214 Compliance Testing Jobs - Page 3

As a member of the Risk Management team at Grant Thornton, your role will involve providing advice and assistance on independence, conflicts, regulatory, and risk management issues. You will play a crucial part in ensuring compliance responsibilities are met while supporting client-facing teams in delivering top-quality service. Key Responsibilities: - Assist in the firm's independence confirmation procedures and processes, identifying and documenting potential conflicts of interest within Grant Thornton member firms. - Conduct research and screen firm databases to identify existing relationships and perform compliance testing. - Research and create ownership structures/family trees of Grant...

Key Responsibilities: The objective of the Director Compliance Testing is to identify, assess, mitigate, and report on Compliance / Regulatory Risk within the multiple processes for American Express Banking Corp. (AEBC) to ensure adherence to regulatory standards, internal policy and enhance the Bank’s resilience through managing a clear methodology of inherent and residual risk. To lead a diverse team of high-performing professionals focused on Compliance testing. This will involve extensive collaboration with multiple partners across numerous business units, functional areas, and geographies. The Director will: Providing 2nd line credible challenge to protect American Express Banking Corp....

Job Description: Nasdaq Technology is seeking a highly analytical and critical thinker with technical acumen to join the Mumbai Regulatory Technology team in India. In this role, you will be instrumental in ensuring Nasdaq's trading engines operate in compliance with rulebooks and optimizing surveillance programs for market monitoring. Your technical expertise will contribute significantly to maintaining the regulatory integrity of Nasdaq's global markets. Key Responsibilities: - Execute initiatives within the Nasdaq Market Technology portfolio, focusing on regulatory technology. - Verify rulebook compliance of trading engines and design surveillance patterns. - Collaborate with cross-functi...

KEY RESPONSIBILITIES Management of Audit universe, audit plans, scope and charter Identify and maintain a detailed audit universe covering all auditable entities and processes within the organization. Regularly update the audit universe to reflect changes in the organization's operations, risk landscape, and regulatory requirements. Define and refine audit scopes at annual, half-yearly, and quarterly intervals, ensuring a focused approach to addressing key risks and compliance requirements. Ensure that the charter reflects organizational objectives, compliance standards, and audit independence principles. Oversee the overall management and control of the internal audit functions of MFL. Ensu...

About the Ethics & Independence Function: The Ethics & Independence (E&I) team plays a pivotal role in safeguarding the firms reputation and regulatory compliance by proactively managing internal risks related to client acceptance, engagement continuance, and conflict of interest assessments. The team ensures the firms adherence to internal policies and global independence standards applicable to both audit and non-audit services. The opportunity: As a Manager Ethics & Independence, you will take a role in ensuring compliance with the firms independence and conflict management policies. This role demands advanced subject matter expertise in ethics, regulatory compliance, and risk mitigation ...

Role Overview: As a member of the team at MPOWER, you will play a crucial role in executing the compliance testing and issue management functions of the organization. Your work will contribute to the company's mission of providing borderless loans and scholarships to students worldwide, enabling them to pursue their academic and career aspirations at top universities in the U.S and Canada. You will be part of a dynamic environment where quick thinking, autonomous action, and continuous creative growth are encouraged to meet the challenges of fast change and exponential growth. Key Responsibilities: - Conduct tests and assessments of compliance and operational controls across the MPOWER organ...

Role Overview: You will be joining our Advisory and Audit team as a Chartered Accountant (CA) Fresher. This role will provide you with excellent exposure to various areas such as Statutory Audit, Internal Audit, Risk Advisory, Compliance Reviews, and Business Advisory Services across diverse industries. Key Responsibilities: - Assist in Statutory Audits, Tax Audits, and Internal Audits following applicable standards. - Provide support in risk assessment, internal control evaluations, and compliance testing. - Prepare and review working papers, audit documentation, and draft reports. - Participate in business advisory assignments focusing on process improvements and due diligence. - Keep abre...

As a QA Engineer at Fin 100X.AI, you will play a crucial role in ensuring that our financial AI products are bug-free, secure, and user-friendly for Bharat's youth. You will be responsible for designing and executing test plans, test cases, and test scripts both manually and through automation. Your key responsibilities will include performing various types of testing such as functional, regression, API, performance, and security testing. Additionally, you will be testing BFSI integrations with platforms like CRIF/CIBIL, DigiLocker, UPI, Insurance APIs, and Microfinance APIs. You will collaborate with backend, frontend, and LLM teams to validate AI outputs and ensure compliance with industry...

