14 Control Evaluations Jobs

As an IT Auditor, you will be responsible for conducting IT risk assessments, process reviews, and control evaluations as part of audit and advisory engagements. You will evaluate the design and operating effectiveness of IT controls, both general and application controls. Your role will involve supporting external financial audits by assessing clients" IT environments relevant to financial reporting. In this position, you will also be involved in performing IT assurance work such as SOX (Sarbanes-Oxley) compliance, SOC 1/2 reviews, and regulatory compliance reviews (e.g., GDPR, ISO 27001). You will assist in the development of risk-based audit plans and control testing strategies. It will b...

In this role as a Tech Risk & Controls Senior Associate / Assistant Vice President, you will play a crucial part in managing technology-related aspects of Governance, Risk, and Compliance in alignment with the firm's standards. Your broad expertise in risk management principles will be utilized to evaluate and monitor risks, implement effective controls, and enhance the firm's risk posture. By collaborating with cross-functional teams and leveraging your analytical skills, you will contribute to the overall success of the Technology Risk & Services team while ensuring compliance with regulatory obligations and industry standards. **Key Responsibilities:** - Lead comprehensive control evaluat...

As an Associate within the Information Technology Risk Assessor team at JPMorgan Chase, your role will involve supporting firm-wide process assessments, conducting Design & Performance tests, and communicating test results with stakeholders. Your contributions will be valued in helping the firm grow its business responsibly, anticipating new risks, and using your expertise to solve challenges that impact the company, customers, and communities. Your professional development is a top priority in this dynamic environment. Key Responsibilities: - Understand Technology processes within the firm and assess associated risks. - Conduct IT-control Assessments, ITAC's, ITGC's, SOC1/SOC2 reviews, and ...

In this role as a Vice President, Compliance and Operations Risk Test Senior Lead within the Testing Center of Excellence, you will play a crucial role in leading and innovating to ensure that operations are in alignment with strategic goals. Your responsibilities will focus on enhancing compliance and operational risk management through precise and accountable execution of testing processes. Your deep understanding of risk and control testing principles will be essential in identifying risks and establishing a cohesive testing framework. Additionally, you will oversee a diverse team, plan activities, and make strategic decisions impacting the function. Your key responsibilities will include...

If you are a strategic thinker passionate about driving solutions and mitigating risk, you have found the right team. The Testing CoE (Center of Excellence) team is responsible for ensuring a strong and consistent control environment across the firm. This role presents a great opportunity to work with a large Controls Testing team and help establish a newly formed organization, providing you with a solid starting point within the firm. As a Risk and Controls Testing Associate in the Testing Center of Excellence, your main responsibility will be executing independent risk-based, point-in-time evaluations of control design adequacy and execution effectiveness to mitigate compliance, conduct, a...

As a Chief Manager (Governance/Risk) in this Scheduled commercial Bank, you will play a crucial role in developing and implementing risk management policies to identify and mitigate operational, credit, market, and cybersecurity risks. Your responsibilities will include ensuring compliance with RBI regulations, Basel norms, and other legal requirements. Conducting risk control self-assessments (RCSA) and collaborating closely with internal audit teams are essential for strengthening governance practices. Your key responsibilities will involve establishing and enforcing corporate governance policies, leading risk committees, and presenting risk reports to senior management. It will be your re...

The Testing CoE (Center of Excellence) is an essential component of our company's commitment to maintaining a robust, consistent control environment through continuous and thorough evaluation of control adequacy and effectiveness across the Firm. The newly established Testing CoE aims to bring together skilled monitoring, testing, and evaluation experts from various regions into a cohesive team focused on implementing shared best practices, developing innovative processes and tools, and advancing the Firm's Risk and Control framework. As a strategic thinker dedicated to driving solutions and mitigating risks, you will play a crucial role in risk identification, control evaluation, and securi...

As an experienced professional with 3-5 years of relevant experience, you will be responsible for conducting IT risk assessments, process reviews, and control evaluations as part of audit and advisory engagements. Your role will involve evaluating the design and operating effectiveness of both general and application IT controls. You will also play a key role in supporting external financial audits by assessing clients" IT environments relevant to financial reporting. In this position, you will be required to perform IT assurance work, including SOX (Sarbanes-Oxley) compliance, SOC 1/2 reviews, and regulatory compliance reviews such as GDPR and ISO 27001. You will assist in the development o...

You will be responsible for conducting IT risk assessments, process reviews, and control evaluations as part of audit and advisory engagements. You will evaluate the design and operating effectiveness of IT controls, including general and application controls. Supporting external financial audits will be part of your role, where you will assess clients" IT environments relevant to financial reporting. You will also perform IT assurance work such as SOX (Sarbanes-Oxley) compliance, SOC 1/2 reviews, and regulatory compliance reviews (e.g., GDPR, ISO 27001). Your tasks will include assisting in the development of risk-based audit plans and control testing strategies. You will be expected to ide...

If you are a strategic thinker passionate about driving solutions and mitigating risk, you have found the right team. The Testing CoE (Center of Excellence) team is responsible for ensuring a strong and consistent control environment across the firm. This role is a great opportunity to be working with a large Controls Testing team and help establish a newly formed organization which provides the potential hire a good starting point within the firm. As an Associate within the Testing Center of Excellence, you will be responsible for the execution of independent risk-based, point-in-time evaluations of the control design adequacy and execution effectiveness, to mitigate compliance, conduct and...

As a Control Management Associate at Wells Fargo, you will participate in and provide support for initiatives with low-risk within the Business Controls functional area. Your responsibilities will include reviewing basic issues, policies, or procedures for which answers can be quickly obtained, supporting the business with risk mitigation strategies, business processes, and controls, and receiving direction from supervisors while exercising judgment within defined parameters. You will also develop an understanding of function, policies, procedures, and compliance requirements. To be successful in this role, you should have at least 6+ months of Risk Management or Business Controls experience...

Job Description Job summary: Your role in risk identification, control evaluation, and security governance is crucial in advising on complex situations and enhancing the firms risk posture. Through collaboration and analytical skills, you will contribute to the Testing CoEs overall success and strengthen the firms compliance with regulatory obligations and industry standards. Job Responsibilities Lead comprehensive control evaluations and substantive testing to independently assess the design and effectiveness of controls within Global Technology. Understand the Technology processes within the firm and the risks against these processes. Work actively with Assessment Leads and Technology, Ris...

As a Senior Control Management Specialist at Wells Fargo, you will play a crucial role in identifying, assessing, managing, and mitigating risk exposures within the Control Management functional area. Your responsibilities will include providing risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and controls. You will monitor various business programs, evaluate their impact, and report to the relevant business group. Additionally, you will offer guidance to business groups on developing, implementing, and monitoring programs to identify, assess, and mitigate risks. Collaboration with relevant business groups to ide...

If you are a strategic thinker passionate about driving solutions and mitigating risk, you have found the right team. The Testing CoE (Center of Excellence) team is responsible for ensuring a strong and consistent control environment across the firm. This role presents a great opportunity to work with a large Controls Testing team and help establish a newly formed organization, providing you with a solid starting point within the firm. As a Risk and Controls Testing Associate in the Testing Center of Excellence, your main responsibility will be executing independent risk-based, point-in-time evaluations of control design adequacy and execution effectiveness to mitigate compliance, conduct, a...