16 Control Functions Jobs

As an Assistant Vice President (AVP) Markets Surveillance at Barclays, you will spearhead the evolution of the digital landscape and drive innovation to ensure unparalleled customer experiences. Your role will be based out of Pune. **Role Overview:** You will monitor and analyze market activity for potential signs of abuse or manipulation, ensuring adherence to regulatory requirements and internal policies. Your responsibilities will include: **Key Responsibilities:** - Continuously monitoring market activities, including order flows, prices, trading volumes, and communications to identify potential irregularities or market misconduct. - Conducting in-depth investigations to gather evidence ...

As an AVP Markets Surveillance & Optimization Analyst at Barclays, you will play a crucial role in monitoring and analyzing market activity to detect any signs of abuse or manipulation. By leveraging your expertise, you will ensure adherence to regulatory requirements and internal policies, thereby mitigating market misconduct. Your responsibilities will include: - Continuously monitoring market activities such as order flows, prices, trading volumes, and communications to identify potential irregularities or market misconduct. - Conducting thorough investigations to gather evidence and evaluate the risk of market manipulation, insider trading, or other forms of misconduct. - Providing busin...

Job Description: You will be responsible for leading and managing a team conducting internal audits of support and control functions. Key Responsibilities: - Lead and manage a team for conducting internal audits - Evaluate support and control functions - Ensure compliance with internal policies and regulations Qualifications Required: - Bachelor's degree in Accounting, Finance, or related field - Certified Internal Auditor (CIA) certification preferred - Strong analytical and communication skills (Note: No additional details of the company were mentioned in the job description),

Position Overview Job Title - HR Divisional Management Specialist Corporate Title - Assistant Vice President Location - Bangalore, India Role Description The HR Divisional Management Specialist is responsible for ensuring the execution of activities from the wide range of HR governance and compliance tasks, either directly responsible for task execution or indirectly responsible via the efforts of other team members. The Specialist's responsibilities may include all or some of the following, financial planning and business forecasting, reporting output quality and performance metrics, ensuring satisfactory infrastructure and control function service level delivery and supplier sourcing and p...

HR Divisional Management Specialist, AVP Position Overview Job Title - HR Divisional Management Specialist Corporate Title - Assistant Vice President Location - Bangalore, India Role Description The HR Divisional Management Specialist is responsible for ensuring the execution of activities from the wide range of HR governance and compliance tasks, either directly responsible for task execution or indirectly responsible via the efforts of other team members. The Specialist's responsibilities may include all or some of the following, financial planning and business forecasting, reporting output quality and performance metrics, ensuring satisfactory infrastructure and control function service l...

As an individual in Issue Management, your role involves coordinating and managing issues with key stakeholders to ensure compliance and remediation of findings from reviews and self-identified issues. Your responsibilities include: - Supporting the coordination and management of issues with key stakeholders - Driving quality reviews to comply with Issue Management Policy and Standards - Facilitating engagement across high impact issue remediations and key programs - Maintaining a tracking system for issue inventory and quality metrics - Implementing sustainable solutions by addressing root causes - Utilizing analytics to assess trends and identify risks for process improvement - Analyzing p...

As an Audit Specialist, your role will involve independently conducting audits at Head Office or Nodal Operation Centers (NOC). You will also participate in audits across various businesses, focusing on Product, Operations, and Control functions. Your core expertise should cover at least two of these areas to ensure thorough audits. Key Responsibilities: - Assist in planning, designing, and implementing risk-based audit plans to maintain the Bank's safety and soundness - Complete assigned audits and document work papers within the specified timelines - Track the status of reported issues and ensure follow-up on resolutions - Benchmark relevant processes against Best Practices and peer banks ...

Role Overview: As an employee within the Margin, Collateral Valuations Operations (MCVO) team at Goldman Sachs, your primary focus will be on mitigating counterparty credit risk through operational processes. You will be expected to demonstrate innovation and a proactive approach by identifying inefficiencies, risks, and implementing improvements. Your role will involve close interaction with various areas of the bank, including Credit Risk Management, Legal and Compliance, Sales, Trading, and other Operations Departments. Strong communication skills will be essential for successful collaboration with internal teams. Key Responsibilities: - Review and analyze ISDA/CSA and other Master docume...

