142 Control Frameworks Jobs - Page 5

As a Reporting Subject Matter Expert (SME) at HSBC, you will have the opportunity to work in the Finance business sector. Your primary responsibilities will involve collaborating closely with various teams such as Change, IT, Production/reporting leads, Risk, Policy, and Legal departments on projects related to IRR remediation and other control/audit initiatives. You will contribute to the delivery of the Global Finance Change Regulatory Reporting Value Stream solution, including ongoing and upcoming projects under the GSIB Framework changes and other upstream modifications. Your role will encompass reviewing and challenging the G-SIB Indicator data incorporated in regulatory returns and ext...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. As a Risk consultant, you'll contribute technically to Risk Consulting client engagements and internal projects. An important part of your role will be to actively establish, maintain, and strengthen internal and external relationships. You'll also identify potential business opportunities for EY within existing engagements and escalate thes...

The Enterprise Information Governance (EIG) function within London Stock Exchange Group (LSEG) is responsible for designing and maintaining a comprehensive data policy framework. This framework includes standards, controls, metrics, guidance, training materials, and reporting on policy compliance and control assurance. Collaboration with all LSEG divisions is crucial to ensure effective control execution, strict compliance with minimum standards, and provision of support and guidance. As a key member of the team, you will contribute significantly to the continuous development of the framework. Your role will involve meeting governance expectations, improving data practices, and managing data...

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Ame...

The key focus of Institutional Credit Managements (ICM) is to deliver a comprehensive credit underwriting, monitoring, management, and reporting system for wholesale credit businesses enterprise-wide. As a part of ICM, Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) plays a crucial role in ensuring adherence to established standards and processes. WCR In-Business QA conducts quality assurance reviews (QARs) to evaluate the group's policies, procedures, programs, and practices related to wholesale credit risk management. The findings of these reviews help in identifying operational and control weaknesses, training requirements, and process deficiencies. Reporting to the WCR Hea...

You will be part of KPMG in India, a professional services firm affiliated with KPMG International Limited since August 1993. Leveraging a global network, our professionals stay updated on local laws, regulations, markets, and competition. With offices across India, we offer services to national and international clients, striving to provide rapid, performance-based, industry-focused, and technology-enabled solutions tailored to global and local industries. To excel in this role, you should possess a minimum of 6+ years of development experience in OneTrust GRC, TPRM, and Privacy. Strong verbal and written communication skills are essential, with a proven track record in handling GRC, TPRM, ...

As a Regulatory and Compliance Specialist for the Tech and Cyber GRC team at London Stock Exchange Group (LSEG), your main responsibility will be handling regulatory assessments for regulated entities to ensure all compliance matters are of high quality and centrally supported with policies and standards. You will also lead the Governance of Technology and cyber-related Internal Audit and External audit actions, support the development and maintenance of a central repository of Cybersecurity regulatory guidance, and engage partners in governance forums to resolve critical issues. Your role will involve maintaining central repositories of Technology & Cyber audit & regulatory evidence, custom...

Job description Some careers shine brighter than others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to...

The Divisional Control Officer (DCO) for Group Treasury in Mumbai, India, holds the position of Associate Vice President and is responsible for monitoring, managing, and mitigating Non-Financial Risk across Group Treasury and Legacy Portfolios. The DCO team oversees the risk and control strategy, provides a consolidated view of non-financial risks, and ensures risk-based control reporting of key issues. Key responsibilities include supervising cyclical activities such as annual control self-assessments, incident research, and remediation monitoring. The DCO collaborates with other risk and control functions to drive transparency and consistency. This role offers a unique opportunity to manag...

About KPMG in India KPMG entities in India are professional services firm(s) affiliated with KPMG International Limited. KPMG has been a part of the Indian professional landscape since August 1993. Leveraging the global network of firms, our professionals are well-versed in local laws, regulations, markets, and competition. With offices spanning across India in cities like Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara, and Vijayawada, we cater to both national and international clients in various sectors. KPMG entities in India are committed to offering rapid, performance-based, industry-focused, and technology-enabled s...

