33 Control Assurance Jobs

Divisional Risk & Control Senior Analyst, AVP Position Overview Job Title: Divisional Risk & Control Senior Analyst Corporate Title: AVP Location: Mumbai, India Role Description Divisional Control Office (DCO) team ensures that the division operates with high levels of integrity. It is responsible for supporting the business by developing, implementing and maintaining a risk culture to ensure a strong and sustainable business control environment whilst minimizing risk arising from non-financial risk factors. DCO strategy includes improving the risk management information and strengthening the governance and risk culture. The CB DCO has functional responsibility for Audit and Regulatory gover...

Roles and Responsibilities Lead control assurance activities across various business lines, ensuring compliance with regulatory requirements and internal policies. Develop and maintain effective control frameworks, including design, testing, and monitoring of controls. Collaborate with stakeholders to identify areas for improvement and implement corrective actions. Provide guidance on operational risk management best practices to ensure adherence to industry standards. Conduct regular reviews of control documentation, identifying gaps or discrepancies.

Job Description Summary State Street's Alpha Operations team is looking for an Officer in Alpha Data Operations team in India. Alpha Data Operations is the Global Data Management team supporting global clients within investment industry for daily support in the Production and CUAT environment. As Alpha Data Operations Officer you will Deliver Accurate and Timely Data Ensure all client data is delivered on schedule, with precision, and within agreed scope. Serve as a Process and Platform SME Act as the subject matter expert for processes and platforms perform root cause analysis of data issues and provide clear resolutions for queries and requests. Execute Operational Activities Independently...

As a Control Partner in the APAC & ME region for the Chief Controls Office at Barclays, your role involves partnering with APACME Operations, Transaction Cycles, and the COOCCO lead to drive risk and control activities across Corporate Banking. Your responsibilities will include embedding the Enterprise Risk Management Framework (ERMF) and Barclays Control Framework to enhance risk ownership and operational governance. You will lead and execute key control activities such as RCSA, thematic reviews, governance oversight, control validation, and issue read-across. Additionally, you will apply control-by-design principles to streamline, standardize, and automate processes across the region. You...

As an AVP Assurance Law, Rules Regulation at Barclays, you will be spearheading the evolution of the digital landscape, driving innovation and excellence to ensure unparalleled customer experiences. You will have the opportunity to harness cutting-edge technology to revolutionize digital offerings. **Key Responsibilities:** - Provide controls assurance on processes/controls primarily covering Barclays adherence to Laws, Rules and Regulations. - Review adequacy of framework, processes, and controls established to achieve adherence to Laws, Rules and Regulations and other operational risks. - Govern end-to-end delivery of the Controls Testing Framework to understand and report on control effec...

Join us as a Control Partner, APAC & ME, Chief Controls Office, where you will partner with APACME Operations, Transaction Cycles and the COOCCO lead to drive risk and control activities across Corporate Banking. Embed the Enterprise Risk Management Framework (ERMF) and Barclays Control Framework to strengthen risk ownership and operational governance. Lead and execute key control activities such as RCSA, thematic reviews, governance oversight, control validation, and issue read-across. Apply control-by-design principles to streamline, standardize and automate processes across the region. Support regulatory, audit and internal governance engagements through strong analytical and advisory cap...

Divisional Risk & Control Senior Analyst, AVP Position Overview Job Title: Divisional Risk & Control Senior Analyst Corporate Title: AVP Location: Mumbai, India Role Description Divisional Control Office (DCO) team ensures that the division operates with high levels of integrity. It is responsible for supporting the business by developing, implementing and maintaining a risk culture to ensure a strong and sustainable business control environment whilst minimizing risk arising from non-financial risk factors. DCO strategy includes improving the risk management information and strengthening the governance and risk culture. The CB DCO has functional responsibility for Audit and Regulatory gover...

Divisional Risk & Control Analyst, AS Position Overview Job Title: Divisional Risk & Control Analyst Corporate Title: Associate Location: Mumbai, India Role Description Divisional Control Office (DCO) team ensures that the division operates with high levels of integrity. It is responsible for supporting the business by developing, implementing and maintaining a risk culture to ensure a strong and sustainable business control environment whilst minimizing risk arising from non-financial risk factors. DCO strategy includes improving the risk management information and strengthening the governance and risk culture. The CB DCO has functional responsibility for Audit and Regulatory governance, pr...

