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Prevention of Insider Trading Abans Finserv

3.0 - 7.0 years

0 Lacs

maharashtra

On-site

As a Compliance Officer specializing in Insider Trading Regulations, your primary responsibility will be to ensure compliance with SEBI regulations and internal codes of conduct related to handling unpublished price-sensitive information (UPSI), trading windows, and disclosures. You will be entrusted with developing, implementing, and monitoring the Code of Conduct for Prevention of Insider Trading in accordance with SEBI regulations. Additionally, you will maintain the Structured Digital Database (SDD) as mandated under SEBI PIT Regulations and oversee trading window closures/openings. - Develop, implement, and monitor the Code of Conduct for Prevention of Insider Trading in accordance with...

Posted 1 month ago

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