92 Concurrent Audit Jobs - Page 3

Role & responsibilities -Handling Bank concurrent audit, assessing NPA norms compliance, identifying revenue discrepancies, documenting and verifying cash and other securities. -Ensuring that the application form, loan documents, and KYC documents adhere to RBI and Indian Bank Associations guidelines and are validated by authorized personnel. -Overseeing accounting functions and implementing effective controls to establish a vigilant internal audit that prevents serious errors and fraudulent activities. -Ensuring that transactions are conducted in accordance with established systems and procedures, rather than routinely. -Complying with RBI instructions and policies, conducting activities within delegated authority, and adhering to terms and conditions for the exercise of delegated authority. Preferred candidate profile -0-3 years of experience in auditing, preferably in banking/financial services -Strong knowledge of banking/financial regulations, laws, and guidelines -Excellent analytical, problem-solving, and communication skills -Proficient in MS Office, audit software, and data analytics tools -Experience in concurrent auditing -Familiarity with risk-based auditing -Knowledge of anti-money laundering (AML) and know-your-customer (KYC) regulations Perks and benefits Best in industry.

CA with 2-3 years of relevant work experience in internal audit from BFSI industry (insurance industry is preferred)

Internal Audit & Risk Advisory and ICOFR Concurrent Audit, Stock Audit and Special Audit Special Management Audits KYC Audit Risk Advisory Fraud control unit Forensic Audit Management Audit

Qualifications: CMA / CISA / MBA Finance / BAF Conduct concurrent audits for financial institutions. Review internal controls and compliance . Identify risk areas and suggest improvements. Ensure regulatory adherence and fraud detection.

Conducting Tax/statutory Audit of firms & Companies alongwith Preparation and filing of Tax audit reports and income tax returns and TDS returns . Doing GST Audit and filing of various retruns and refund application on GST portal. Loan file Work Required Candidate profile Salary in negotiable. Experienced in CA firm preferred

Proven experience of 5+ years in internal auditing Strong understanding of financial and operational processes. Knowledge of relevant regulations and compliance requirements. Good communication & interpersonal skills Apply 8870813777

Work Responsibility Conducting internal audits to assess the effectiveness of the organization's internal controls and risk management processes. Reviewing and evaluating financial and operational procedures, ensuring compliance with laws, regulations, and company policies. Identifying and recommending areas for process improvements and operational efficiencies. Preparing audit reports in PPT and presenting findings and recommendations to senior audit manager / partner. Providing advisory services and training to client on internal controls and risk management. Technical / Functional / Soft Skills Required Strong analytical and problem-solving skills. Excellent communication skills, both written and verbal, with the ability to interact confidently with clients and colleagues at all levels. Time management skills and the ability to manage multiple tasks simultaneously. Proficiency in SAP, MS Office, particularly Excel and PowerPoint. Familiarity with data analysis tools such as ACL, IDEA, or Power BI. Knowledge of accounting principles, internal control frameworks, and auditing standards. Familiarity with relevant laws and regulations, such as the Companies Act 2013, and the Securities and Exchange Board of India (SEBI) regulations. Excellent project management and financial reporting skills. Adaptable and quick learner who can thrive in a dynamic work environment. Strong commitment to confidentiality and ability to handle sensitive information with discretion. Ability to work independently and as part of a team, taking ownership of tasks and driving results.

Collect and analyze data to detect deficient controls, duplicated effort, extravagance fraud, or non-compliance with laws, regulations, and management policies. Prepare detailed reports on audit findings. for Tronica city, Ghaziabad

We are hiring articles for one of the leading CA firm in Mumbai / Bangalore in the field of Auditing Required Candidate profile Criterion 1) Must have cleared CA Intermediate in both groups 2) Completed Orientation and IT Training. 3) Transfer Cases (NOT PERMITTED) 4)Good Communication skills and academic background.

