10 Control Awareness Jobs

Join us as an Analyst- Treasury - Product Control at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful as an Analyst - Treasury Product Control, you should have strong communication skills, including the ability to distil complex issues into an easy-to-digest summary for senior management. You should also possess a strong understanding of Financial Derivatives and Treasury products. Basic/ Essential Qualifications: - Experienced with MS Office toolkit (Word, PPT, Excel, Access Database, etc). - Qualified accountant. - Excellent communication and presentation skills in both formal and informal settings. - Ability to interact with the region and UK/US as part of a global team (written and verbal). - Strong control awareness, particularly in identifying and escalating potential control breakdowns and streamlining processes effectively. - Initiative and ability to break down problems into component parts and resolve them. - Attention to detail and analytical skills. - Confident and assertive manner. Desirable Skillsets/ Good To Have: - Bcom/Masters in finance/financial engineering would be an advantage. - Article ship/Industrial trainee in mid to large-sized firms. - Audit exposure in large financial institutions/banks preferred. This role will be based out of Noida/Chennai. Purpose of the role: To provide financial expertise and support to various departments and business units within the organization by gathering, analyzing, and interpreting financial data to inform investment decisions, assess financial risks, and support strategic planning. Accountabilities: - Evaluate investment opportunities and potential risks through in-depth research. - Prepare short-term and long-term financial forecasts. - Monitor financial risks and provide regular reports to senior colleagues and the board of directors. - Collect, analyze, and interpret financial data to prepare financial reports, dashboards, and presentations conveying financial insights for stakeholders. Analyst Expectations: - Meet the needs of stakeholders/customers through specialist advice and support. - Perform prescribed activities in a timely manner and to a high standard. - Likely to have responsibility for specific processes within a team. - Lead and supervise a team, guiding and supporting professional development, allocating work requirements, and coordinating team resources. - Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. - Demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset to Empower, Challenge, and Drive.,

Join us as an Assistant Vice President Internal Reporting at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to our digital offerings, ensuring unparalleled customer experiences. To be successful in this role, you should have experience with: - Control Awareness: Understanding and managing risks effectively. - Technical Expertise: Deep domain knowledge, especially in finance, reporting, and controls. - Business, Interpersonal & Leadership Skills: Building relationships and stakeholder engagement. - Mindset Behaviors: Adaptability, resilience, and continuous learning. - Delivery Excellence: Consistently meeting high standards and deadlines. Some other highly valued skills may include adaptability, teamwork, creative thinking, resilience, confident communication, and data-informed decision-making. You may be assessed on key critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, and digital and technology, as well as job-specific technical skills. The purpose of the role is to develop and implement the bank's financial plans and stress testing methodologies by assessing the bank's resilience under various economic scenarios. **Accountabilities:** - Development and implementation of stress testing methodologies and analysis of results. - Management of the bank's financial risks and communication of financial risks to stakeholders. - Analysis of the bank's capital position and development of capital management strategies. - Orchestration of process cycles for Planning and Stress Testing FTC. - Documentation of requirements prescribed by the Regulator and management of data quality. - Ownership of the control's environment and provision of ongoing governance support. **Assistant Vice President Expectations:** - Advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness. - Lead a team performing complex tasks and set objectives for employees. - Demonstrate a clear set of leadership behaviors to create an environment for colleagues to thrive and deliver to a consistently excellent standard. - Collaborate closely with other functions/business divisions and identify ways to mitigate risk. - Engage in complex analysis of data from multiple sources, internal and external, to solve problems creatively and effectively. - Communicate complex information and influence stakeholders to achieve outcomes. All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset to Empower, Challenge, and Drive - the operating manual for how we behave.,

Join us as an Assistant Vice President at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful as an Assistant Vice President, you should possess the following qualifications and skills: - Qualified accountant ACA/ACCA/CIMA/CA or University degree or equivalent. - Strong interpersonal and team-working skills with the ability to communicate effectively at all levels. - Strong control awareness and the ability to respond to changes in existing controls. - Ability to engage closely with stakeholders to ensure delivery of expected results. - Proficiency in presenting information in a clear and concise manner. - Capability to work under pressure within challenging timelines. - Flexibility to adapt to evolving requirements in a dynamic environment while providing value to team members and stakeholders. Some additional highly valued skills may include: - Regulatory reporting experience. - Proven experience in handling complex projects. The primary purpose of the role is to identify, assess, and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintain open communication with regulators to ensure compliance with all applicable laws, regulations, and internal control policies. Key Accountabilities: - Identify and assess prudential regulatory reporting risks from the bank's activities, products, and services. - Develop and implement strategies to mitigate regulatory reporting risks and ensure compliance with laws and regulations. - Conduct regular compliance reviews and audits to address potential gaps or violations. - Evaluate the effectiveness of internal control processes and governance frameworks. - Prepare and submit regulatory reports to authorities and support other departments in their reporting. - Analyze regulatory data to provide insights into business performance. - Develop and implement training programs for employees on regulatory requirements. - Communicate and liaise with regulatory bodies, respond to inquiries, and represent the bank in meetings. - Manage regulatory reporting systems and software applications. As an Assistant Vice President, you are expected to: - Advise and influence decision-making, contribute to policy development, and ensure operational effectiveness. - Lead a team in performing complex tasks, setting objectives, and coaching employees. - Demonstrating leadership behaviours: Listen and be authentic, Energise and inspire, Align across the enterprise, Develop others. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,

