10 Compliance Projects Jobs

Your role As a Generalist at UBS, you will utilize your up to 7 years of experience and hands-on data sharing expertise to support the Cyber & Information Security Team. Your role involves ensuring compliance with GDPR and internal policies, supporting information security practices, and demonstrating knowledge of GDPR and other data protection regulations in daily business operations. Additionally, you will maintain stakeholder relationships, manage emails and schedules, support meetings, and handle general administrative duties. Key Responsibilities - Facilitate data sharing requests compliant with GDPR and internal policies. - Support basic information security practices and contribute to...

As a Regulatory Risk and Compliance Consultant, you will work closely with our clients in the US to support them in various regulatory risk and compliance projects. Your responsibilities will include: - Conducting regulatory reporting tasks to ensure compliance with regulatory requirements - Developing tools and accelerators to streamline processes - Implementing process improvement initiatives - Designing Target Operating Models (TOM) for CCAR and BASEL reporting for major US Bank Holding Companies - Analyzing the current reporting processes, replicating them, and enhancing efficiency Your role will involve collaborating with clients to enhance their regulatory risk management and complianc...

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to clients around the world. If you are seeking challenging work, intelligent colleagues, and a global employer with a social conscience, Invesco invites you to explore your potential and make a difference every day. Your Role: - Daily Monitoring of investment restrictions and guidelines. - Learning and practicing rule coding and testing in Order Management System (OMS). - Identifying any unusual or potential b...

This is a remote position. About the Role We at Fusion Practices are seeking experienced Project Managers with a strong background in Finance and Data-related projects within Banking or Financial Institutions. The ideal candidate will be responsible for driving end-to-end delivery, managing key stakeholders, and ensuring successful execution of complex regulatory and finance transformation initiatives. Key Responsibilities Manage end-to-end Project Delivery Life Cycle for finance and data-focused initiatives. Develop and maintain project artefacts, including project plans, status reports, risk logs, and governance documentation. Ensure effective stakeholder management at mid-senior and senio...

As a Senior .Net Developer based in Sydney, your role will involve working with the .Net framework 3.5 or above, C#.Net, and ASP.Net. You will also be responsible for utilizing JQuery and JavaScript for web UI design and development. Your expertise in SQL 2012/2016, including writing stored procedures and database optimization, will be crucial for this position. Additionally, your experience in design patterns, integration, unit testing, and test-driven development practices will be highly valuable. Key Responsibilities: - Perform software development following prescribed technologies, guidelines, and standards - Design and develop complete features in accordance with the software developmen...

As a Regulatory Risk and Compliance Consultant working with clients in the US, your role will involve assisting them with various projects related to regulatory requirements, regulatory reporting, remediation process, process governance and documentation, regulatory compliance, and reporting. Your key responsibilities in this engagement will include: - Conducting regulatory reporting - Developing tools and accelerators - Driving process improvement initiatives - Implementing Target Operating Model (TOM) for CCAR and BASEL reporting for major US Bank Holding Companies To excel in this role, you should possess the ability to comprehend the existing reporting process, replicate it accurately, a...

As a KYC Analyst in the Compliance Department at our Chennai office, you will play a vital role in enhancing the effectiveness of our compliance program. Collaborating with global Compliance colleagues and local departments, you will be responsible for conducting KYC due diligence, analyzing counterparty information, performing sanctions screenings, and preparing reports on KYC metrics and KPIs. Additionally, you will support compliance projects and work closely with global teams. Key Responsibilities: - Conduct KYC due diligence on new and existing counterparties. - Collect, review, and analyze counterparty information and data. - Perform sanctions and adverse media screenings; investigate ...

Role Responsibilities: Liaise with senior leadership to execute firm-wide strategic priorities Manage cross-functional business and compliance projects Support FinOp group with planning, reporting, and metrics tracking Drive operational efficiency, technology enablement, and regulatory alignment Job Requirements: Master's degree with 1016 years in strategy/PMO roles Proven ability to manage multi-team, high-impact initiatives Strong communication, analytical, and leadership skills Preferred: Exposure to securities regulation or global compliance projects

The Compliance Intern (GRC - Cyber security) will support key compliance activities, including monitoring and audit preparation. Your role involves maintaining records, assisting with documentation, and collaborating across departments to help ensure regulatory adherence and support ongoing compliance projects. Support the implementation of compliance training programs and help maintain training materials. Participate in compliance monitoring activities and assist in preparing reports for management. Provide support during internal and external audits, including documentation and responses. Maintain organized compliance records and manage a centralized document repository. Collaborate with o...

You will be working as a Senior .Net Developer in Sydney and should have expertise in the following: - Working with .Net framework 3.5 or above, C#.Net, ASP.Net - Proficiency in JQuery and JavaScript - Experience with SQL 2012/2016, including writing store procedures, database optimization, and design - Familiarity with design patterns and best practice trends - Knowledge of integration and unit test and test-driven development practices - Strong web UI design and development skills - Strong integration design and development capabilities - Excellent debugging skills to handle complex technical issues across multiple system components - Experience with source control, continuous integration,...