Role & responsibilities Auditor: - Financial Statement Audit : Auditors examine financial statements, including balance sheets, income statements, and cash flow statements, to ensure accuracy and compliance with accounting standards such as Generally Accepted Accounting Principles (GAAP) or International Financial Reporting Standards (IFRS). Internal Control Assessment : Auditors assess the effectiveness of internal controls within an organization to identify weaknesses or deficiencies that could lead to financial misstatements or fraud. This involves evaluating processes, policies, and procedures related to financial reporting, asset management, and operational activities. Compliance Audit : Auditors verify that an organization adheres to relevant laws, regulations, and industry standards. This may include compliance with tax laws, labor regulations, environmental regulations, or industry-specific requirements. Risk Assessment : Auditors identify and assess financial risks that could impact an organization's operations or financial performance. This involves evaluating factors such as market conditions, economic trends, industry competition, and internal control weaknesses. Audit Planning and Execution : Auditors develop audit plans outlining the scope, objectives, and methodologies for conducting audits. They gather evidence through interviews, document reviews, and testing procedures to support their findings and conclusions. Communication of Findings : Auditors communicate audit findings and recommendations to management, stakeholders, and regulatory authorities through written reports and presentations. They provide insights on areas of improvement, potential risks, and corrective actions to address deficiencies identified during the audit process. Follow-Up and Monitoring : Auditors may follow up on previous audit findings to ensure that management has implemented corrective actions effectively. They may also provide ongoing monitoring and advisory services to help organizations improve their internal controls and risk management processes. Professional Development : Auditors stay updated on changes in accounting standards, regulations, and industry trends through continuing education and professional development activities. This ensures that they maintain the knowledge and skills necessary to perform their roles effectively. Preferred candidate profile CA Inter Candidates or ICWA / CMA Perks and benefits

FOR BANK CONCURRENT AUDIT IN DALTONGANJ FOR 10 DAYS IN A MONTH

Responsibilities: * Manage accounts payable & receivable * Ensure compliance with tax laws * Prepare financial reports * Oversee budget planning & analysis * Conduct audits as needed *Tax Planning, GST, PF, ESI & TDS Fillings. Food allowance Cafeteria Free meal Performance bonus

MGM and Company is looking for Audit Assistant to join our dynamic team and embark on a rewarding career journey. Assist in the planning and execution of internal audits. Evaluate financial documents for accuracy and compliance. Identify areas of financial risk and recommend control improvements. Document audit procedures and findings. Prepare audit reports and work with management to implement recommendations.

Role & responsibilities Provide support in managing bank accounts, mapping accounting processes, documentation, implementation, and review, and recommend changes for process improvement. Assist in the preparation of financial statements, reports, and budgets. Prepare tax returns and assist with tax planning. Assist in statutory, internal, and tax audits. Prepare and file GST returns, income tax returns, and TDS filings. Maintain books of accounts and ensure compliance with accounting standards. Reconcile accounts and prepare financial statements. Conduct research and prepare summaries on changes in tax laws, accounting standards, and regulatory frameworks. Preferred candidate profile Ability to interpret financial data and identify key insights Basic understanding of direct and indirect tax laws. Knowledge of Accounting Standards and Indian Accounting Standards (Ind AS) Basic understanding of GST regulations. Familiarity with auditing tools and techniques. Perks and benefits According to industry standards. ***Salary is not a constraint for eligible candidates***

Candidate should possess experience in carrying out audit in Treasury function covering Derivatives, Forex dealing room. The activities to be covered as part of the audit would inter-alia cover the following aspects: Document verification of Forex and derivative transactions Term Sheet scrutiny along with detailed scenario analysis Nostro Reconciliation Checks pertaining to anticipated exposure Review of entries related to forex and treasury operations on sample basis Settlement checks Voice Record checks Experience in handling concurrent audits internal audits in the areas of Treasury function. Candidate should possess experience in carrying out audit in Treasury function covering Fixed Income Securities, Equities, Forex etc. Candidate should be well versed/updated in Regulatory guidelines in Treasury domain. To conduct concurrent audit of the areas assigned, discuss the audit observations with auditee and prepare the audit report. Good knowledge on Treasury products To assist in preparation of Board Audit Committee notes pertaining to Treasury. To assist in checking compliance in various treasury processes as required by SOX. To constantly identify key risk areas in treasury function, recommend and implement change process. To carry out UAT reviews for treasury related systems and conduct special audits in the areas of Treasury, risk and allied areas .

