44 Compliance Tools Jobs - Page 2

As an AML Analyst joining the compliance team in Delhi, your role will involve monitoring, reviewing, and investigating transactions to detect and prevent money laundering and other financial crimes. Your strong analytical skills, attention to detail, and solid knowledge of regulatory requirements in the investment and financial services industry will be key to your success. **Key Responsibilities:** - Conduct end-to-end Anti-Money Laundering (AML) reviews and investigations in line with internal policies and regulatory requirements. - Monitor client transactions and activities to identify suspicious patterns or anomalies. - Perform Customer Due Diligence (CDD), Know Your Customer (KYC), and...

As a Compliance Executive, your role will involve managing statutory compliance, legal documentation, and regulatory filings under the Companies Act, FEMA, and other applicable laws. You will play a key role in ensuring the company's adherence to all necessary regulations and procedures. Key Responsibilities: - Manage compliance requirements under Companies Act & FEMA. - Draft and review board resolutions, notices, agendas, and minutes. - Handle ROC filings, annual returns, statutory registers, and XBRL filings. - Assist in fundraising compliance under the Companies Act. - Prepare, review, and maintain legal documentation, contracts, and company policies. - Track and manage multiple complian...

As an Associate Manager of Compliance Support (Private Equity) at Morae Global, you will be responsible for various compliance-related tasks to ensure adherence to regulations and internal policies. Your role will involve reviewing employees" brokerage statements, screening social media handles, managing certifications and disclosures for new hires, updating compliance records, performing conflict checks, managing expert network communications, coordinating translations of calls, and handling queries from internal and external parties. You will work closely with the onshore compliance team to flag potential issues, ensure timely completion of tasks, and support day-to-day compliance matters....

The Reporting, Audit & Tax Manager at Par Formulations is responsible for overseeing general accounting, SOX compliance, and audit adherence. You will play a critical role in implementing compliance tools and driving continuous improvement initiatives to ensure the company's financial processes are robust and efficient. Your key responsibilities will include supporting the closure of statutory financials for all entities, preparing financial statements in accordance with Ind AS, and liaising with auditors for seamless audits. You will conduct general ledger scrutiny, prepare quarterly financial reports, and collaborate with internal teams to facilitate data flow to auditors. In addition to f...

We are looking for a RERA Compliance & Taxation Executive with a solid understanding of RERA compliances and practical experience in Income Tax, GST, and TDS. This role is particularly suitable for CA students or semi-qualified professionals seeking exposure in real estate and taxation. Your responsibilities will include managing RERA compliance filings on a quarterly, annual, and project-related basis. You will be required to collaborate with authorities and legal consultants on RERA matters. Additionally, you will assist in preparing and filing Income Tax returns, ensuring GST compliance through returns and reconciliation, maintaining compliance records, and providing support during audits...

As a Senior Associate Company Secretary at our organization, you will play a crucial role in our Legal & Secretarial team by ensuring compliance with corporate laws and statutory requirements. Your responsibilities will include managing board and shareholder meetings, maintaining statutory records, and handling various company law-related matters. Your key responsibilities will involve ensuring timely compliance with Companies Act, SEBI regulations, FEMA, and other relevant corporate laws. You will be responsible for conducting and managing Board Meetings, Annual General Meetings, and Committee Meetings by preparing agendas, notices, minutes, and necessary follow-ups. Additionally, you will ...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Job Description: GDS SAP Tax Director Leader An SAP-experienced Executive Director to support lead the growth of our SAP Tax practice and effectively deliver/implement Tax Transformation projects. Key member ofleader in the EY Tax Technology and Transformation team, delivering high quality SAP projects and advice to our clients based on exper...

The Associate Director, Reporting, Audit & Tax will serve as the head of General Accounting with responsibilities across various financial functions including Tax, costing, and Treasury. Your main duties will involve GL analysis & control, monthly accounts closing and finalization, preparation of monthly MIS reporting, annual budgets and standard costs, transfer pricing analysis, and tax audit finalization. As a key operational interface, you will work with internal and external stakeholders to develop, maintain, and enhance operational processes within your functional areas. Additionally, you will be responsible for implementing compliance tools and driving continuous improvement initiative...

As a Senior Analyst in IT Risk and Compliance based in Chennai, you will be a key member of the IT Risk & Compliance department reporting to the Manager, IT Risk and Compliance. Your primary responsibility will be to conduct thorough IT compliance assessments, test IT general controls, and IT automated controls to ensure that the organization is in line with internal policies and external regulatory requirements, including Sarbanes-Oxley (SOX). Your role will be vital in upholding a robust internal control environment and driving process enhancements throughout the organization. Your day-to-day activities will include assisting in the planning and scoping of IT compliance and internal contro...

