92 Concurrent Audit Jobs - Page 4

Execution of statutory audit assignments independently Handling of team Training and research Being a SPOC for the client Good technical knowledge needed for execution of assignment Learn and use of firm methodology Communicate with clients and their overseas counterparts wherever required Working knowledge about internal audits Flexible to work on non standard assurance engagements

Ensure compliance with RBI guidelines, SEBI regulations, Companies Act, and other statutory requirements. Review banking operations, investment transactions, cash flow management, and accounting records. Identifycontrol weaknesses, discrepancies, and potential risksin financial and operational areas. Assessinternal controlsand suggest process improvements to mitigate risks.

Job Purpose 'This position is open with Bajaj Finance Limited" Duties and Responsibilities Planning Internal Concurrent Audits Drive internal audits of Gold Loans processes and enforce controllership Ensure tracking & closure of identified compliance issues Cover existing processes as well as new processes rolled out Identify potential areas of compliance vulnerability and risk Identify process improvement areas Identify compliance issues that require follow-up or investigation Discussing observations highlighted with process owners & capture responses Presenting report to Heads & Process Owners along with finalized responses Required Qualifications and Experience CA / MBA or equivalent Experience in internal audit / Risk assessment function of lending business Proficient in audit and compliance frameworks Experience in data analysis and report drafting Excellent Excel & Power Point proficiency Positive attitude and team player Excellent Communication and Interpersonal Skills Ability to minimize operational risks including deep understanding of audit and compliance

We are hiring for the one of the client into the NBFC for Internal Auditor Duration-6 Months Location-Delhi, ITO Exp-3+ Years Qualification-CA/MBA We need exp in NBFC audits Roles and Responsibilities Conduct risk-based internal audits across various business lines, including Retail Banking, Business Banking, Corporate Banking, Treasury, and NBFC. Identify and assess risks within the organization's operations to ensure compliance with regulatory requirements. Develop audit plans and programs based on identified risks and business objectives. Collaborate with stakeholders to implement corrective actions from audit findings. Provide recommendations for improving internal controls and reducing risk exposure.

Job Description: Manager / Senior Manager - Internal Audit Job role and responsibilities: The role will be responsible for: 1. Implementing risk based internal audit framework, preparation, and execution of audit plan, covering defined scope across policies and procedures. 2. Reviewing and feedback on Risk Control Matrix of different processes 3. Auditing assigned areas across functions of lending business, like sales, credit, collections, operations, accounts, technology / systems, HR etc. 4. Conduct thematic audits like regulatory compliance, Internal Financial Control aspects etc. 5. Continuous Control Monitoring - identifying areas and testing/deployment. 6. Work in collaboration with other internal stakeholders for facilitating open audit issue remediations and conduct periodic verifications on the same. 7. Efficiently collaborate with Co-auditors and auditee to ensure seamless coordination and completion of assigned tasks. Job Location: Bangalore Qualification Required: Chartered Accountant (preferred). Preferred candidate profile Experience- Post CA minimum 4 yrs of Exp. NBFC experience is must. Perks and benefits

Job description We are hiring articles for one of the leading CA firms in Mumbai in the field of - 1)Auditing 2)Taxation Required Candidate profile Criterion 1. Must have cleared CA Intermediate in both groups. 2. Completed Orientation and IT Training. 3. Transfer Cases (NOT PERMITTED). 4. Good Communication skills and academic background.

Roles & responsibilities Carrying out bank audit. Preparation of draft reports. Collecting audit evidence Query solving Client interaction. Preferred candidate profile Good Communication skills Confident Decent soft skills including MS office Decent awareness Work Location : Whitefield and Indira Nagar.

Key Responsibilities Ensure commencement / completion of audit assignments based on risk based internal audit norms, adhering to audit schedules and audit standards Ensure quality of audit reports with depth, coverage and correctness / consistency of data furnished with emphasis on Policies, internal guidelines, processes, practices/ people, revenue assurance, risk coverage (Credit, Operational, Financial, Compliance, Reputation and Fraud Risk) Conduct theme reviews, Process and Special audits with qualitative suggestions / recommendations for improvement of processes & mitigating risks Ensure effective usage of offsite reports with special focus on data mining & analysis to facilitate identification of risks in the audits Responsible for the preparation of quality synopsis and notes to be put up to various audit committees and senior management with appropriate recommendations and remedial action initiated Focus on innovatively driving the audit process Qualifications Optimal qualification for success on the job is: Qualified CA with 0-2 years of experience For successful execution of the job, a candidate should possess the- • Good communication (both verbal & written) and inter-personal skills • Team Handling and leadership skills • Strong Excel and database manipulation skills, financial and statistical analysis skills) • Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment • Ability to prioritize and make decisions in a fast-paced environment • Ability to manage multiple tasks/projects and deadlines simultaneously

