assessment, and structuring of intercompany transactioN Transfer Pricing audits, assessments, and litigation matters.

Brief Perform according to established procedures complex accounting activities related to Bank reconciliations, Cash application, Investment, Debt management and other Treasury function related activities Ensure timely and accurate completion of activities assigned, eg Reporting, Cash application, Variance analysis, Audit support, etc Participate in monthly, quarterly and yearly internal control testing activities associated with Treasury function Look out for process improvement and automation opportunities Participate in special projects for the function time to time Provide audit support during the year as per schedule Review and update process documentation on a quarterly basis

As an Audit Issue Validation Associate within the Internal Audit Team, you will be responsible for end-to-end execution of issue validations for different lines of business. You will perform audit work in accordance with departmental standards, evaluate the system of internal controls, and leading tollgates as the auditor in charge for the assigned validations. Your role will involve preparing detailed memo of audit findings, recommending changes in operational processes and practices, and ensuring accuracy and thoroughness of coverage. Job Responsibilities Plan, execute and document audit validations, including planning, audit testing, control evaluation, memo drafting while ensuring valida...

Role & responsibilities: At Deloitte India, we believe in the importance of leadership at all levels. We expect our people to embrace and live our purpose by challenging themselves to identify issues that are most important for our clients, our people, and for society and make an impact that matters. In addition to living our purpose, Assistant Manager across our organization: Builds own understanding of our purpose and values; explores opportunities for impact. Demonstrates strong commitment to personal learning and development; acts as a brand ambassador to help attract top talent. Understands expectations and demonstrates personal accountability for keeping performance on track. Actively ...

Role: SOX Control Enhancement IFRS 18 Presentation and Disclosure in Financial Statements - Financial Services (Banks) Location: Hyderabad/Gurgaon/Chennai/Bangalore/Mumbai Level: Assistant Manager Qualifications & Experience: Chartered Accountant (Preferred), ACCA or MBA 4-5 years of relevant experience Skills: IFRS Conversion: Understand, interpret, assess impacts on financial statements as per IFRS 18 (amended standard to IAS 1) Internal Controls over Financial Reporting (ICFR): Design and assess effectiveness of ICFR as part of SOX 404 compliance, including documentation and remediation of control gaps Controls GAP assessment: Conduct gap assessments between existing financial reporting c...

Role & responsibilities : Qualification and Minimum Entry Requirements B.Tech/MCA/MBA with 3 5 Years of relevant experience in Information Technology/Security Controls, SSAE 18, SOC reports, IT Audits, IT General Controls, IT Application Controls and ERP Audits. Candidate should have intermediate knowledge of financials, operations and technology and its related risks Candidate should have good knowledge for SOC 1, SOC 2, ICFR, IT General Controls, IT Application Controls, Information security and risk management frameworks/ standards (ISO 27001, NIST, COBIT, ITIL, PCI.) Qualified to pursue a job-relevant certification (CIA, CISA, CMA, ISO, CRISC, CISSP) Strong Data Analytical skills includi...

Role & responsibilities: At Deloitte India, we believe in the importance of leadership at all levels. We expect our people to embrace and live our purpose by challenging themselves to identify issues that are most important for our clients, our people, and for society and make an impact that matters. In addition to living our purpose, Consultant or Assistant Manager across our organization: Builds own understanding of our purpose and values; explores opportunities for impact. Demonstrates strong commitment to personal learning and development; acts as a brand ambassador to help attract top talent. Understands expectations and demonstrates personal accountability for keeping performance on tr...

Role: Internal Audit & Risk Advisory - Consultant / Senior Consultant / Deputy Manager (Non-FS) Travelling: Candidate must be comfortable travelling within India & to overseas for projects. Interested candidates can also share their updated resumes at kirti.goyal@protivitiglobal.in Key Responsibilities: Spearhead internal client facing teams and guide them on solution delivery. Independently lead smaller modules of the engagement. Identify, assess and monitor risks by developing a risk management plan and strategy and identify opportunities to improve business processes. Assist clients in addressing compliance, financial, operational and strategic risk. Assist team members in developing tech...

