214 Compliance Testing Jobs - Page 7

Apply Here: https://forms.gle/rY4MWtwuo4vPyzbj8 (Copy/paste in browser) Job Domain: 401K Retirement Compliance Testing (Immediate Joiner) Experience Level: 10-18 Years Shift : Flexible to work in rotational shifts is mandatory Days Off: Fixed Saturday and Sunday (Flexible to support on Saturday if required) Mode of Work : Work from office Job Description: We are seeking a detail-oriented and experienced Senior Compliance Analyst to join our team. The ideal candidate will be responsible for ensuring compliance with 401(k) retirement plan regulations , conducting compliance testing , and managing the 5500 form filing process . This role requires strong analytical skills, knowledge of IRS and D...

A Compliance Testing & Monitoring Analyst is responsible for ensuring that the company complies with applicable laws, regulations, and internal policies. Your role will involve conducting testing and monitoring activities to identify potential compliance risks and control weaknesses. Subsequently, you will report your findings and recommendations to the management for appropriate actions. Your key responsibilities will include developing and executing testing plans by designing procedures to assess the effectiveness of controls in place to mitigate compliance risks. You will also be responsible for conducting monitoring activities to continuously evaluate processes, transactions, and other a...

Compliance Testing Specialist is responsible for evaluation & monitoring internal controls, policies & procedures to ensure the organization adheres to applicable regulatory and compliance requirements. This role involves conducting Compliance assessments, identifying risks and recommending corrective actions to mitigate potential violations. The role is a part of 2nd line control testing for respective regions such as EMEA, Americas, AEJ, Japan, Powai. Key responsibilities include: Compliance Testing & Monitoring: Conduct periodic risk-based control testing and reviews across various business areas & regions Evaluate policies, procedures & transactions, reports etc. by employing strong inve...

Role Responsibilities: Support the creation of a Global Risk Controls Governance framework including key risk mapping, developing risk indicators and tracking control effectiveness. Responsible for preparing a testing plan for identified teams/products. Responsible for Conducting the Compliance Testing in line with the operational risk framework Ensuring that the testing is completed in a timely manner including validation of action plans for outstanding items, if any. Ensuring that the risk-based assurance framework is fit for purpose at all points of time. Identify and escalate potential control deficiencies and areas for improvement to the senior management/key stakeholders. Ensure compli...

We are looking for a highly skilled and experienced professional to join our team as an Advisory - Compliance Testing & KYC Advisory in Equitas Small Finance Bank. The ideal candidate will have 14 years of experience in the BFSI industry, with expertise in compliance testing and KYC advisory. Roles and Responsibility Develop and implement effective compliance testing strategies to ensure adherence to regulatory requirements. Conduct thorough risk assessments and provide recommendations for mitigating potential risks. Collaborate with cross-functional teams to design and implement process improvements. Provide expert guidance on compliance matters, including regulatory requirements and indust...

Role & responsibilities About the Role The official is responsible for overseeing compliance risk management for Retail Lending and Payments. Key Responsibilities - Regulatory adherence / monitoring implementation: Assessment of applicable regulatory guidelines and identifying the actions emanating from these guidelines. Ensuring that changes in applicable regulatory guidelines are promptly disseminated, along with actionable to the concerned business units / departments for implementation. Driving timely implementation of regulatory changes across various business Advisory / Consultative Role: Driving an effective compliance management program through formulation of policies, review of rele...

Role & responsibilities Outcome of Risk assessment Compliance control point shall be defined, and testing will be carried out. Planning and execution of Compliance testing. Establish and maintain comprehensive compliance testing programs to identify, assess, and highlight compliance risks. Monitor and test compliance by performing sufficient and representative Compliance testing and result of such compliance testing shall be reported to the Senior Management. Track Compliance testing observation open points, coordinate with respective team for implementation and track until closure of testing. Responsible for executing the proposed Compliance projects. Support the reporting manager on regula...