You should have a minimum of 8 to 10 years of experience in consulting or handling change programs within investment banking. Your track record should demonstrate successful delivery of complex change projects in financial markets/trading environments. It is essential to possess a strong understanding of investment banking/markets products and operations. Specifically, experience in Equities Prime Brokerage (Cash or Synthetic) is required, covering aspects like trade capture, lifecycle, risk & margin, and client experience. Your expertise should extend to Equity Finance / Securities Lending, including Availability, Trade Management, Inventory Management, Tri-party, and Collateral. Awareness ...

Were the worlds leading data, insights, and consulting company; we shape the brands of tomorrow by better understanding people everywhere. Our Functions teams are right at the centre of our business, making sure we can always get better, every day. Supporting the business with things like Marketing, Human Resources, Finance, Legal and Technology, our Functions colleagues are skilled professionals whose role it is to ensure we continue to become an indispensable partner to brands everywhere. Job Details Senior Internal Controls Manager India Kantar Business Services (APAC Region) Role Overview The Senior Internal Controls Manager role will be instrumental in shaping and leading the control as...

As an experienced professional in operational risk management, your primary responsibility will be to ensure the effective application of risk management strategy, operational risk management, and control frameworks. You will be required to conduct risk and control reviews regularly, assess their impacts, and address any issues promptly by leading gap assessments and executing treatment plans. In this role, you will be expected to produce, monitor, and report on core risk management metrics, collaborating closely with the business to enhance these metrics. Additionally, you will be responsible for executing Process Level reviews and providing guidance to Business Units on addressing any iden...

The Chief Risk Officer (CRO), reporting to the Executive Leadership Team, plays a crucial role in safeguarding the organization against internal and external risks. As the VP of Risk Management, you will be responsible for identifying and addressing various risks, establishing robust internal controls, and developing risk reporting mechanisms that impact strategic processes and policies. Your expertise in understanding emerging risks, multi-country laws, and regulations will be instrumental in creating a comprehensive risk management framework. Your key responsibilities include managing risks across different domains such as Financial, Technology, Brand, Reputational, Legal, Business, Statut...

Unlock seamless data management by efficiently handling and maintaining client reference data across diverse business lines and locations, ensuring timely and authorized actions for optimal performance. As a Reference Data Specialist within the Party Central team, you will manage and maintain client reference data across multiple business lines and locations, ensuring timely and authorized data actions. You will liaise with requestors and business partners, conduct data analysis, and maintain MIS reports, while valuing strong analytical skills and teamwork. Lead daily operations related to Party Central, focusing on setup, maintenance, and updates on client accounts. Validate and diligently ...

Our client is a leading fund management company with a presence in UAE, India, and Mauritius. The position is based in Mumbai and is for the role of Internal Control Unit. As the Head of the Internal Control Unit, you will be responsible for overseeing compliance and risk management across advisory services, derivative clearing operations, and GIFT City Fund Administration. Your role is crucial in ensuring alignment with applicable laws, regulations, and internal policies while establishing and maintaining a robust internal control environment. Key Responsibilities: - Developing and implementing robust internal control systems in compliance with local and international regulatory requirement...

As an Associate in CIB Controls India Team, you will play a critical role in maintaining and enhancing the control environment across various programs. Your responsibilities will include monitoring controls, ensuring compliance with firm-wide standards, and supporting the implementation of control frameworks. Strong analytical skills, effective communication, and the ability to work independently in a dynamic environment are essential for this role. The Markets Control Evaluation team is a utility responsible for performing Front Office control evaluations of in-scope LoBs. You will collaborate independently with Business Controls Managers (BCM), Business and Support teams to ensure that con...

As a Control Library Manager at LSEG, you will play a key role in maintaining and updating the centralised Technology & Cyber Security control library. Your responsibilities will include ensuring that controls align with industry frameworks such as NIST, ISO, and COBIT, as well as meeting regulatory requirements like DORA. You will be tasked with translating complex framework and regulatory requirements into clear and actionable controls. Your role will also involve conducting Tests of Design Assurance and Operating Effectiveness Assurance for key controls at both group and divisional levels. By documenting test results and identifying areas for improvement, you will provide critical support...