Position Overview Job Title: Divisional Risk & Control Senior Analyst Corporate Title: AVP Location: Mumbai, India Role Description Divisional Control Office (DCO) team ensures that the division operates with high levels of integrity. It is responsible for supporting the business by developing, implementing and maintaining a risk culture to ensure a strong and sustainable business control environment whilst minimizing risk arising from non-financial risk factors. DCO strategy includes improving the risk management information and strengthening the governance and risk culture. The CB DCO has functional responsibility for Audit and Regulatory governance, providing a central point of testing ov...

Role Description Risk & Control helps Corporate Bank (CB) Operations proactively manage the right risks and build and sustain efficient controls. Embedded in this function are senior Quality Assurance Lead Reviewers responsible to lead and implement a quality assurance (QA) program for high-risk manual processes across Corporate Bank Operations. Activities include performing review of the manual processes versus the QA framework, identifying exceptions and areas of remediation, and reporting of results to senior management. Additionally, the role will be heavily interacting with respective coverage areas and reporting and advising on proper control functions, process enhancements, policy/pro...

Role Overview: As a Controls Testing and Assurance CT&A ORM Testing Specialist/Testing Lead at Deutsche Bank, your role involves providing opinions on controls and outcomes, as well as ORM control culture. You will lead the CT&A coverage for Transaction processing risk type and manage the respective team. The CT&A department performs independent assurance for the Bank's Compliance and Anti Financial Crime Department, providing risk-based check and challenge on behalf of Operational Risk management for their Risk Types. You will be responsible for assessing the adequacy and effectiveness of 1st Line of Defence testing/monitoring, functional reviews, and thematic deep dives. Additionally, you ...

Controls Testing and Assurance - CT&A ORM Testing Specialist/Testing Lead, VP Position Overview Job Title: Controls Testing and Assurance - CT&A ORM Testing Specialist/Testing Lead Corporate Title: Vice President Location: Bangalore, India Role Description CT&A is responsible for providing opinion on Controls and outcomes and ORM control culture Controls and outcome (how well 1LOD have interpreted Regulatory & Policy requirements by complying with Minimum Control Standards (MCS) / Control Objectives and maintaining an effective control environment, identifying and remediation deficiencies as required, and achieving compliant outcomes). This would be performed through specific reviews to asse...

As a "CCO Model Controls AVP" at Barclays, you will play a crucial role in leading the evolution of the digital landscape, focusing on innovation and excellence to enhance customer experiences. Your responsibilities will include: - Stakeholder Management - Decision Making & Problem Solving - Strong Communication Skills To excel in this role, you should possess the following qualifications and skills: - Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management - Extensive experience in Internal Audit, Control Business Partnership, Controls Assurance & Testing, and Operational Risk Management - Comprehensive understanding of governance and...

Key Responsibilities Support controls testing planning activities Complete thorough walkthrough and ensures the controls testing results documented within the work papers are clear, concise and factually supported by an evidence Exhibit credible challenge and evaluate the adequacy and effectiveness of policies, procedures, processes and internal controls while maintaining professional independence throughout the testing engagement Maintain good knowledge of business area Assist in reporting findings and share recommendations with business areas Identify training opportunities within business to improve risk and control knowledge Support BUs in understanding controls requirements to improve c...

Position Overview: Tech AGRIM is seeking an experienced Archer Expert to join our team. The ideal candidate will be responsible for the implementation, configuration, and management of the RSA Archer platform to support our governance, risk, and compliance (GRC) initiatives. This role requires a deep understanding of business continuity planning, risk management, and compliance processes, along with technical expertise in the Archer platform. Location : India (Remote) Experience/ Joining: 5-6 Years, Immediate Joining Key Responsibilities: Lead the implementation and ongoing support of RSA Archer Control Assurance and IT Risk Management use cases. Collaborate with cybersecurity and compliance...

Join us as an "AVP Assurance Law Rules & Regulation" at Barclays, where you will play a key role in driving innovation and excellence in the digital landscape. Your primary responsibility will be to provide controls assurance on processes and controls to ensure Barclays" adherence to Laws, Rules and Regulations. You will be responsible for reviewing the adequacy of frameworks, processes, and controls established to achieve compliance with Laws, Rules and Regulations, as well as other operational risks. Additionally, you will govern the end-to-end delivery of the Controls Testing Framework to understand and report on control effectiveness for Barclays. Key Responsibilities: - Provide controls...

