49 Control Framework Jobs - Page 2

AVP - Divisional Risk and Controls Senior Analyst - #VeteranHiring Position Overview Job Title: Divisional Risk and Controls Senior Analyst, Assistant Vice President Location: Mumbai, India Role description Business Overview / Division: The Private Bank (PB) combines Deutsche Bank's private clients business in Germany and its international business with private and commercial clients together with Wealth Management in a single division. In both the domestic German market and worldwide the Private Bank provides high-quality advice to broad range of clients and a broad range of financial services in many countries - ranging from day-to-day banking services right through to advisory services fo...

As a VP Financial Crime - Transaction Banking (GTS & GPS) at HSBC in India, you will be responsible for supporting the Head of FC Compliance Advisory for CMB and GBM in identifying, managing, and mitigating Financial Crime risks within HBAP INM. Your role will involve maintaining an effective control framework, ensuring compliance with laws and regulations, and providing advisory services to the CMB & GBM business units. You will also be responsible for managing relationships with regulators, overseeing Financial Crime risk exposures, and fostering a compliance culture within the organization. Your key responsibilities will include articulating Financial Crime risks, providing advisory servi...

The ideal candidate for the role should have a strong understanding of the regulatory landscape, including APAC, MIFID, SFTR EMIR, DF, STAYS, BOE, etc. They should possess excellent communication skills, both externally with the FM clients and internally with stakeholders. Previous experience with banking reporting systems, remediation, and messaging between systems is desirable. An understanding of key FM/FMO functions within the bank is important. The candidate should be flexible to change and agile ways of working, with experience in a control-focused environment. Ability to work collaboratively as part of a global team to achieve goals is crucial, along with previous experience in managi...

As an Assistant Vice President Subject Matter Expert in Resilience Standards and Embedding at HSBC, your primary responsibility will be to support the development, maintenance, and continuous improvement of the operational resilience strategy, standards, and guidance. You will play a crucial role in integrating and aligning operational resilience lifecycle into the Risk and Control framework. Your tasks will include reviewing, assessing, and updating operational resilience procedures in compliance with emerging regulations and industry best practices. Furthermore, you will be expected to enhance the operational resilience capabilities by identifying opportunities to simplify and optimize res...

As a Process Developer/Management Trainee/Assistant Manager in the US Domestic and Global Trades, Wealth Operations team at Genpact, you will play a crucial role in trade support, settlement, and processing. Your responsibilities will include managing the trade lifecycle from custody to broker to client, including loading, matching, and settling trade activities. You will be responsible for resolving unmatched trades, handling claims from counterparties, and ensuring smooth and timely market settlement of securities and cash transfers. To excel in this role, you should have experience with the US Domestic Trade Life-cycle and a good understanding of financial products such as Bonds, Mutual F...

As the Group Manager/Manager for Reporting & Analytics FSS, you will be responsible for overseeing Monthly/Annually UGAAP Reporting and MIP/MIS activities. Your primary role will involve maintaining the hygiene of books of accounts by conducting regular reviews, scrutiny, and analysis. You will also ensure the effectiveness of controls within the framework of regulatory requirements and oversee control testing by auditors and other stakeholders. Your key responsibilities will include providing robust reporting and analytical support to the management team, ensuring compliance with accounting policies and reporting standards, and generating both periodic and ad-hoc reports as necessary for re...

The role you will take on involves being accountable for delivering and supporting a flexible risk-based audit plan that provides independent assurance and opinions with a significant impact. You will engage with Functional Heads across the department to lead, resource, and agree on audit engagements, audit universe, and risk assessments with a one IA team approach. It is essential to define and maintain the audit universe capable of informing and supporting the annual plan, as well as reviewing all audit deliverables for coverage, quality, and positioning. Your responsibility will extend to producing and contributing to entity reports and opinions that successfully influence executive manag...

In this role, you will participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives. You will identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics. It is essential to determine areas of strength or Business Execution opportunity within the defined scope of work. Your responsibilities will include reviewing and researching strategies and action plans to establish effective processes while meeting performance metrics and policy expectations. Utilize independent judgment to guide moderate risk deliverables and present recommendations to develop, implement, and mon...