Conduct Compliance Testing reviews of the Firms O&A business to assess and review compliance with legal, regulatory, and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas Lead and support tests, reviews and adherence checks across O&A business activities and controls to evaluate adherence to regulatory requirements and whether the control framework is in place and is effectively managing Compliance risks Create design effectiveness and operating effectiveness test steps to assess whether O&A control frameworks are effectively managing risk and follow laws and regulations Develop testing modules and conduct testing across all Deutsche Bank Ame...

Interacting with subject matter experts to identify, design and maintain metrics and reporting requirements for both internal and external stakeholders in an efficient and user-friendly way. Interacting with key stakeholders to help design and implement an intuitive and robust planning approach, ensuring all critical elements are appropriately represented and maintained/refreshed on an ongoing basis. Manage, associate and analyse large and complex data from multiple sources to identify possible issues/gaps across CT&A. Collaborate with various IT and SME teams across different business areas as required to source and connect key data points in the support of reporting and planning CT&A requi...

Minimum experience- 10+ years Job Location- Gurgaon (Sector 48) Shift- UK shift Job type- Full time- Hybrid **This is an IC role, apply only if comfortable** Key Responsibilities: Accountable for financial forecasting processes. Reconciles accounts, resolves discrepancies and collaborates across various finance and non-finance functions. Responsible for analyzing journals, producing data analysis and reports and assisting with variance analysis. Responsible for the assembly of the annual audit information for external auditors and transfer pricing information for tax authorities in various jurisdictions. As a partner in the accounting process, recommends how to improve efficiency using autom...

Conduct compliance risk assessment/develop risk-oriented activity plan Identify Compliance risk level in all business line/mitigate same Subject new products launches to compliance test Oversee risk-based compliance program Required Candidate profile 8+ yrs exp in handling compliance testing in BFSI at corporate level Job location is Chennai, TN CA / LLB qualifications will be an advantage

You will be working as an Assistant Manager in the Retirement Services team at RRD GO Creative, a company specializing in business communications, marketing solutions, and digital productivity. With over three decades of experience, our company focuses on transforming customer experiences through Global Brand Solutions, Smart Work Solutions, and Technology & Innovation Services. Your primary responsibility will be to oversee the Retirement Process, specifically focusing on 401K, Defined Contributions, and Defined Pensions. You will be expected to manage workflows efficiently, meet defined Turnaround Times (TATs), and act as a Subject Matter Expert (SME) for the assigned processes. Collaborat...

hardware board design, schematics design, PCB Layout, high speed design, processor based design, hardware prototyping, hardware testing, compliance testing, medical device knowledge (desirable), processor and controller based designs, Allegro, OrCAD tools

Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients . Powered by our purpose - the relentless pursuit of a world that works better for people - we serve and transform leading enterprises, including the Fortune Global 500, with our deep business and industry knowledge, digital operations services, and expertise in data, technology, and AI. Inviting applications for the role of Domain Trainee /Assistant Manager , Retirement Services ( Compliance Testing) In this role you must also be wi...

Analyse details to determine appropriate action needed in term of processing the transactions. Should have worked on several types of filing, testing in accordance with IRS/DOL rules and regulations. Implement decision making, logical/critical thinking and problem-solving techniques to ensure efficient processing. Consult available resources including technical documentation, updates, computer system application features, coworkers, and Mentors to perform daily task. Make suggestions for improvement in procedures/processes. Efficiently and effectively process work to meet or exceed production expectations. Perform assigned work accurately to meet or exceed quality expectations that results i...

About the Team- The PhonePe Financial Services Compliance team plays a critical role in the successful execution of the firm & compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining program infrastructure that identifies, measures and monitors compliance with applicable laws, regulations and rules that govern our business globally. Compliance teams work closely with business, legal, risk, and audit functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm & compliance control environment. The Senior Exe...