Job Description Join our team as a key player in managing reconciliations and control functions across internal and external trades. Collaborate closely with Middle Office teams to drive efficiency and ensure alignment with risk management. If you're passionate about strategic projects and operational excellence, this role is for you. Job Summary As a Trade Operations Specialist, you will partner with Middle Office teams to manage reconciliations and control functions for trades. You will investigate trade break queries, perform control functions, and drive firm-wide projects. Your role will involve reviewing key metrics and generating efficiencies to improve processes and increase capacity....

The Securities & Derivative Analyst 1 role involves processing orders and transactions from trading desks and branch offices in coordination with the operations - Transaction Services team. Your main responsibility will be to assist in clearing, settling, and investigating client securities and derivatives transactions. You will provide analytical and administrative support to Front Office Sales and Trading, specifically focusing on FX business. This includes supporting lifecycle activities such as Trade Aggregation, Allocation, Cancel Rebooks, Matching, Early pickup / Utilization, Rollovers, and interacting with Business, Firms Clients, Operations, and Technology to manage post-execution is...

Join us as an Assistant Vice President (AVP) Markets Surveillance at Barclays in Pune, where you will play a crucial role in monitoring and analyzing market activity to ensure regulatory compliance and internal policy adherence. Your responsibilities will include identifying irregularities, conducting investigations, supporting market surveillance projects, and providing accurate reports to regulatory authorities and internal stakeholders. To excel in this role, you should possess a proactive approach to problem-solving, the ability to work both independently and in a team, and be willing to take on additional tasks as needed. Your strong communication skills, understanding of market abuse r...

Corporate Treasury manages the firm's funding, liquidity, capital, and relationships with creditors and regulators. The division seeks collaborative individuals with strong quantitative analysis skills and risk management capabilities. Corporate Treasury actively manages the firm's financial resources, which are subject to constant change due to business activity, market conditions, risk appetite, regulations, and other factors. Your Impact: Daily responsibilities include, but are not limited to: - Reviewing current funding levels for firm bank accounts and providing oversight. - Serving as an escalation point for internal issues and liaising with external agent banks. - Resolving and escala...

The MEA HR Risk, Governance, and Ops Oversight Specialist based in Bangalore, India, holds the Corporate Title of AS. As a Business Management Specialist, you are tasked with overseeing a wide range of Business Management activities. Your responsibilities include financial planning, business forecasting, monitoring output quality and performance metrics, ensuring infrastructure and control function service levels, and negotiating supplier sourcing and pricing. Additionally, you will be analyzing the impact of changes and evaluating corresponding cost changes and forecast impacts. Your role involves defining, implementing, and continually improving policies, processes, and procedures to deliv...

The Business Management Specialist is responsible for ensuring the execution of activities from the wide range of Business Management tasks, either directly responsible for task execution or indirectly responsible via the efforts of other team members. Your responsibilities may include financial planning, business forecasting, reporting output quality and performance metrics, ensuring satisfactory infrastructure and control function service level delivery, and supplier sourcing and pricing negotiations. Additionally, you may be responsible for analyzing the impact of changes, evaluating corresponding changes to cost, and the impact on the forecast. You will define, implement, and continuousl...

You will be part of the Business Support Management (BSM) function within the Corporate & Investment Bank (CIB) Finance & Business Management team. Your primary responsibility will be to provide administrative and control-focused support to the CIB businesses. This role involves collaborating with individuals at all levels and across various lines of business, including Business Managers, CIB BSM global counterparts, and Internal Business Partners like Business Control, Compliance, Human Resources, and Technology. As a Business Support Management - Access Management Associate, you will work within the CIB Finance & Business Management team. Your role will involve managing on/off boarding pro...

About this role: Wells Fargo is seeking a Lead Compliance Officer In this role, you will: Provide oversight and monitoring of business group risk-based compliance programs Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements Oversee the Front Line's execution and challenges appropriately on compliance related decisions Develop, oversee, and provide independent credible challenge to standards with subject matter expertise Provide direction to the b...