The role of a Product Associate in Liquidity and Account Solutions (L&AS) at J.P. Morgan involves playing a vital part in supporting the global transformational change agenda of Account Solutions Core Services. Your responsibilities will include analyzing regulatory developments, designing operating models for optimization, understanding client business models, responding to client and regulatory queries, and supporting deal reviews. Building strong partnerships with Product Management, Sales, Technology, Operations, Legal, and Compliance teams is key to success in this role. Your day-to-day tasks will involve supporting various activities such as ultimate beneficiary visibility, VS deal rev...

You will be joining a leading global consulting firm as a Process Analyst focusing on Risk & Controls in Gurgaon. Your primary responsibility will involve designing and documenting business processes using Signavio or Visio. You will create detailed process flows, swimlane diagrams, and comprehensive process documentation. Identifying operational risks, mapping appropriate controls, and developing Risk and Control Matrices will also be crucial aspects of your role. Collaborating closely with stakeholders to validate, enhance, and optimize process controls will be essential to ensure accuracy, compliance, and alignment with business requirements. To excel in this role, you must have 3-7 years...

Date: 10 Jul 2025 Company: Air Arabia PJSC (G9) Location: Pune, IN Country: IN Special Note This role comes under "CoreOps Service Private Limited", Air Arabia&aposs newly launched Global Capability Center in Pune, India. CoreOps Services Private Limited (a subsidiary of Air Arabia PJSC) caters to the global business operations of the Air Arabia group and provides operations support to the Air Arabia parent company as well as its subsidiaries, joint ventures and associates worldwide. CoreOps focuses on centralizing, standardizing, and streamlining processes for efficient functioning of the business. Job Purpose Oversees and guides an assigned team of accounting analysts & associates, ensurin...

Overview Ashley is the largest furniture manufacturer in the world! Were also one of the leading global furniture retailers with more than 1,100 stores in 65 countries and a substantial e-commerce business. With over 75 years since our founding in 1945, Ashley has built a best-in-class reputation as a manufacturer, retailer, and as an employer. To build upon our success, the Ashley family is excited to welcome Ashley Furniture India Pvt. Ltd (Ashley India), our new corporate entity in Chennai, India. Ashley India was established in 2022 to operate our new Global Capability Center (GCC), also in Chennai. Ashley is a leader in leveraging world-class technology to drive its business and the GCC...

You will be joining M&G Global Services Private Limited, a subsidiary of M&G plc, with a rich history spanning over 170 years in the savings and investments industry. At M&G, our mission is to empower individuals to make confident decisions about their finances. We offer a wide range of financial products and services through Asset Management, Life, and Wealth divisions, all working together to provide exceptional financial outcomes for our clients and shareholders. As a Manager, Business Assurance and Controls Testing in the Risk & Resilience function, you will play a crucial role in advising and challenging key stakeholders to effectively manage risks and provide valuable business insights...

The Sec & Derivatives Lead Analyst is a senior-level position where you will be responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective in this role will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Your responsibilities will include having a good track record of experience in a tax-related area, a strong understanding of tax reporting and operational tax processes, and experience in Tax Operations (Direct/Indirect Tax, Withholding TAX, Goods and Services Tax, Trading Tax etc.). You should possess...

As an experienced professional in managing project plans, budgets, and third-party vendors, you will be responsible for ensuring timely and quality delivery of large-scale technical projects and capabilities across the bank. You must possess a good understanding of risk and control frameworks and apply them effectively throughout the project lifecycle. Your role will involve strong stakeholder management skills, collaborating across business, technology, and operations teams to align project outcomes with business priorities. You will need to have exposure to digital transformation or platform modernization initiatives and be familiar with Agile, Waterfall, or hybrid delivery methodologies. ...