0.0 - 3.0 years

0 Lacs

maharashtra

On-site

The Securities & Derivative Analyst 1 role involves processing orders and transactions from trading desks and branch offices in coordination with the operations - Transaction Services team. Your main responsibility will be to assist in clearing, settling, and investigating client securities and derivatives transactions. You will provide analytical and administrative support to Front Office Sales and Trading, specifically focusing on FX business. This includes supporting lifecycle activities such as Trade Aggregation, Allocation, Cancel Rebooks, Matching, Early pickup / Utilization, Rollovers, and interacting with Business, Firms Clients, Operations, and Technology to manage post-execution is...

Posted 2 weeks ago

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AVP Markets Surveillance Barclays

2.0 - 6.0 years

0 Lacs

pune, maharashtra

On-site

Join us as an Assistant Vice President (AVP) Markets Surveillance at Barclays in Pune, where you will play a crucial role in monitoring and analyzing market activity to ensure regulatory compliance and internal policy adherence. Your responsibilities will include identifying irregularities, conducting investigations, supporting market surveillance projects, and providing accurate reports to regulatory authorities and internal stakeholders. To excel in this role, you should possess a proactive approach to problem-solving, the ability to work both independently and in a team, and be willing to take on additional tasks as needed. Your strong communication skills, understanding of market abuse r...

Posted 2 weeks ago

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Analyst - Liquidity Management Goldman Sachs

1.0 - 5.0 years

0 Lacs

karnataka

On-site

Corporate Treasury manages the firm's funding, liquidity, capital, and relationships with creditors and regulators. The division seeks collaborative individuals with strong quantitative analysis skills and risk management capabilities. Corporate Treasury actively manages the firm's financial resources, which are subject to constant change due to business activity, market conditions, risk appetite, regulations, and other factors. Your Impact: Daily responsibilities include, but are not limited to: - Reviewing current funding levels for firm bank accounts and providing oversight. - Serving as an escalation point for internal issues and liaising with external agent banks. - Resolving and escala...

Posted 1 month ago

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MEA HR Risk, Governance and Ops oversight Specialist, AS Deutsche Bank

5.0 - 9.0 years

0 Lacs

karnataka

On-site

The MEA HR Risk, Governance, and Ops Oversight Specialist based in Bangalore, India, holds the Corporate Title of AS. As a Business Management Specialist, you are tasked with overseeing a wide range of Business Management activities. Your responsibilities include financial planning, business forecasting, monitoring output quality and performance metrics, ensuring infrastructure and control function service levels, and negotiating supplier sourcing and pricing. Additionally, you will be analyzing the impact of changes and evaluating corresponding cost changes and forecast impacts. Your role involves defining, implementing, and continually improving policies, processes, and procedures to deliv...

Posted 1 month ago

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MEA HR Risk, Governance and Ops oversight Specialist Deutsche Bank

5.0 - 9.0 years

0 Lacs

karnataka

On-site

The Business Management Specialist is responsible for ensuring the execution of activities from the wide range of Business Management tasks, either directly responsible for task execution or indirectly responsible via the efforts of other team members. Your responsibilities may include financial planning, business forecasting, reporting output quality and performance metrics, ensuring satisfactory infrastructure and control function service level delivery, and supplier sourcing and pricing negotiations. Additionally, you may be responsible for analyzing the impact of changes, evaluating corresponding changes to cost, and the impact on the forecast. You will define, implement, and continuousl...

Posted 1 month ago

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Business Support Management - Access Management_Associate Alumni Career Site

5.0 - 9.0 years

0 Lacs

maharashtra

On-site

You will be part of the Business Support Management (BSM) function within the Corporate & Investment Bank (CIB) Finance & Business Management team. Your primary responsibility will be to provide administrative and control-focused support to the CIB businesses. This role involves collaborating with individuals at all levels and across various lines of business, including Business Managers, CIB BSM global counterparts, and Internal Business Partners like Business Control, Compliance, Human Resources, and Technology. As a Business Support Management - Access Management Associate, you will work within the CIB Finance & Business Management team. Your role will involve managing on/off boarding pro...

Posted 1 month ago

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Vice President - HR Compliance Wells Fargo

5 - 10 years

7 - 17 Lacs

Bengaluru

Work from Office

About this role: Wells Fargo is seeking a Lead Compliance Officer In this role, you will: Provide oversight and monitoring of business group risk-based compliance programs Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements Oversee the Front Line's execution and challenges appropriately on compliance related decisions Develop, oversee, and provide independent credible challenge to standards with subject matter expertise Provide direction to the b...

Posted 4 months ago

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