As the Vice President FI Credit Product Control at Barclays, you will be playing a crucial role in managing the Line PC team to ensure the completeness and accuracy of the books and records, including P&L and Balance Sheet substantiation and reporting. Your responsibilities will involve monitoring trading activity for compliance with policies, providing technical and operational analysis to management, and collaborating with various internal teams such as Front Office business, Financial Control, Technical Accounting Group, PC Change Management, Technology, and other infrastructure areas. To excel in this role, you should possess product control experience in an Investment bank, a deep understanding of financial products and markets within the relevant asset class, knowledge of end-to-end processes in an Investment Banking environment, and strong communication and presentation skills. Additionally, time management, prioritization skills, and the ability to interact effectively with global teams are essential for success. Highly valued skills for this role may include holding a CFA or Masters in Finance/Financial Engineering, having good control awareness and problem-solving abilities, being able to work independently with a diverse range of individuals, demonstrating negotiation skills, and exhibiting excellent communication and interpersonal skills. Your performance in this role will be evaluated based on key critical skills such as risk management, change and transformation, business acumen, strategic thinking, digital and technology proficiency, and job-specific technical skills. This position is based in the Chennai/Pune office and aims to oversee the financial aspects of trading activities, ensuring accuracy and compliance with regulatory requirements, providing insights into trading performance, and maintaining integrity in the bank's trading book. Key responsibilities include reconciling daily P&L figures for trading desks, supporting the identification and mitigation of trading risks, analyzing trading data, preparing regulatory reports, communicating financial information effectively, and collaborating cross-functionally to ensure a coordinated approach to trading activities. As a Vice President, you are expected to contribute to strategy setting, drive change recommendations, plan resources and budgets, manage policies and processes, deliver continuous improvements, and escalate policy breaches if necessary. Additionally, you may need to advise key stakeholders, manage risks, demonstrate leadership in risk management and controls, collaborate with other areas, and create solutions based on analytical thinking. All colleagues at Barclays are expected to uphold the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,

As a member of the New American Funding (NAF) team, you will be part of a leading mortgage lender that offers a wide range of loan options. Established in 2003 and headquartered in Tustin, CA, United States, NAF is dedicated to providing exceptional technical and business operations support to simplify and enhance the home loan experience for homeowners and homebuyers. Your role within NAF - India will involve ensuring that all processes are carried out according to Standard Operating Procedures. You will be responsible for guiding and coaching team members to improve individual performance, contributing to continuous process enhancements, and aligning team goals with onshore requirements. Monitoring workflow, tracking team performance, and conducting Root Cause Analysis (RCA) to enhance quality parameters will be key aspects of your responsibilities. To excel in this position, you should have a minimum of 7 to 9 years of experience in team management, with a proven track record of leading teams of at least 15 members. Proficiency in the English language, both spoken and written, is essential. Familiarity with MS Office applications such as Word, Excel, and PowerPoint is preferred, along with strong analytical and problem-solving skills. Your role will also require a keen awareness of controls and the ability to motivate and build a high-performing team. At New American Funding, we foster a culture that values teamwork and personal growth. By joining our dynamic team, you will have the opportunity to explore cutting-edge technologies and advance your career. We are seeking a candidate who can make informed decisions independently, prioritizing the needs of borrowers and the organization alike. If you are looking to leverage your leadership skills in a fast-paced, innovative environment, consider joining NAF - India and be part of a team dedicated to simplifying and enhancing the mortgage experience for our customers.,