We have Opening under Audit- Jr Auditor-CONCURRENT AUDIT-RLOPS (Deputy Manager) Department : CPU Liabilities - concurrent Internal Audit Team Job Responsibilities Review of various process of account opening instruction handled through digital platform physical account opening/processes Keeping the team abreast of latest regulatory & internal guidelines pertaining to KYC AML etc. Close looping and monitoring of quality of exceptions raised by audit team Managing and guiding team on the latest regulatory/statutory guidelines Timely submission of daily weekly fortnightly monthly audit reports Close looping and monitoring of system level gaps process level gaps identified during process reviews/walkthroughs etc Review of all exception reports to be released to various business units. Timely, accurate and effective documentation of the exceptions observed during the course of audit. Discussion of Audit observations with the Auditee, arriving at corrective action and timely submission of report Attributes: I. Technologically advanced: Strong financial data and Statistical analysis, data validation and problem-solving abilities. Advanced knowledge with Microsoft Office Suite (Word, Excel, Power Point). Ability to stay abreast with technological changes in the digital world, regulatory guidelines etc. II. Communication skills: Good written and oral communication skills. Capable of documenting the Audit observations effectively, communicating with the Auditee in order to bring about corrective action. III. Auditing skills: Capable of identifying the risk and evaluating the effectiveness of the internal control put in place. Keen attention to detail, eye for observation IV. Other skills: Self-motivated and inquisitive to learn new areas. Team player Capability to multi-task & adaptability

The Concurrent Audit Lead is responsible for overseeing and executing concurrent audits to ensure adherence to regulatory requirements, internal policies, and operational efficiency. This role involves evaluating risk management frameworks, internal controls, and operational compliance while providing strategic recommendations for process improvements. Roles and Responsibilities 1. Develop and implement a structured concurrent audit framework in alignment with industry best practices and regulatory guidelines. 2. Plan, execute, and oversee concurrent audits of financial, operational, and compliance processes across various business units. 3. Identify risks, discrepancies, and process inefficiencies, and provide actionable recommendations for risk mitigation and process enhancement. 4. Monitor key risk indicators and ensure timely reporting of audit findings to senior management and relevant stakeholders. 5. Prepare detailed audit reports with observations, risk implications, and recommendations for corrective actions. 6. Provide guidance and mentorship to audit team members, fostering a culture of continuous learning and improvement.

Proven experience of 5+ years in internal auditing Strong understanding of financial and operational processes. Knowledge of relevant regulations and compliance requirements. Good communication & interpersonal skills Apply 8870813777

Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited. Submission of Internal audit and Concurrent, and advise the company regarding compliance audit report to CDSL. Updating of Dealers NISM certificate before expiry in All Exchanges. Gathering and analyzing data, performing computations, and preparing work. Researched, interpreted with laws and regulations. Handling Inspection of SEBI, Exchanges, and Depositories and drafting compliance report. Registration and cancellation of Authorized person in NSE, BSE and MCX and providing letters for approval of registration and cancellation of Authorized person once registered or cancel with exchange. Provide data to exchange as and when required. Maintained and reviewed all contracts and agreements to ensure all policies and procedures were fully followed. Review of various policies of the organization. Organize and facilitate monthly, Quarterly, Yearly compliance review board meeting, attended by Chief Executive Officer, Chief Financial Officer, and executive of company. Directly reported to the Chief Executive officer to ensure company objective are meet and executed goals. Co ordinating and follow up with exchange regarding quires. Ensure regulatory compliance with Companies Act, 2013 for Comfort Securities Limited and Comfort Commotrade Limited. Taking vendor approval from Exchanges. Submission or registration of any other membership related activities. Replies to Letter of observation and Drafting compliance report of Concurrent audit report. Closing alerts of Exchanges as well as CDSL. Daily Sending and implementing circulars of SEBI, Exchanges, Depositories. Making representation to Regulators. Making submissions of various regulatory reporting to Regulators. Handling Inspection/Internal Audits/System Audit/Cyber audit. Research regulations related compliance. Handling Sebi/Exchange investigations. Replying to Surveillance related mails from Regulators. Reply to Observation letters/show cause notices. Handling Stock Exchanges compliance. Drafting Appeals.

