143 Control Frameworks Jobs - Page 2

Requisition Id: 1664447 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that it's your career and It's yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity : Industrial Trainee-National-Business Consulting Risk-CNS - ...

Some Careers Have More Impact Than Others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Platform and Regulatory Oversight Manager In This Role, You Will Manage through oversight, maintenance of associated regulatory development frameworks...

Welcome to Haleon. You are joining a purpose-driven, world-class consumer company focused on putting everyday health in the hands of millions. In just three years since the launch, Haleon has grown, evolved, and is now entering an exciting new chapter with bold ambitions and enormous opportunities. Our trusted portfolio of brands, including Sensodyne, Panadol, Advil, Voltaren, Theraflu, Otrivin, and Centrum, leads in resilient and growing categories. What sets us apart is our unique blend of deep human understanding and trusted science. **Role Overview:** You are the Product Expert for FIS Quantum within Digital & Technology at Haleon. Your responsibility includes defining, implementing, and...

Role Overview: You will be joining the Enterprise Information Governance (EIG) function at London Stock Exchange Group (LSEG) to contribute to the continuous development of the data policy framework. Your role will involve performing control assurance for data and records, collaborating with various architecture forums, developing metrics requirements, preparing internal presentations, and staying aligned with the Data Governance Manager and team members. Key Responsibilities: - Perform control assurance for data and records across different scenarios - Review solutions and transformation initiatives to ensure minimum standards are met - Serve as a domain expert in data governance and record...

Role Overview: As a Finance Control Manager at JPMorgan Chase within the International Consumer Bank, you will be a part of a flat-structure organization. Your main responsibility will be to lead and build out an enhanced control framework that supports a continuous and integrated approach to risk assessment. Your role will also involve ensuring the team assists in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation. The Finance Control Management team is focused on delivering smart ideas to customers and is seeking individuals who are curious, collaborative, passionate about new technology, solution-oriented, commercially savvy, and ha...

As an Analyst RMG Capital & Funding at Barclays, you will be leveraging technology & risk expertise to aid Management in effectively understanding and managing the Risk & Capital profile of Global Markets. Your role will involve collaborating with various internal stakeholders across multiple businesses such as RMG, Sales, Trading, Product Control, Credit, Legal, and Ops Control. Key Responsibilities: - Collaborate and partner across products, functions, and regions to manage capital, funding, and balance sheet activities across Markets - Use technology to build next-gen tools for solving business problems - Assess and develop key critical skills relevant for success in a high-profile front ...

Role Overview: You will be the Divisional Risk Advisor, Specialist responsible for providing risk oversight, guidance, and assurance services to enterprise and divisional stakeholders based on the organization's operational and strategic risk framework. Your role will involve identifying, assessing, and mitigating risks, ensuring compliance with regulatory and internal standards, and enhancing overall risk management practices. Collaboration with business units to implement risk management strategies, optimize control frameworks, and provide thought leadership on emerging risk trends will be crucial in this role. Key Responsibilities: - Provide expert risk guidance, oversight, and assurance ...

Role Overview: As a Security Analyst at ASSA ABLOY Group in Chennai, your role within Cybersecurity involves supporting the organization by finding and verifying data sources, ensuring data control, optimizing searches for effective data retrieval, analysis, visualization, and reporting. You will be responsible for managing, reviewing, and coordinating security exemption requests and collaborating closely with IT, Security, architecture, and operations teams to meet data quality and business needs. Key Responsibilities: - Develop and execute searches to retrieve, analyze, and visualize data. - Optimize existing queries for performance and efficiency. - Interpret and analyze data from various...

Some Careers Have More Impact Than Others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions We are currently seeking an experienced professional to join our team in the role of Vice President Finance Operations . Principal Responsibilities The incumbent will be responsible for managing the Reporting operations (IFRS, FINREP and...