Join Barclays as a PC Prime Equities Analyst where you will play a pivotal role in collaborating with the Line PC team to ensure the completeness and accuracy of the books and records, including P&L (Profit & Loss) and Balance Sheet substantiation and reporting. At Barclays, we are not just predicting the future - we are actively shaping it. To excel in this position, you should possess the following skills: - Proficiency in using MS Office toolkit. - Hold a qualification as an accountant. - Strong communication and presentation abilities for both formal and informal settings, with the capacity to engage with teams globally, including the UK and US (both written and verbal). - Robust control awareness, particularly in identifying and escalating potential control breakdowns and optimizing processes efficiently. Additionally, advantageous skills may encompass: - Knowledge in financial engineering. - Prior experience in Article ship or as an Industrial trainee in mid to large-sized firms. - Audit exposure in large financial institutions or banks would be preferred. You will be evaluated based on critical skills crucial for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology proficiency, in addition to job-specific technical skills. This role is stationed at our Pune office. **Purpose of the Role:** Overseeing the financial facets of trading activities to maintain accuracy and integrity of the bank's trading book, compliance with regulatory standards, and offering insights into trading performance. **Accountabilities:** - Reconciling daily P&L figures for trading desks to align with valued positions in the trading book and resolving discrepancies. - Assisting in identifying, assessing, and mitigating trading risks and reporting on financial risks to senior colleagues. - Maintaining and analyzing the bank's trading data for accuracy and consistency, providing insights to traders and senior colleagues. - Preparing and submitting regulatory reports, supporting external audits, and effectively communicating complex financial information. - Collaborating across functions to ensure a cohesive approach to trading activities. **Analyst Expectations:** - Impacting related teams within the area. - Partnering with other functions and business areas. - Taking responsibility for operational processing and activities. - Escalating policy breaches appropriately. - Embedding new policies/procedures for risk mitigation. - Advising on decision-making within your area of expertise. - Managing risk and controls in your work in alignment with regulations. - Building an understanding of sub-function integration and organization's products, services, and processes. - Guiding team members, resolving problems, and communicating complex information. - Acting as a contact point for external stakeholders and building a network of contacts. All colleagues are expected to uphold Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship along with the Barclays Mindset to Empower, Challenge, and Drive - guiding principles for our behavior and actions.,

To be successful in this role, you should have below skills: Experienced with MS office toolkit. Qualified accountant Excellent communication and presentation skills in both formal and informal settings ability to interact with the region and UK / US as part of a global team (written and verbal) strong control awareness - in particular, the ability to identify and escalate potential control breakdowns and to streamline processes in an effective and efficient manner. Some other highly valued skills may include below: Financial engineering would be an advantage. Article ship / Industrial trainee in mid to large sized firms Audit exposure in large financial institutions / banks preferred. You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills. This role is based in our Chennai office. Purpose of the role To oversee the financial aspects of trading activities, ensuring the accuracy and integrity of the banks trading book, maintenance of compliance with regulatory requirements, and provision of insights into trading performance. Accountabilities Reconciliation of daily profit and loss (PL) figures for trading desks to ensure they align with the valued positions in the trading book, investigating and resolving discrepancies between PL figures to ensure they reflect the true economic value of the trading portfolio. Support the identification, assessment, and mitigation of trading risks, and report on these financial risks to senior colleagues. Maintenance and analysis of the bank s trading data, ensuring its accuracy, completeness and consistency, and provision of insights to traders and senior colleagues on trading performance. Preparation and submission of regulatory reports to authorities, and provision of support to external audits including addressing auditor queries and ensuring trading activities are appropriately reflected in financial statements. Effective communication of complex financial information to traders, risk professionals, senior colleagues, and external stakeholders. Cross functional collaboration to ensure a coordinated approach to trading activities. Analyst Expectations To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement. Requires in-depth technical knowledge and experience in their assigned area of expertise Thorough understanding of the underlying principles and concepts within the area of expertise They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources. If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L - Listen and be authentic, E - Energise and inspire, A - Align across the enterprise, D - Develop others. OR for an individual contributor, they develop technical expertise in work area, acting as an advisor where appropriate. Will have an impact on the work of related teams within the area. Partner with other functions and business areas. Takes responsibility for end results of a team s operational processing and activities. Escalate breaches of policies / procedure appropriately. Take responsibility for embedding new policies/ procedures adopted due to risk mitigation. Advise and influence decision making within own area of expertise. Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct. Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organisations products, services and processes within the function. Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function. Make evaluative judgements based on the analysis of factual information, paying attention to detail. Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents. Guide and persuade team members and communicate complex / sensitive information. Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.

