215 Compliance Testing Jobs - Page 2

Key Responsibilities: Compliance Testing Execution: Develop and implement the annual compliance testing plan. Conduct compliance reviews across business units, branches, and new products. Perform control testing to assess adherence to regulatory and internal standards. Reporting & Documentation: Draft detailed testing reports with observations and management responses. Maintain MIS and dashboards for open issues, aging, and resolution timelines. Present findings to senior management and compliance committees. Stakeholder Engagement: Collaborate with business units to ensure timely closure of compliance gaps. Guide teams on remediation plans and monitor progress. Regulatory Monitoring: Stay u...

As a Sr. Manager / VP - Regulatory Compliance at the Leading Private Bank in Navi Mumbai, your role involves: You will be responsible for ensuring day-to-day compliance with regulatory requirements from authorities such as RBI, PMLA, UIDAI, NPCI, CKYC, etc. by disseminating regulatory guidelines, maintaining compliance trackers, and ensuring timely follow-up and closure of open items. Additionally, you will coordinate the circulation of regulatory correspondences to internal teams and submit accurate responses to regulators, updating compliance activities to executive and board-level committees regularly. Key Responsibilities: - Ensure day-to-day compliance with regulatory requirements from ...

Position Overview Job Title: Compliance Officer - AFC & Compliance Testing Corporate Title: AVP Location: Pune, India Role Description The DWS Anti-financial Crime (AFC) and Compliance Testing team, part of the AFC and Compliance Department, conducts reviews to evaluate the firm's compliance with applicable laws and regulations and to ensure that control gaps are escalated and mitigated through remedial actions. The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews, tests, and branch inspections designed to provide assurance that the internal control framework is effective in mitigating AFC and Compliance risk within DWS in the Americas Reg...

What You'll Do We are seeking a highly motivated QA and Validation Engineer with hands-on experience in embedded system testing. The ideal candidate will be responsible for validating firmware and hardware designs, ensuring product reliability, and supporting automation initiatives. This role is critical to maintaining high standards in smart power systems, including IoT-enabled smart breakers and related devices. Key Responsibilities Design and execute test plans and test cases for embedded systems across various stages of development. Perform manual and automated testing of firmware and hardware modules. Use lab equipment such as oscilloscopes, signal analyzers, power sources, multimeters,...

Job Summary Assist in implementing, maintaining and testing SOX controls supporting the Application Managers for custom applications and 3rd party Applications, support internal and external audits, and identify potential SOX compliance risks. Key Responsibilities: Pre-Implementation Quality Check: Conduct a thorough review of controls design and implementation before product/functional go-live, based on evidence submitted by engineering and application management teams. SOX ITGC and Automated Controls Evaluation: Test and evaluate the effectiveness of SOX IT General Controls (ITGC) and automated controls using audit checklists prepared by the Controls team to: Maintain SOX controls for inte...

Job Title: Quality Testing Oversight Analyst CTC Range: 6 10 LPA (Based on last drawn salary and relevant experience) Location: Bengaluru, WFO Shift- US Shift (Night Shift) Role Summary: We are seeking detail-oriented and compliance-driven professionals to join our Oversight & Quality Assurance team as Quality Testing Oversight Analysts . This role is critical in ensuring servicing activities are performed in compliance with regulatory, investor, and internal standards across the mortgage servicing lifecycle. You will perform loan-level testing, lead vendor oversight, and support strategic process improvements by providing independent second-line assurance to senior leadership and regulators...

In this role as a Test Engineer or Test Lead, you will be responsible for leading and managing end-to-end testing efforts for card-based banking solutions and digital banking platforms. Your key responsibilities will include: - Defining test strategy, test plans, and overseeing execution for multiple test cycles. - Coordinating with stakeholders such as Product Owners, Business Analysts, and Developers. - Guiding and mentoring test engineers in creating test scenarios, UAT scripts, and defect management. - Ensuring traceability from requirements to test cases and defect closure. - Driving compliance testing for projects involving regulatory authorities and security standards. - Overseeing in...

As a Reporting & Analytics Associate at ANZ, you will play a key role in providing stakeholder reporting insights and policy awareness. You will be responsible for: - Providing data insights and trend reporting for Business and Risk stakeholders for Conflict of Interest data - Maintaining and developing VBA and Microsoft Access macros - Performing compliance testing of ANZ Employee Personal Trading to ensure compliance with ANZ Trading policies - Contributing to the oversight and development of Conflict of Interest policy awareness To be successful in this role, you should ideally possess the following qualifications: Must have: - Confident in preparing and analyzing large data sets - Experi...