Managed Service Operations Analyst Senior As the world works and lives faster, FIS is leading the way. Our fintech solutions touch nearly every market, company and person on the planet. Our teams are inclusive and diverse. Our colleagues work together and celebrate together. If you want to advance the world of fintech, wed like to ask you: Are you FIS? About the role: We are looking for initiative-taking individuals with significant operational knowledge of CDO/CLO market and its reporting requirements. You will be a part of our Loan syndication and operations team which is deadline driven and requires strong focus on service quality. Work closely with account managers and relationship manag...

About the Role: We are seeking a skilled and detail-oriented Hardware Testing Engineer to join our Engineering team. You will be responsible for validating the functionality, performance, and reliability of Kavach devices through rigorous testing methodologies. The ideal candidate will have a strong understanding of embedded hardware systems, testing protocols, and hands-on experience with electronic test equipment. Key Responsibilities: Design, develop, and execute hardware test plans and procedures for Kavach devices. Conduct functional, stress, thermal, EMI/EMC, and environmental tests. Perform root cause analysis and debug hardware issues using oscilloscopes, multimeters, logic analyzers...

Job Description: At PwC, your role in risk and compliance will involve maintaining regulatory compliance and managing risks for clients. You will provide advice and solutions to help organizations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. Focused on building meaningful client connections, you will learn to manage and inspire others while growing your personal brand and technical expertise. Embracing increased ambiguity, you will anticipate the needs of your teams and clients and deliver quality work even in unclear situations. Key Responsibilities: - Review, triage, and investigate system alerts for Training Integrity matters - ...

Job Description: We are hiringChartered Accountant (CA) Freshersfor ourAdvisory and Audit team. The role offers excellent exposure toStatutory Audit, Internal Audit, Risk Advisory, Compliance Reviews, and Business Advisory Servicesacross multiple industries. Key Responsibilities: Assist in Statutory Audits, Tax Audits, and Internal Audits as per applicable standards. Support in risk assessment, internal control evaluations, and compliance testing . Prepare and review working papers, audit documentation, and draft reports. Participate in business advisory assignments including process improvements and due diligence. Stay updated on Ind AS/IFRS and regulatory changes that impact clients. Colla...

As a candidate for this position, you will be responsible for handling the inspections of naval QA agencies and sending inspection calls. Your role will involve coordinating with Naval QA agencies for inward, in-process, and final inspections. You should have hands-on experience in type testing at NABL approved labs. Key Responsibilities: - Creating and implementing quality control methods and practices for PCB testing and electrical/electronic panels to ensure compliance with industry norms, client demands, and legal requirements. - Leading and managing a group of QC technicians and testing engineers by providing direction, instruction, and performance evaluation to guarantee high-quality o...

As a Sr Engineer-Hardware-Product Engineering at Enphase Energy, you will be responsible for owning the HW Engineering activities of the IQ Battery, which includes Cell pack, BMS, and BiDirectional converter. Your role will involve New Product Design, proposing solutions, Design improvements, Design root cause analysis for mitigating failures, Alternate component qualification, and compliance support. You will collaborate closely with cross-functional teams like FW, Reliability, Quality, Mfg, and Supply Chain to drive solutions into the field. **Key Responsibilities**: - Prime involvement in Product Engineering activities such as New Product Design, Root cause analysis, Design Analysis, reco...

Ready to shape the future of work At Genpact, we don't just adapt to change-we drive it. AI and digital innovation are redefining industries, and we're leading the charge. Genpact's AI Gigafactory, our industry-first accelerator, is an example of how we're scaling advanced technology solutions to help global enterprises work smarter, grow faster, and transform at scale. From large-scale models to agentic AI, our breakthrough solutions tackle companies most complex challenges. If you thrive in a fast-moving, tech-driven environment, love solving real-world problems, and want to be part of a team that's shaping the future, this is your moment. Genpact (NYSE: G) is an advanced technology servic...

Job Description Mandatory skills: Android testing on Mobile device and compliance testing (CTS/CTS-verifier/VTS/GTS/STS) Must have: Android validation experience on Mobiles phones Skills/Qualifications: Hands on experience on Execution of Android compliances suites(CTS/CTS-verifier/VTS/GTS/STS) Hands on experience to retest & traige compliance issues to respective components. Able to work on ubuntu & good knowledge on git , gerrit, fastboot - ADB commands History of working on Android mobile platform & app Testing background wrt android versions( 16/15/14/13/12/11) Should be able to update/modify existing automated scripts based on Android versions. Good understanding on defect analysis & ba...