As a Vice President, DQM Verifications at HSBC, you will play a crucial role in ensuring the quality and effectiveness of Data Quality Models (DQMs) within the Risk & Compliance business. Your responsibilities will include conducting detailed reviews of DQMs to assess their suitability, testing numerical implementations, and ensuring adherence to policies and procedures. You will lead a team in carrying out reviews and validations, providing guidance and intervention when necessary. Your role will also involve participating in Governance Forums, supporting recruitment and development of junior colleagues, and identifying opportunities for control improvements. To excel in this role, you shou...

The role of an Internal Audit Manager is crucial in ensuring the delivery of a flexible risk-based audit plan that provides independent assurance and impactful opinions. You will engage with Functional Heads to lead, resource, and agree on audit engagements, audit universe, and risk assessments with a unified team approach. Your responsibilities include defining and maintaining the audit universe, producing entity reports that influence executive management to manage risk prudently, and ensuring effective continuous monitoring for entity assurance and planning. As an Internal Audit Manager, you will champion audit methodology for quality execution, align assurance coverage, and manage strate...

You will be responsible for delivering and supporting a flexible risk-based audit plan that provides independent assurance and opinions with impact. Engage with Functional Heads across the department to lead, resource, and agree on audit engagements, audit universe, and risk assessments with a one IA team approach. Define and maintain the audit universe capable of informing and supporting the annual plan, and review all audit deliverables for coverage, quality, and positioning. Produce and contribute to entity reports and opinions that successfully influence executive management to manage risk prudently within the Company's/Board risk appetite. Ensure effective continuous monitoring is under...

As a Divisional Risk and Controls Senior Analyst, Assistant Vice President at Deutsche Bank in Mumbai, India, you will be part of the Private Bank team which provides high-quality advice and financial services to clients worldwide. The Private Bank offers a broad range of services to both individuals and corporate clients, with a focus on delivering excellence through a strong global network and modern digital services. Your role will be within the Business Risk & Controls team, overseeing non-financial risks, conduct & control topics, and regulatory changes for the Private Bank. You will collaborate with global teams to deliver key risk and control agendas, enhance controls, and reduce comp...

Join our Valuation Control Group as an Associate, Valuation Controller, and be a key player in executing price verification and benchmark processes, calculating fair value adjustments, and supporting established practices and control initiatives. In this dynamic role, you'll collaborate with various functional groups to address valuation-related issues, enhance our control framework, and contribute to impactful projects across Business, Risk, and Finance initiatives. As an Associate, Valuation Controller within the Valuation Control Group, you will execute price verification and benchmark processes, calculate fair value adjustments, and assist with established practices and control initiativ...

You will be a valuable member of the HCLTech team as an ABAP Developer based in Lucknow. Your primary responsibility will involve leading the design and development of RICEFW components in SAP ABAP. In addition to this, you will also be required to develop and optimize CDS Views, work on external file integrations, handle data migration, and interface development using various techniques such as BDC, RFC, BAPI, EDI, ALE, IDoc, and LSMW. Your role will also include implementing enhancements using User Exits, BADIs, Enhancement Spots & Points, designing and managing Data Dictionary objects, applying modular programming techniques, and developing different types of reports and printable layouts...

Embark on a transformative journey as a member of the NAPA Oversight team, where you will oversee the design and review of risk for Products and Services across the Bank, driving consistency of activities including risk management of Product and Services, and supporting the embedding of the Policies and Standards. The team act in a horizontal capacity for both the New and Amended Products Approval Process (NAPA) and Product Review Process. This role will enable NAPA Services to support the continued enhancement and effective operation of the NAPA and Product Review processes across the Group. In turn, this role will provide you with significant opportunity to develop your knowledge in your a...

As an Internal Auditor, you will be responsible for performing and controlling the complete audit cycle. This includes managing risks and controls to ensure operational efficiency, financial reliability, and compliance with all relevant regulations. You will be involved in developing policies, procedures, risk assessments, control frameworks, operating models, and process optimizations. It is essential to have a strong domain knowledge and an understanding of key business processes such as P2P, O2C, Inventory Management, production, HR, Accounts Finance, etc. Your role will also involve risk consulting in accordance with established standards and staying updated on industry developments. You...