Job Purpose Compliance testing Perform Compliance testing of various products and processes. Determine scope & testing methodology in line with the Compliance testing plan, perform testing, discuss & obtain responses with action plan and present the results to Senior Management. Duties and Responsibilities Compliance testing and product and thematic reviews Compliance Function plays a central role in identifying the level of Compliance risk in the organization. The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team. The incumbent will be part of the CMT team performing Compliance testing for various products and proce...

Ready to shape the future of work At Genpact, we don't just adapt to change-we drive it. AI and digital innovation are redefining industries, and we're leading the charge. Genpact's AI Gigafactory, our industry-first accelerator, is an example of how we're scaling advanced technology solutions to help global enterprises work smarter, grow faster, and transform at scale. From large-scale models to agentic AI, our breakthrough solutions tackle companies most complex challenges. If you thrive in a fast-moving, tech-driven environment, love solving real-world problems, and want to be part of a team that's shaping the future, this is your moment. Genpact (NYSE: G) is an advanced technology servic...

Job Purpose Compliance testing Perform Compliance testing of various products and processes. Determine scope & testing methodology in line with the Compliance testing plan, perform testing, discuss & obtain responses with action plan and present the results to Senior Management. Duties and Responsibilities Compliance testing and product reviewsCompliance Function plays a central role in identifying the level of Compliance risk in the organization The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team The incumbent will be part of the CMT team performing Compliance testing for various products and processes The CMT tea...

Key Responsibilities: Develop and design compliance review methodologies and testing standards aligned with the Compliance Risk Framework. Plan, execute, and document compliance testing across existing and new products and controls. Define compliance control points based on risk assessments and ensure rigorous testing procedures. Establish and maintain comprehensive compliance testing programs to identify and mitigate risks. Report findings of compliance testing to senior management and track remediation until closure. Coordinate with respective departments to ensure timely implementation of testing observations. Own and track compliance-related projects and prepare dashboards to highlight r...

Role- Business Controls Transactional Testing Skills Required-control testing, audit, compliance, or risk Experience: 3 to 5 Years (US Mortgage Mandatory) Location: Bengaluru Interview Mode: Face-to-Face (F2F) Interested please reach to - 7892648654 (Call/wtsapp) Job Overview: The Business Controls Analyst is responsible for designing and executing independent testing of business processes to assess the effectiveness of internal controls. This role supports risk management by identifying control gaps, evaluating compliance with regulatory standards, and recommending improvements Roles & Responsibilities Design and perform transactional testing across business units to evaluate control effect...

Apply Here: https://forms.gle/LZHxBMZUSx3UYGPT7 (Copy/paste in browser) Job Domain: 401K Retirement Process Experience Level: 2-8 Years Shift : Rotational including night shifts Location: Work from Office Job Summary: We are seeking an experienced Senior Financial Associate to join our Retirement Services team, with a focus on 401K, Defined Contributions. The ideal candidate will have a strong background in the retirement industry, with proven expertise in handling Money-Out. This role requires someone who can work independently and collaboratively with cross-functional teams, while managing key deliverables and ensuring accurate management reporting. Key Responsibilities: Should have expert...

About The Role Project Role : Application Developer Project Role Description : Design, build and configure applications to meet business process and application requirements. Must have skills : Android Application Development Good to have skills : NA Minimum 3 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Developer, you will design, build, and configure applications to meet business process and application requirements. A typical day involves collaborating with team members to understand project needs, developing innovative solutions, and ensuring that applications are optimized for performance and user experience. You w...

Description: The Senior Consultant will design and conduct mystery shopping tests, document findings with clear evidence, and escalate compliance issues. The role requires hands-on experience in compliance testing, investigations, or the betting and gaming industry. Key Responsibilities: Conduct mystery shopping tests across multiple gambling and betting platforms. Simulate real-world user flows, including registration, KYC, deposits, wagers, withdrawals, and responsible gaming tools. Verify compliance with AML, KYC, licensing, and card brand requirements (VIRP, BRAM, HBR). Capture and document evidence of all findings (screenshots, transaction records, logs). Analyze and prioritize risks, e...

About the role: We are looking for initiative-taking individuals with a significant operational knowledge of CDO/CLO market and its reporting requirements. You will be a part of our Loan syndication and operations team which is deadline driven and requires strong focus on service quality. Work closely with account managers and relationship managers to provide clients with world-class services and swift problem resolutions. About the team: We bring together market-leading growth solutions and premiere operational services which primarily servethe investment bank and broker-dealer community with front-to-back best-of-breed solutions. Our solutions include Loan syndication, capital market, priv...