1 or 2 year experience in Bank audit (specifically Credit audit). Good communication skill and audit mind set + Basic knowledge of computer. Good skill in report writing and presentation

Job Location : Bhiwandi Job Summary: We are seeking enthusiastic and motivated individuals to join our team as Concurrent Auditors for CFA of a MNC Pharma client. The Auditor will be involved in conducting audits, analyzing financial data, and ensuring compliance with regulations and standards at the CFA location. Work will be 6 days a week at the CFA location as per normal working hours. Responsibilities: Conducting concurrent audits. Candidates having experience in stock audit, C&F audit, warehouse audit Follow established audit procedures and guidelines to assess internal controls and compliance with regulations. Document audit findings, observations, and discrepancies accurately and thoroughly. Provide support in preparing audit reports and recommendations for management. Participate in meetings and training sessions to enhance knowledge and skills in auditing practices. Maintain confidentiality and professionalism in handling sensitive financial information. Perform other duties and responsibilities as assigned by Project Management team Qualifications: Bachelor's degree in accounting, finance, or related field. Experience of 1 year or Good academic record with a keen interest in auditing and accounting principles. Good analytical and problem-solving skills. Attention to detail and ability to work with numerical data. Proficiency in Microsoft Office (Excel and Word specifically). Please note this is a Contractual role (1 year).

Purpose of this role is to contribute in developing and managing execution of the Strategy and Plan for Concurrent Audits as a matter of good governance and prudent practice, covering all the key risk-sensitive areas including KYC/AML, Lending business and related operations, Treasury transactions and operations, Reconciliation of bank accounts and general ledger accounts, and compliance with the relevant applicable laws/regulations and internal policies/ guidelines with an objective to shorten the interval between a transaction and its independent examination and provide hindsight for processes and controls requiring greater focus during internal audits. A) Development of Audit Strategy and Plan Contribute in developing concurrent audit strategies for timely and proactive coverage of key risks including Credit risk, Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Financial risk, People risk, Reputational risk etc., and related controls. Contribute in developing concurrent audit plans based on risk and the regulatory framework; Ensure use of advanced integrated auditing concepts and extensive use of technology and data analysis for achievement of the audit objectives. Actively and Proactively contribute in managing the external concurrent auditors where external specialized professional audit services are used for Concurrent Audits coverage; Ensure the timely and quality delivery of the Concurrent Audits by the external concurrent auditors. B) Execution of Audit Strategy and Plan Execute audit strategy and plan of concurrent audits testing ~5000+ controls covering key risk-sensitive areas in accordance with the Policies, Procedures, Legal, Statutory and Regulatory requirements, Internal Audit Standards, and leading best practices. Contribute in developing concurrent audit checklists and processes for adequate and effective concurrent audit coverage of various risks across key areas / activities including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Financial risk, People risk, Reputational risk etc., and various applicable laws and regulatory circulars / guidelines across various regulators. Maintain and update concurrent audit procedures and checklists to ensure they remain current and updated keeping pace and aligned with changes in internal policies/guidelines as well as legal/statutory/regulatory changes and evolving industry best practices. Ensure timely and quality execution of concurrent audit reviews . Ensure timely completion of Concurrent audit plan with quality of audits, and meet with all concurrent audit documentation and reporting requirements as per Concurrent audit policy and procedures and leading best practices . Active and Proactive Engagement within audit as well as with the relevant Business and Functional stakeholders related to concurrent audits to enhance the maturity level of controls over various risks including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Financial risk, People risk, Reputational risk etc. benchmarking with the leading best practices. Effective communication and reporting of Concurrent audit findings and follow up with various stakeholders to ensure timely remediation and implementation of concurrent audit recommendations. Provide effective recommendations for improvements to the organization policies, processes and practices based on leading industry practices and emerging risks. C) Continuous Monitoring Keep abreast of the emerging audit trends and drive key audit initiatives for efficient and effective achievement of the concurrent audit objectives Identify and develop automated tests for efficient and effective concurrent audit on an ongoing basis.

Job Description- Branch Audit Independently conduct branch audits. ( Will involve regular travelling ). Participate in audits of various Businesses with particular emphasis on Product / Operations audits. Assist in Planning, designing and implementation of risk based audit plans to ensure safety and soundness of the Bank. Ensure completion of assigned audits and documentation of work papers on time. Track status of issues reported. Assist in keeping relevant processes benchmarked to Best Practices and peer banks. Assist in keeping Audit Procedure Manual and checklists current and updated. Devise audit checklists for use of internal/concurrent Auditors and test products along with processes/procedures to foresee pitfall and bottlenecks and ensure these are audited/resolved. Provide improvement/ suggestions to existing process / systems to line management Provide oversight to the Concurrent Audit process. Ensure submission of concurrent audit reports on time Ensure regular update of concurrent audit checklists Ensure appropriate review of concurrent audit issues Ensure follow-up & rectification of concurrent audit issues Experience- 1 To 12 Years Loc- Mumbai