You will be joining a dynamic and innovative startup, Omnipresent Robot Tech Pvt. Ltd, specializing in robots, drones, and Space Tech. Your role as a Senior Technical Lead will involve contributing to a satellite-based defence project, playing a crucial part in managing the project and outlining solutions vital to the success of the satellite module. You will have the opportunity to work in a start-up environment that highly values innovation, creativity, and problem-solving skills. **Key Responsibilities:** - Design, develop, and optimize AI models for onboard satellite change detection. - Implement AI pipelines using event-based vision sensors and sensor-based computing. - Define hardware ...

Neo San | Clean tech Responsibilities: * Conduct regular compliance tests * Ensure regulatory compliance * Prepare compliance reports * Monitor regulatory risks * Report non-compliances * Regularly doing site visits

As an Experienced Auditor specializing in PCAOB at PG ACCOUNTANTS LLC, your role will involve performing audit and associate tasks in alignment with PCAOB standards. This includes conducting financial statement audits, compliance testing, and risk assessment. You will be responsible for extensive documentation, client liaison, and active participation in audit planning and strategy meetings. It is crucial to stay updated with current auditing practices and regulations. Your role will require strong attention to detail, analytical skills, and effective collaboration with team members and clients. Key Responsibilities: - Conduct financial statement audits, compliance testing, and risk assessme...

You will be responsible for processing and reconciling structured deal remittance reports, ensuring accurate data collection for surveillance. Your role will involve evaluating and analyzing key financial tests, including covenants, triggers, and eligibility tests, to monitor compliance. Additionally, you will reconcile cash flows against deal waterfalls, perform borrowing base calculations, and extract collateral performance data to assess financial trends. Conducting in-depth surveillance of credit performance metrics and monitoring counterparty financial data will also be part of your duties. You will need to track reporting SLAs, engage with counterparties to resolve data quality issues,...

Job description: About the Role We are seeking an experienced UK estate agency professional to join our team as a Senior Sales Consultant. This is a remote position based in India, directly supporting our UK office.The ideal candidate will have hands-on experience in UK property sales progression and a strong working knowledge of AML compliance requirements. Youll be responsible for ensuring smooth sales progression from offer through to completion, managing AML checks, and driving performance within the existing team.This is a senior-level role suited for someone confident in taking ownership of transactions, able to manage multiple stakeholders, and capable of holding the team accountable ...

Conduct audits of banking operations, credit, branch, and support functions. Assess internal controls, compliance with policies, and regulatory requirements. Identify process gaps, risks, and suggest corrective action plans. Prepare and present audit reports to management with key findings. Collaborate with stakeholders for timely closure of audit issues. Ensure adherence to RBI guidelines and internal policies. Support continuous improvement through risk-based audit methodologies. Strong knowledge of audit, risk, compliance, and financial processes required.

Apply Here: https://forms.gle/rY4MWtwuo4vPyzbj8 (Copy/paste in browser) Job Domain: 401K Retirement Compliance Testing (Immediate Joiner) Experience Level: 2-8 Years Shift : Flexible to work in rotational shifts is mandatory Days Off: Fixed Saturday and Sunday (Flexible to support on Saturday if required) Job Description: We are seeking a detail-oriented and experienced Senior Compliance Analyst to join our team. The ideal candidate will be responsible for ensuring compliance with 401(k) retirement plan regulations , conducting compliance testing , and managing the 5500 form filing process . This role requires strong analytical skills, knowledge of IRS and DOL regulations, and the ability to...

About AML RightSource: We are AML RightSource, the leading technology-enabled managed services firm focused on fighting financial crime for our clients and the world. Headquartered in Cleveland, Ohio, and operating across the globe, we are a trusted partner to our financial institution, FinTech, money service business, and corporate clients. Using a blend of highly trained anti-financial crime professionals, cutting-edge technology tools, and industry-leading consultants, we help clients with their AML/BSA, transaction monitoring, client onboarding (KYC), enhanced due diligence (EDD), and risk management needs. We support clients in meeting day-to-day compliance tasks, urgent projects, and s...

Description We are seeking a highly motivated and experienced QC Manager to oversee our quality control department. The ideal candidate will ensure that our products meet the highest quality standards and will lead a team dedicated to continuous improvement and compliance with industry regulations. Responsibilities Develop and implement quality control processes and procedures to ensure product quality meets the company's standards. Lead and manage the quality control team to ensure compliance with regulatory requirements and internal policies. Conduct regular audits of manufacturing processes and operations to identify areas for improvement. Analyze data and prepare reports on quality metri...