Control and Compliance Group - Job Description Location-Pune , Bangalore& Chennai Shift-UK ( Flexible with shift timing) Job Description Provide strong domain leadership managing a team of audit professionals in F&A/ HRO/ S&F services Lead teams performing Risk Assessments, Process Walkthroughs, Process Documentation Narratives, Process Flow Diagrams, Finalize Risk and Control Matrix, Lead assignments on Test of Control Effectiveness, Control Design , support remediation efforts for control failures - SOX and ISAE / SSAE compliance. Lead Interventions / Special Assignments at Client Engagements identifying reasons for operations failures, critical errors, process weaknesses / Performing Root...

we are hiring Internal Audit AM & Manager – Governance, Risk & Compliance Services (GRCS)! Looking for CAs/MBAs with 5+ yrs in Internal Audit, Risk Advisory, or Compliance. Great growth, learning & global exposure.

Preferred candidate profile Preferably bachelors degree in (Finance/Accounting, Electronics, Electronics & Telecommunications, Comp. Science)/MBA/M.Sc./CA Minimum of 3-4 years of experience in internal controls and Internal Audit Enterprise risk services with specific focus on IT and related industry standards IT Risk Assurance framework Control frameworks such as COSO, internal control principles and related regulations including SOX and J-SOX Preferred security skills related to a broad range of operating systems, databases or security tools, e.g., UNIX, Linux, Windows 2000 and NT, firewalls and IDS systems. Familiarity with IT analysis, delivery, and operations methods, including SDLC and...

About The Role Project Role Security Architect Project Role Description Define the cloud security framework and architecture, ensuring it meets the business requirements and performance goals. Document the implementation of the cloud security controls and transition to cloud security-managed operations. Must have skills ServiceNow Governance, Risk, and Compliance (GRC) Good to have skills Security Architecture Design Minimum 2 year(s) of experience is required Educational Qualification 15 years full time education Summary Strong ServiceNow development and implementation knowledge. Implementation & functional skills for at least one application offerings (Policy Compliance, Risk, Audit, BCM, ...

About The Role Project Role Security Architect Project Role Description Define the cloud security framework and architecture, ensuring it meets the business requirements and performance goals. Document the implementation of the cloud security controls and transition to cloud security-managed operations. Must have skills ServiceNow Governance, Risk, and Compliance (GRC) Good to have skills Security Architecture Design Minimum 5 year(s) of experience is required Educational Qualification 15 years full time education Summary Strong ServiceNow development and implementation knowledge. Implementation & functional skills for at least one application offerings (Policy Compliance, Risk, Audit, BCM, ...

Core TRA Roles & Responsibilities: Responsible for managing assurance engagements with a focus on IT risks Manages a team of IT assurance professionals involved in evaluating and testing ITGCs, conduct business and IT process reviews, IT Application Controls tests, IPEs. third party assurance (SOC1&2) and related areas; Is seen as a subject matter expert either on specific technology platforms (SAP, Oracle etc.) or industry (FS, Manufacturing, Retail etc.) Supports leadership in developing the TRA team by coaching, providing technical guidance during assurance engagements, ensuring completion of work within tight deadlines and delivers high quality assurance results consistent with the firms...

Core TRA Roles & Responsibilities: Responsible for managing assurance engagements with a focus on IT risks Manages a team of IT assurance professionals involved in evaluating and testing ITGCs, conduct business and IT process reviews, IT Application Controls tests, IPEs. third party assurance (SOC1&2) and related areas; Is seen as a subject matter expert either on specific technology platforms (SAP, Oracle etc.) or industry (FS, Manufacturing, Retail etc.) Supports leadership in developing the TRA team by coaching, providing technical guidance during assurance engagements, ensuring completion of work within tight deadlines and delivers high quality assurance results consistent with the firms...