3+ years of experience as a Chartered Accountant (CA) and proven work experience at a Chartered Accountants workplace. Post qualification experience in Corporates and Audit firms Minimum 4 years to a maximum of 10 years. Preferably having Hands on Experience of working for listed companies in India. Educational Requirements Chartered Accountant or equivalent is desirable The following qualifications would be an added advantage Bachelor s degree in accounting, economics, finance or a related field Master s in Business Administration (MBA) from a well-recognized Business School Other preferred qualifications like Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Information Systems Auditor (CISA), and Certified Information Systems Security Professionals (CISSP) Key Skills : Impressive oral and written communication skills Have good command over Microsoft Excel and other Microsoft Suite Applications (Mandatory) Statutory Audit and Internal Audit of Companies Statutory & Concurrent Audit of Banks, Co-operative Banks, Co-operative Societies & Trusts Handling of Income Tax Returns, GST Returns/Annual Returns, TDS Returns Handling of ROC-related work like Incorporation of Companies, filing of various forms & other related work (will be added advantage) Appear before the Income Tax or GST Authority / Department whenever required Strong multitasking skills for Partner assigned tasks. Effective stress management and adept at managing routine task updates. Strong team leadership abilities Head Office - Guna Complex, 4th Floor Annexe II Building No. 443 & 445, Anna Salai Teynampet, Chennai 600 018 .

Hello, Greeting from Kotak Life Insurance! Job Location - Goregaon East Job Role - Internal Audit Contact Person - Sangita Mandal (8369252270) Email ID - kli.sangita-manadal@kotak.com KEY RESPONSIBILITIES Audit of Internal control & checks on all payouts processed by the department. Internal Process review of all process. Managing the preparation, review and submission of various regulatory returns, reports and statements, to be submitted to compliance team within time lines Coordination with different departments for the closure of the issue raised. Participate and contribute for projects, as needed also drive automation of various Processes and MIS with respect to commission pay-outs. To resolve any challenges which the team might experience in providing the above deliverable and manage a team WORK EXPERIENCE: 1. Minimum 3-4 years of Insurance industry experience 2. Dispute resolution skills 3. Multitasking

Proven experience of 5+ years in internal auditing Strong understanding of financial and operational processes. Knowledge of relevant regulations and compliance requirements. Good communication & interpersonal skills Apply 8870813777

Qualified Chartered Accountants with experience of 1 – 5 years in any audit firm Exposure in Internal Audit is mandatory Capability to handle Internal audits independently Good communication & interpersonal skills Apply 8870813777

Job Position : Internal Audit (Deputy Manager / Manager) Location : Head Office, Bangalore Qualification : B.Com/MBA Skills Micro Finance and Rural banking knowledge. Proficiency in MS Office Excellent written and verbal English communication skills Multilingual - Added advantage to individuals who are able to speak more than one language (Hindi, Kannada, Telugu,Tamil) Personal drive and positive work ethic to deliver results within tight deadlines and in demanding situations Flexibility to adapt to a variety of engagement types, working hours and work environments Effective at inspiring and motivating team members in order to deliver high quality standards Recognizing the developmental requirements of team members and set goals to achieve them Job Description Oversee and manage the back-office audit team, ensuring efficient operations and adherence to timelines. Coordinate closely with the regional and zonal internal audit teams to maintain alignment and consistency in audit procedures. Collaborate with senior management and other departments to ensure seamless communication and implementation of action plans arising from audit observations. Provide regular updates to senior management regarding the status of audit observations and action plans. Constant updates on Internal audit observations and implementation status with Senior Manager Prepare and submit Management Information System (MIS) reports to stakeholders within defined timelines, ensuring accuracy and clarity in the information provided. Develop and maintain a comprehensive risk-based audit plan to identify key risks and ensure appropriate audits are conducted to address them. Manage the Audit Management System, working closely with IT teams and vendors for system coordination and improvements. Prepare Business Requirement Documents (BRD) for system enhancements as needed. Prepare various reports and insights for the Audit Committee Board, focusing on key audit findings and actionable recommendations. Analyze data from internal systems to provide management with timely insights and support decision-making. Design and maintain audit checklists for new and existing products, ensuring they are relevant, comprehensive, and aligned with broader audit programs. Lead audits for various loan products, including Two-Wheeler loans and other NBFC products, ensuring compliance and risk management practices are followed. Facilitate coordination with external auditors, consultants, and vendors on matters related to controls, policies, processes, and compliance. Create audit triggers and assist in the planning and execution of Risk-Based Internal Audits (RBIA) to enhance risk identification and control evaluation. Provide expert advice and support to departments on the creation or modification of policies, processes, products, and services to ensure compliance and effective internal controls. Contribute to the overall effectiveness of the Internal Audit (IA) function by identifying business risks and evaluating controls to mitigate those risks, ultimately improving risk management, control, and governance processes.