To be successful in this role, you should have: Qualified Accountant - ACA, CIMA, ACCA or MBA (Finance). Experience in Financial Reporting, Financial and regulatory reporting controls. Strong knowledge of Finance, regulatory reporting. Highly motivated self-starter and Strong planning organizational skill. Strong Excel and presentation skills. Require producing different set of MI/decks thus would require knowledge of PowerPoint and analytical mind-set. Strong control awareness, Analytical and problem-solving skills. Strong communication - verbal and written, role demands frequent interaction with senior management. Some other highly valued skills may include: Confident and assertive manner. Develops relationships and manages stakeholder s expectations professionally Displays integrity, initiative, commitment, and credibility through interactions with colleagues and clients Eye for detail and exception track record in managing and resolving conflict situations Works well in a team and maintains good relations with team members. Shows enthusiasm and diligence and ensures team motivation is optimized. You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.

As an Analyst Macro Product Control at Barclays, you will play a crucial role in shaping the digital landscape, driving innovation, and ensuring exceptional customer experiences. Your responsibilities will include utilizing cutting-edge technology to transform our digital offerings and contribute to creating the future at Barclays. To excel in this position, you should possess the following skills and qualifications: - Proficiency with MS Office tools such as Word, PowerPoint, Excel, and Access Database - A qualified accountant with strong control awareness and the ability to identify and escalate potential control breakdowns - Excellent communication and presentation skills for interacting with global teams and stakeholders - Proven ability to break down complex problems, attention to detail, and analytical mindset - Confident and assertive manner to navigate various challenges effectively Additionally, the following skills would be highly valued: - CFA/masters in finance or financial engineering - Experience in article ship/industrial trainee roles in mid to large firms - Audit exposure in large financial institutions or banks In this role based in Chennai, you will oversee the financial aspects of trading activities, ensuring accuracy, compliance with regulatory requirements, and providing insights into trading performance. Your key responsibilities will include: - Reconciling daily profit and loss figures for trading desks and investigating discrepancies - Identifying, assessing, and mitigating trading risks, and reporting to senior colleagues - Analyzing trading data for accuracy and providing insights to traders and senior management - Preparing and submitting regulatory reports, supporting external audits, and communicating complex financial information effectively - Collaborating cross-functionally to ensure a coordinated approach to trading activities As an Analyst, you are expected to: - Perform activities in a timely and high-quality manner, driving continuous improvement - Demonstrate in-depth technical knowledge and experience in your area of expertise - Lead and supervise a team, guiding professional development and allocating work requirements - Take responsibility for managing risk, strengthening controls, and embedding new policies and procedures By embodying the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, and embracing the Barclays Mindset to Empower, Challenge, and Drive, you will contribute to our shared success and uphold our commitment to doing what is right.,

As a Functional Audit professional, your primary responsibility will involve developing and implementing cross-functional audit plans and strategies based on risk assessments. You will be conducting audits across various departments, including finance, operations, IT, Network, and HR, to ensure comprehensive coverage. It will be essential for you to evaluate the adequacy of internal controls, compliance with policies, and adherence to industry standards. In your role, you will need to identify and assess potential risks, inefficiencies, and control gaps within processes and systems. Your insights will play a crucial role in providing actionable recommendations to mitigate risks and enhance operational effectiveness. You will be responsible for preparing detailed audit reports summarizing findings, insights, and recommendations for senior management. Additionally, maintaining accurate records of audit procedures, findings, and follow-ups for future reference will be a key aspect of your role. Collaboration and stakeholder engagement will be vital as you partner with various departments to understand workflows and operational challenges. By acting as a trusted advisor, you will provide guidance on compliance and process improvements. Presenting audit results to stakeholders and assisting in the implementation of corrective actions will also be part of your responsibilities. Continuous improvement is integral to this role, and you will monitor the implementation of audit recommendations to assess their effectiveness. Staying updated on changes in regulations, industry trends, and best practices will ensure that the audit process remains relevant and effective. Identifying opportunities for streamlining processes and promoting innovation will be encouraged. To excel in this position, you should hold a Master's degree in Accounting, Finance, Business Administration, or a related field. Professional certifications such as CA, CPA, or equivalent are preferred. Proven experience in internal or external auditing, risk management, or a related field will be beneficial. Familiarity with cross-departmental processes and diverse business functions is also desirable. Key skills required for this role include strong analytical and critical thinking skills, proficiency in audit tools and software, excellent communication and interpersonal skills for engaging with stakeholders, and the ability to manage multiple projects and meet deadlines under minimal supervision. Knowledge of regulatory requirements and standards relevant to the industry, high attention to detail, and a commitment to delivering accurate, high-quality results are essential. An ethical mindset with the ability to maintain confidentiality and independence, cross-functional collaboration, adaptability, risk and control awareness, problem-solving, decision-making, effective communication and reporting, and a process improvement orientation are also critical skills. This full-time position is located in Gandhinagar- GIFT CITY and follows a work schedule from 7:30 am to 4:30 pm IST with the 1st, 3rd, and 5th Saturday off.,