Manage risk pertaining to AI frameworks, models in line with Basel and regulatory guidelines. Design, implement, and continuously enhance policies, standards, and control frameworks to promote the responsible and ethical use of AI across the organization. Conduct comprehensive AI risk assessments for both internally developed solutions and third-party AI vendors, ensuring alignment with governance requirements and escalating instances of non-compliance as appropriate. Maintain an enterprise-wide inventory of AI systems, validate associated data sources, and oversee the annual attestation process to ensure completeness and accuracy. Partner with cross-functional teams and governance bodies to...

As Head of Banking Operations & Delivery, you will be responsible for overseeing end-to-end management of banking operations and service delivery. Your role will involve driving operational excellence, transformation, and client satisfaction across various global banking processes. Here is a breakdown of your key responsibilities: - Ensure compliance with regulatory and operational risk standards, both internal and external. - Manage transaction processing, reconciliations, settlements, and exception handling with a zero-defect focus. - Oversee large-scale transitions and migrations, ensuring seamless knowledge transfer and process stabilization. In terms of delivery leadership, you will: - ...

As a Data Insights OLO at Barclays, you will lead the evolution of the digital landscape, driving innovation and excellence by leveraging cutting-edge technology to enhance digital offerings and ensure exceptional customer experiences. Key Responsibilities: - Drive digital transformation through data insights, analytics, and reporting automation. - Support regulatory and control frameworks by delivering high-quality data solutions and performance metrics. - Develop and maintain automated dashboards and reporting tools using Power BI, Excel, Python, and VBA. - Perform advanced data analysis, particularly text-based analytics, to support control and compliance initiatives. - Collaborate with s...

You will be responsible for end-to-end management of banking operations and service delivery, ensuring operational excellence, transformation, and client satisfaction across various global banking processes. Your role will involve managing large-scale delivery teams, maintaining governance standards, and driving innovation through automation and process improvement initiatives. - Ensure compliance with regulatory and operational risk standards. - Manage transaction processing, reconciliations, settlements, and exception handling with a focus on zero defects. - Oversee transitions and migrations, ensuring seamless knowledge transfer and process stabilization. - Own end-to-end delivery of mult...

Role Overview: Join our team of prudential and/or regulatory reporting assurance specialists as a Senior at KPMG. You will have the opportunity to work with various banks and investment firms, providing assurance and advice on complex UK and European-wide prudential and regulatory reporting requirements. KPMG has a strong track record in this area and is looking to expand its team due to the increasing regulatory scrutiny and changes in regulations. As a Senior, you will play a key role in business development, client engagements, and interactions with executive-level clients. Key Responsibilities: - Provide assurance and advisory services to clients on prudential and/or regulatory reporting...

As a Business Control Officer at Barclays, you will be spearheading the evolution of the digital landscape, driving innovation and excellence. You will utilize cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. **Key Responsibilities:** - Assess critical skills such as experience with Markets product, Markets Operations, Control assessment, and creating remediation plans. - Utilize job-specific skillsets to enhance performance in the role. **Qualification Required:** - Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management. - Graduate or Post Graduate with experience in Controls, Co...

Step into a role of Quality Controls Analyst, where you will take responsibility for client service and operational execution task. You must take responsibility for controlling risk and enhancing controls in connection to your job and areas of responsibility in accordance with rules and regulations. To thrive in this role, you'll need some previous experience in: Good knowledge of AML regulations, sanctions frameworks, and industry best practices. Hands-on experience with sanction screening tools, transaction monitoring systems, and alert investigation. Ability to design and enhance policies, procedures, and control frameworks. Strong analytical, investigative, and decision-making skills. Ex...

Some Careers Have More Impact Than Others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Finance Operations. Principal Responsibilities End-to-end process ownership for preparation, review and assurance of all BAU ...

We are seeking a detail-oriented and proactive Operations Analyst to join our Stock Loan Middle Office team in Bangalore. This role provides front-line operational support to the Stock Loan Business Unit , focusing on trade lifecycle management, exception handling, and risk mitigation . The ideal candidate will collaborate closely with internal stakeholders across the North Americas region and must be flexible to work during US business hours . Key Responsibilities: Act as the primary operations support for the Stock Loan Business Unit. Execute trade amendments, bookings, and exception management for NY-based Stock Loan trades. Collaborate with internal teams throughout the trade lifecycle t...