Job Requirement Produce daily profit and loss for the business unit/trading center Experience in to Bank Audit /Fixed asset Audit/concurrent Audit Provide necessary transparency of controls done either for quality assurance or for final validation and control performance Obtain necessary sign-off from Front-Office (Traders) of the reported PL Participate in CTB (Change the Bank) initiatives of the team as well as domain-wide Liaise with different support teams for escalation and remediation of daily issues encountered Collaborate with Financial Controlles and Business Relationship managers to ensure front to back controls are managed effectively. Work with different stakeholders to improve existing processes and outputs Financial Control roles have the following common characteristics: Produce and review Business level internal and external financial disclosures Performs QA function for processes within his/her teams remit and regularly assesses the effectiveness of the checks Second level of escalation for team issues and for stakeholder escalation Close Self-Identified Issues and Audit points on timely basis Monitoring of exceptions including investigation and explanation Review of Balance sheet substantiation and perform Balance Sheet certification as Primary or Secondary Account Owner Process standardization across business Provides summary of KRIs for their business area and remediation plans where SLAs are being missed and/or where issues exist Responsible for ensuring that KOPs are reviewed for relevance and effectiveness on a timely basis. Work with different stakeholders to improve existing processes and outputs The position sits with Rates Business for EMEA region.

Responsible for managing audits in line with the internal and regulatory provisions Responsible for submitting timely and quality deliverables to Audit Committee of Executives and Audit Committee of the Board. Overall responsibility of handling a team of approximately 40 members. Ensuring optimum manpower and its effective utilization. Manage offsite audits based on the identified control points for various business verticals and support functions. Plan, design, and implement the Offsite and Concurrent Audits Review the policies/ SOPs of the department Ensure open issues tracking for offsite and Concurrent Audits Ensure relevant processes benchmarked to best practices Ensure audit checklists are devised for effective offsite audits Provide an improvement/ suggestion on the existing process/ systems to the line management Ensure timely and correct presentations made to internal committees Ensure adherence to regulatory submissions and certifications Ensure growth and development of team members Ensure smooth discussion with regulators Transparent appraisal of team member Chartered Accountant with a minimum of 12 years experience Experience in the banking industry handling multiple sites and departments/ functions Ability to manage large teams

Perform review and supervision of concurrent audits based on the scope of word. Appointing and engaging with concurrent auditors and external firms. Data analytics for continuous monitoring (daily execution and enhancement for new areas for continuous monitoring) Preparation of audit reports, management presentations and MIS Tracking of concurrent audit plan (Initiation, field work, report publishing) and open observation for closure Supporting internal audit team lead. Keep abreast with understanding the regulatory expectations from RBI, NPCI, UIDAI, etc;

Conduct internal audits of financial statements, operations, and compliance processes. Assess risks, control systems, and effectiveness of internal policies. Identify weaknesses in processes and provide recommendations for improvement. Assist in the development and implementation of audit programs. Ensure compliance with company policies, industry standards, and regulatory requirements. Prepare audit reports and present findings to management. Support external audits by providing necessary documentation and information. Stay updated on best practices, trends, and changes in internal auditing standards.

Job responsibilities: Having experience in concurrent Audit Conducted Comprehensive audit for banks To ensure accuracy, authenticity, and compliance with the procedure and guidelines of banks are followed. Working on regulatory returns of bank Should be presentable and have good communication skills.

We are looking forgraduates ConcurrentAudits of Banks/ NBFCs. Assist in the preparation of various schedules required for Bank audit Manage resources and audit assignments.