As a Regional Manager in Banking Operations at Standard Chartered, your role will involve overseeing and managing operations across multiple regions to ensure efficiency, compliance, and high standards of service delivery. You will need to provide strategic leadership, operational expertise, and drive continuous improvement while managing a diverse team. **Key Responsibilities:** - Develop and implement operational strategies aligned with the bank's objectives and drive regional performance. - Foster a culture of continuous improvement and innovation by challenging the status quo. - Manage change effectively to ensure smooth transitions and minimal disruption to operations. - Ensure comprehe...

Huntsman Corporation is now looking for a dynamic individual as a Corporate Internal Auditor. Huntsman Corporate Internal Audit practices generally conforms with International Standards for the Professional Practice of Internal Auditing (IIA Standards) and adopts innovative and leading practices. As part of the Asia Corporate Internal Audit team based in Petaling Jaya, you will travel to various Huntsman sites throughout the Region to participate and/or lead various financial and operational audits. The role gives a unique insight into how the business operates internationally across all functions. With high level of exposure to various levels of management, the right candidate will get the ...

As a member of the Institutional Credit Managements (ICM) team, your role involves providing an integrated end-to-end credit underwriting, identification, measurement, management, and monitoring for wholesale credit businesses across the enterprise. You will be a part of the Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) team, which plays a crucial role in verifying that established standards and processes are followed and consistently applied. Your insights from quality assurance reviews (QARs) will help assess the quality of the group's policies, procedures, programs, and practices related to the management of wholesale credit risk. Through your contributions, management ca...

As an AVP Assurance Law, Rules Regulation at Barclays, you will play a crucial role in maintaining a robust control environment by providing independent assurance on control processes and advising on improvements to enhance the efficiency and effectiveness of the bank's internal controls framework. Your responsibilities will include collaborating across the bank, developing test plans, communicating key findings, and contributing to the development of a knowledge center. **Role Overview:** You will partner with the bank to ensure a satisfactory control environment by conducting ad-hoc assessments and testing on the internal controls. Your role will involve identifying weaknesses, communicati...

Role Description Risk & Control helps Corporate Bank (CB) Operations proactively manage the right risks and build and sustain efficient controls. Embedded in this function are senior Quality Assurance Lead Reviewers responsible to lead and implement a quality assurance (QA) program for high-risk manual processes across Corporate Bank Operations. Activities include performing review of the manual processes versus the QA framework, identifying exceptions and areas of remediation, and reporting of results to senior management. Additionally, the role will be heavily interacting with respective coverage areas and reporting and advising on proper control functions, process enhancements, policy/pro...

R0401865 Risk and Control Analyst, NCT Job Title: Risk and Control Analyst, NCT Location: Bangalore/ Pune, India Role Description To assist with the management of the organizations Operational Risk framework by performing Control Effectiveness Testing against the controls identified within the Risk and Control Inventory process. This will enable support of the Banks strategic objectives by providing meaningful insight and guidance to a range of internal stakeholders across the Corporate Banking Divisions. This role is exclusively for candidates who have experience in Corporate Banking Operations internal control testing. As an Analyst, you will be responsible for providing teams with an info...

As a subject matter expert in Equities and/or Control Assurance, you will partner with the Equities, Derivatives, and Trading Division to support risk management functions. Leveraging your expertise, you'll develop comprehensive knowledge of front-to-back processes and proactively manage operational risks. You'll also offer advice on a broad range of risk matters, focusing particularly on Control Assurance. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You'll be part of a friendly and supportive team where eve...

The Institutional Credit Managements (ICM) aims to provide an integrated end-to-end credit underwriting, identification, measurement, management, and monitoring for wholesale credit businesses. Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) is an essential component of the ICM organization, ensuring that established standards and processes are consistently followed. WCR In-Business QA plays a crucial role in assessing the quality of the group's policies, procedures, programs, and practices related to the management of wholesale credit risk. The results of quality assurance reviews (QARs) help identify operational and control weaknesses, training needs, and process deficiencie...

The Institutional Credit Managements (ICM) aims to provide a comprehensive credit underwriting, identification, measurement, management, and monitoring solution for wholesale credit businesses. Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) forms an essential part of the ICM organization. WCR In-Business QA is responsible for ensuring adherence to established standards and processes, identifying operational and control weaknesses, and providing feedback for improvement. The Head of In-Business QA reports results of quality assurance reviews (QARs) to relevant stakeholders and engages in discussions regarding deficiencies and areas of enhancement. This role, based in Mumbai, r...