As a Quality Controls Analyst at our company based out of Noida, your role is crucial in ensuring client service excellence and operational efficiency. You will be tasked with controlling risks and enhancing controls within your areas of responsibility to comply with regulations and rules. **Key Responsibilities:** - Identify areas for improvement within operations and provide recommendations for change through the quality assurance process. - Develop and implement quality control procedures and controls to mitigate risks and maintain efficient operations. - Collaborate with teams across the bank to develop quality improvement guidelines, initiatives, objectives, and action plans. - Develop ...

As a Risk Consultant at EY, you'll have the opportunity to contribute technically to Risk Consulting client engagements and internal projects. Your role will involve establishing and maintaining relationships, identifying business opportunities, and anticipating risks within engagements. You will also ensure high-quality work, create a positive learning culture, and coach junior team members. **Key Responsibilities:** - Understanding Control frameworks such as COSO, internal control principles, and regulations like SOX and J-SOX. - Conducting independent and risk-based operational audits including SDLC, Business Resilience, Cybersecurity audits, etc. - Utilizing data analysis tools like Tabl...

Role Overview: You are an experienced senior joining a team of prudential and/or regulatory reporting assurance specialists. Your main responsibility will be to provide assurance and advice to banks and investment firms on complex UK and European-wide prudential and regulatory reporting requirements. You will play a crucial role in supporting executive-level client interactions and working with a wide range of FCA and PRA regulated clients. Key Responsibilities: - Provide clients with assurance and advisory services over prudential and/or regulatory reporting and associated governance and control frameworks as part of a delivery team - Advise clients on the application of capital and liquidi...

As a pivotal member of the team at LSEG, your role will be dedicated to assisting in the successful delivery and governance of key Cyber Security services within the organization. Here is what you can expect in this role: **Role Overview:** You will be responsible for monitoring the service delivery of Cyber Security services, ensuring they adhere to agreed-upon standards and service level agreements (SLAs). This includes tracking performance metrics, identifying areas for improvement, and creating reports on service delivery performance. Additionally, you will act as a liaison between different stakeholders, prepare and maintain reports, facilitate process improvement, and support the devel...

As a Business Analyst (BA) specializing in Regulatory Trade and Transaction Reporting, your role will involve working with global banks or financial institutions to ensure compliance with evolving trade reporting regulations. You will be responsible for gathering requirements, defining reporting processes, and liaising with stakeholders. Your expertise in regulatory regimes such as EMIR, MiFID II, CFTC, SFTR, ASIC, MAS, and HKMA will be crucial in this role. **Key Responsibilities:** - Act as the primary liaison between business users, compliance, operations, and technology teams. - Gather, analyze, and document business requirements related to trade/transaction reporting obligations. - Tran...

As the Chief Risk Officer (CRO) at our company, you will play a crucial role in identifying internal and external risks, establishing robust internal controls, and providing risk reporting that impacts various processes and policies. Your understanding of different processes will help in identifying emerging risks across multiple countries and regulations, enabling you to build proper controls. Additionally, you will be responsible for fostering digital innovation while enhancing cyber risk resilience through predictive risk technology. Your key responsibilities in this role include: - Managing various risks such as Financial, Technology, Brand, Reputational, Legal, Business, Statutory & Reg...

As a candidate applying for the job at Standard Chartered Bank with Job ID 40142 located in Chennai, IN, in the area of Audit, Accounting & Finance, you will be responsible for the following: Role Overview: You will lead and maintain the infrastructure under GFS Data Management portfolio. This includes developing a roadmap, implementing data controls like reconciliation and validations, ensuring data quality, utilizing agile delivery model, possessing knowledge in finance & treasury domains, creating a Service Management plan, managing control changes, and ensuring continuous availability of the infrastructure to stakeholders. Key Responsibilities: - Display exemplary conduct and adhere to t...