Conduct compliance risk assessment/develop risk-oriented activity plan Identify Compliance risk level in all business line/mitigate same Subject new products launches to compliance test Oversee risk-based compliance program Required Candidate profile 2+ yrs exp in handling compliance testing in BFSI at corporate level Job location is Chennai, TN CA / CS / LLB qualifications will be an advantage

2-3+ years of work experience in SOX Testing / Internal Audit/ Control Testing/Compliance Testing/RCSA controls testing. Ability to learn and understand a variety of processes and regulations as they pertain to internal controls and regulatory requirements. Ensure that key risk and controls are identified and assess control designs (walkthrough) Develop meaningful test steps (scripts) and perform testing to validate and determine whether controls are operating effectively. Communicate test results, and next steps concisely and effectively across the organization. Provide recommendation and work as a trusted partner with line of business to propose an appropriate remedial action plans to enha...

Hiring for SOX Audit Level - SME Location - Hyderabad Timings - US Night shift Mode - (Hybrid/On-site) Notice period - Immediate - 30 Days Notice Period - Immediate to 30 Days CTC - Upto 10 LPA SME - 4 to 8 years in SOX/Internal Audit About the Role Were seeking a SOX Audit SME to strengthen our risk and compliance team. If you thrive in auditing financial processes, designing controls, and partnering with global stakeholders, this role is for you! Key Responsibilities Lead SOX 404A/404B compliance testing, internal audits (SSAE 18, RCSA, operational audits), and risk assessments. Perform end-to-end process risk analysis for banks / financial institutions. Test and validate business + IT con...

Role & responsibilities Handled exposure preparation for the bank. Handled regulatory returns such as CRILC, NeSL, RBS, EDR, PSL and SLBC reporting, SIBC Handling and closure of audit observations Handled Capital adequacy calculation Various Internal and Management reporting/MIS including Board note submissions Handle statutory/Internal/RBI and concurrent audit as well as closure of audit/LFAR observations Support to all automation activities including discussion with vendor on finalization of BRD requirement, handling UAT and subsequently managing production run Support and Back up to Early warning signal system wherever required (Preferably) Support to stakeholders as per requirement of th...

We're Hiring Financial Crime Validation Internal Auditor (AVP) | Chennai Location: Chennai Role: AVP Financial Crime Validation Internal Auditor Experience: Prior experience in AML, Financial Crime Risk & Control , Audit, Assurance or Compliance is essential. Key Responsibilities: Support audit planning and execution across financial crime, risk, and control frameworks. Validate remediation actions for regulatory findings in AML and related domains. Communicate findings to senior stakeholders and influence control improvements. Stay abreast of industry trends and regulatory developments. Lead or contribute to cross-functional audit assignments and collaborate with global teams across London,...

Senior HR Executive | Rai | Sonipat | Food Industry Exp.- 6-7yrs Salary-40-45k Work on all compliance Interested candidates contact on- 8222822052

Job Summary: We are looking for a seasoned leader to take charge of Regional Hub Operations with deep expertise in manual and automation testing . This role involves managing the testing strategy, driving operational excellence, and collaborating closely with engineering teams to ensure delivery of high-quality software products. The ideal candidate will bring leadership, technical proficiency, and strong execution skills to lead testing initiatives and regional operations. Key Responsibilities: Lead and manage end-to-end testing operations, including manual and automated testing activities. Define and implement testing strategies, frameworks, and best practices for scalable software develop...

Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients . Powered by our purpose - the relentless pursuit of a world that works better for people - we serve and transform leading enterprises, including the Fortune Global 500, with our deep business and industry knowledge, digital operations services, and expertise in data, technology, and AI. Inviting applications for the role of Domain Trainee, Retirement Services ( Compliance Testing) In this role you must also be willing to work in fle...

Role & responsibilities: Testing the controls from regulatory guidelines/circulars/advisories on IT and Cyber Security issued by RBI, SEBI, NSDL, NPCI, UADAI by identifying the observations based on control implementation & its effectiveness. Follow up with stakeholder to ensure timely testing of regulatory guidelines, legacy Circulars, Advisories, Show cause notice/ Penalties/Displeasures. Prepare Annual testing plan based on Compliance risk and senior management directions. Support IT & InfoSec team during the onsite IT Examination Review conducted by RBI. Conduct Compliance Testing / Review of RAR, RMP & other regulatory observations related to IT, InfoSec & Digital Banking units to ensur...