You should have proven experience in handling GST department notices and assessments, guiding all departments on necessary procedures for ensuring compliance. Your responsibilities will include periodic reviews of compliances, reporting non-compliances to management on a quarterly basis, and maintaining in-depth knowledge of GST law. Strong analytical and problem-solving skills, attention to detail, and the ability to work under pressure to meet strict deadlines are essential. Exposure to ERP, SAP environments is preferred. Effective communication and interpersonal skills are required to collaborate with internal and external stakeholders. Proficiency in computer applications like MS Office,...

We are looking for a highly analytical and detail-oriented Compliance Business Analyst (BA) to assist in our regulatory and compliance endeavors. As the ideal candidate, you will play a crucial role as a connector between compliance, business units, and IT teams to ensure that our internal processes and systems are in line with current regulatory requirements and risk management standards. It is imperative that you possess a strong understanding of banking, compliance, and anti-money laundering. Additionally, familiarity with key systems such as Core (Flexcube), SAS AML, and Cards is essential. Your proficiency in the Agile framework and experience in working with DevOps will be highly benef...

This is Regarding Opening with a Leading NBFC as a Seceratarial Compliance - AVP !!! Experience: 7+years Qualification: CS (Qualified) Location: Mumbai Job Responsibilities: Provide the necessary records for secretarial, statutory, and internal audits. Assistance with SEBI and RBI audits and inspections. Drafting and Reviewing Policies As mandated by the Companies Act and SEBI LODR, draft or review policies pertaining to related party transactions, whistleblowers, and codes of conduct, among others. Preserving the records, books, and statutory registers mandated by the Companies Act, SEBI LODR, SEBI PIT, and other relevant laws. Knowledge of Regulation thorough knowledge of the Companies Act...

Skill - Azure Infrastructure Admin Networking - Virtual, DNS & Firewall Azure Monitor, Log Analytics, Defender for Cloud, and compliance tools Azure Backup, Site Recovery, and high availability configurations Show more Show less

As an experienced Infra. Technology Specialist with 8 to 12 years of expertise, you will play a crucial role in enhancing our infrastructure security and compliance by leveraging your proficiency in Microsoft security and compliance tools. Your responsibilities will include implementing and managing tools like Microsoft Purview for data governance, Microsoft Priva for privacy standards, and Microsoft Defender Suite for protecting digital assets. Regular assessments using Defender Vulnerability Management and configuration of Always on VPN are essential to ensure secure remote access for employees. Your role will also involve configuring App Locker policies, monitoring Microsoft Secure Score,...

As an Onboarding Specialist at Maxonic, you will play a crucial role in overseeing the end-to-end onboarding process for new employees in the United States. Your primary responsibility will be to ensure a seamless onboarding experience, maintain compliance with US labor laws, and provide exceptional support to new employees. Your key responsibilities will include administering the onboarding process, which encompasses pre-boarding and post-boarding activities. You will be tasked with ensuring the accurate completion and submission of new hire paperwork while maintaining compliance with relevant regulations. Additionally, you will reach out to employees via email and phone to obtain any missi...

As a Compliance Manager at Tata Communications, you will play a crucial role in ensuring the adherence to regulatory standards and best practices for network compliance. Your responsibilities will include managing Service Level Agreements (SLAs) for Key Performance Indicators (KPIs) along with providing daily reporting. You will conduct regular audits and assessments to identify any non-compliance, risks, or vulnerabilities within the network infrastructure. Additionally, your role will involve the development and maintenance of network compliance documentation, reports, and dashboards. Collaboration with network engineers and security teams will be essential in designing and implementing co...

As a Risk Professional specializing in Enterprise Risk and Controls at Fiserv, you will play a crucial role in the organization's Enterprise Risk and Controls team. Your responsibilities will include conducting Third Party Risk Assessments for vendors and providing support for PCI and SOC audits as part of the company's Third-Party Audit initiatives. This role is perfect for professionals who are adaptable and keen to contribute to various risk programs within the department. Your primary focus will be on the Third-Party Risk Management (TPRM) function. You will be responsible for gaining a thorough understanding of security policies, standards, and related processes within the TPRM program....

Management of On-line Regulatory Compliance System: Collaborate with internal stakeholders across the company (such as Production, Marketing & Sales, HR, Engineering, Finance, Supply Chain, etc.) to ensure timely submission of compliance status as per applicable laws and regulations. Ensure alignment across the business on Compliance and contribute to identification and mitigation of potential compliance risks. Resolve stakeholder issues swiftly without compromising compliance and handling disagreements tactfully. Oversee and improve the compliance management tools and systems. Stay updated on regulatory changes and assess their impact on the company s operations. Compliance Policy Managemen...

ASTER DM HEALTHCARE LIMITED is looking for Technician Supervisor Dialysis to join our dynamic team and embark on a rewarding career journey Collaborate with cross-functional teams to achieve strategic outcomes Apply subject expertise to support operations, planning, and decision-making Utilize tools, analytics, or platforms relevant to the job domain Ensure compliance with policies while improving efficiency and outcomes