As a Senior Manager Pre Sales for Enterprise Risk Management at Capgemini Invent, your role will involve leading pre-sales activities, engaging with clients to understand their business goals, presenting and demonstrating our end-to-end capabilities, creating business proposals and responding to RFQs/RFPs. Your focus will be on delivering a high-quality experience to prospects and customers, participating in knowledge sharing sessions, and providing training to internal teams and partners. In the domain role, you will review and recommend improvements in various risk frameworks such as Enterprise Risk Management, third party risk, and strategic risk. You will need to possess knowledge in ope...

Job Title: AVP- Control Business Partner (Cards) Years of Experience: 7+ Years Location: Noida Purpose of the role: To assess the integrity and effectiveness of the banks internal control framework to support the mitigation of risk and protection of the banks operational, financial, and reputational risk. Accountabilities: Collaboration with various stakeholders across the bank and business units to improve overall control effectiveness through detailed documentation of control assessments, procedures, and findings. Identification and investigation of potential weaknesses and issues within internal controls to promote continuous improvement and risk mitigation aligned to the banks control fr...

Purpose: Assess and enhance the effectiveness of the internal control framework to mitigate operational, financial, and reputational risks. Key Responsibilities: Control Reviews: Perform targeted assessments of existing controls against governance frameworks, regulations, and best practices. Issue Management: Identify control gaps, quantify their impact, and drive remediation through clear action plans. Reporting & Insights: Develop concise reports and dashboards to communicate findings and recommendations to senior stakeholders. Stakeholder Collaboration: Advise business and support functions on control design, policy development, and process improvements. Continuous Improvement: Embed risk...

Global Markets Documentation The officer will be a part of the confirmation drafting team for Foreign Exchange, Money Market, Equity Derivatives, Credit and Interest Rate Derivatives and Commodity trading (power, gas, oil, precious metals). Responsibilities Drafting Team: The Drafting team is responsible for ensuring that all BNP Paribas confirmations are Dispatched to clients i.e Interbank and Corporate Clients. The team covers a wide range of products traded by the Trading desks such as Vanilla products and the more complex Structured trades. The Drafting team is also responsible to perform final verification of the trade economics before dispatching the final confirmations to counterparts...

Position Purpose Securities Masterfile SMF team is responsible for Asset Setup, Maintenance and Pricing of securities held in the Wealth Management Asia Portfolio. Responsibilities Direct contribution to BNPP operational permanent control framework Comply with regulatory requirements and internal guidelines Contribute to the reporting of all incidents according to the Incident Management System Ensure completeness and integrity of information from market data providers (Bloomberg, Telekurs, fund houses etc) to prepare for securities set up. Create and update securities into the Securities Masterfile application, as well as perform checks to ensure input accuracy and completion timeliness. En...

Responsibilities Drafting Team: The Drafting team is responsible for ensuring that all BNPParibas confirmations are Dispatched to clients i.e Interbank and Corporate Clients. The team covers a wide range of products traded by the Trading desks such as Vanilla products and the more complex Structured trades. The Drafting team is also responsible to perform final verification of the trade economics before dispatching the final confirmations to counterparts. The team works closely with other Trade Processing teams, legal teams and Front Office to ensure timely communication for any booking discrepancies, template issues and outstanding confirmations. Minimize operational failure, including but ...

The Business Control Unit (BCU) is a 1st Line of Defence (1st LoD) function within the front office created during the implementation of the Three Line of Defence (3LoD) programme. Its primary objective is to support the front office in executing Non-Financial Risk framework for its business line. The primary responsibility of the candidate within the BCU would be to support the Risk and Control Assessment (RCA) process. The RCA is a key component of the Banks Non-Financial Risk (NFR) Framework to enable the effective profiling, monitoring, and management of Divisional NFR. The responsibilities would also include control testing, incident research, remediation and other ad hoc control initia...

Dear Candidate, We are Hiring for MNC!!! Role: Compliance Specialist-Internal Control Assurance Location: Bangalore Work Mode: Hybrid Contract: 12 Months Notice: Immediate-30 days only Required skills: 10+ years of work experience in IT assurance functions (internal / external auditing, control testing, risk management) and/or practical experience in the field of IT and Cyber Security Good understanding of IT risk and control frameworks and the underlying technologies, concepts, and processes Strong knowledge of SQL and relational databases and proficiency in programming languages such as Python or R . Knowledge of data analytics and visualization applications (e.g., Palantir Foundry, Tablea...