What You'll Do We are seeking a highly motivated QA and Validation Engineer with hands-on experience in embedded system testing. The ideal candidate will be responsible for validating firmware and hardware designs, ensuring product reliability, and supporting automation initiatives. This role is critical to maintaining high standards in smart power systems, including IoT-enabled smart breakers and related devices. Key Responsibilities Design and execute test plans and test cases for embedded systems across various stages of development. Perform manual and automated testing of firmware and hardware modules. Use lab equipment such as oscilloscopes, signal analyzers, power sources, multimeters,...

Apply Here: https://forms.gle/rY4MWtwuo4vPyzbj8 (Copy/paste in browser) Job Domain: 401K Retirement Compliance Testing (Immediate Joiner) Experience Level: 2-8 Years Shift : Flexible to work in rotational shifts is mandatory Days Off: Fixed Saturday and Sunday (Flexible to support on Saturday if required) Job Description: We are seeking a detail-oriented and experienced Senior Compliance Analyst to join our team. The ideal candidate will be responsible for ensuring compliance with 401(k) retirement plan regulations , conducting compliance testing , and managing the 5500 form filing process . This role requires strong analytical skills, knowledge of IRS and DOL regulations, and the ability to...

Apply Here: https://forms.gle/LZHxBMZUSx3UYGPT7 (Copy/paste in browser) Job Domain: 401K Retirement Process Experience Level: 2-8 Years Shift : Rotational including night shifts Location: Work from Office Job Summary: We are seeking an experienced Senior Financial Associate to join our Retirement Services team, with a focus on 401K, Defined Contributions. The ideal candidate will have a strong background in the retirement industry, with proven expertise in handling Money-Out. This role requires someone who can work independently and collaboratively with cross-functional teams, while managing key deliverables and ensuring accurate management reporting. Key Responsibilities: Should have expert...

Department Name: Total Rewards Role Description: We are seeking a detail-oriented and experienced U.S. Benefit Sr Associate based in India to manage and administer U.S.-based health and welfare programs. In this role, you will be responsible for the daily administration of the companys US health and welfare benefit plans, ensuring accurate operations, compliance, and excellent service delivery. This role will manage routine vendor interactions, resolve escalated employee issues, maintain plan documentation, and support key annual processes such as open enrollment and compliance reporting. This position requires a strong understanding of U.S. benefit regulations, excellent communication skill...

Role Description: We are seeking a detail-oriented and experienced U.S. Benefit Sr Associate based in India to manage and administer U.S.-based health and welfare programs. In this role, you will be responsible for the daily administration of the companys US health and welfare benefit plans, ensuring accurate operations, compliance, and excellent service delivery. This role will manage routine vendor interactions, resolve escalated employee issues, maintain plan documentation, and support key annual processes such as open enrollment and compliance reporting. This position requires a strong understanding of U.S. benefit regulations, excellent communication skills, and the ability to manage be...

Position Overview Job Title: Compliance Officer - AFC & Compliance Testing Corporate Title: Associate Location: Pune, India Role Description The DWS Anti-financial Crime (AFC) and Compliance Testing team, part of the AFC and Compliance Department, conducts reviews to evaluate the firm's compliance with applicable laws and regulations and to ensure that control gaps are escalated and mitigated through remedial actions. The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews, tests, and branch inspections designed to provide assurance that the internal control framework is effective in mitigating AFC and Compliance risk within DWS in the Americ...

Responsibilities Design and modernize test benches with capabilities such as BTP (Build to Print), BTS (Build to Specification), and legacy system modernization. Hands-on experience with a wide range of test platforms, including ICT (In-Circuit Test), functional test systems, Qualification/Burn-In Test Benches and Automated test equipment (ATE). Design electrical and electronic architecture for test systems. Proficient in one or more PCB design tools such as Altium Designer, Altium 365, PADS Professional, Allegro X PCB Designer, or Altium Circuit Maker. Support and lead production qualification activities, ensuring readiness and reliability. Define and implement software architecture for tes...

Role & responsibilities This role is responsible for the development and design of methodologies and standards for review activities across the products in alignment with Compliance Risk Framework. Testing, validation, and documentation of review activities for new and existing products and controls according to standards and other applicable policies. Overseeing the effective implementation of testing observations, tracking and closure of all compliance requirements by coordinating with respective functions. Owning projects and tracking, preparing Compliance dashboards for reviews and implement action points, building and maintaining healthy business relations with external and internal cus...