8 Compliance Process Jobs

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5.0 - 9.0 years

0 Lacs

karnataka

On-site

As a SOX Compliance Manager at our company, you will play a crucial role in planning, implementing, coordinating, and executing all phases of SOX testing compliance processes. Your responsibilities will include leading walkthroughs, identifying and validating key controls, developing testing procedures, executing and documenting testing, and reporting results to management. You will also be tasked with managing updates to process documentation and control matrices for existing SOX processes, as well as assisting in the preparation and review of documentation for new processes. Key Responsibilities: - Perform reviews over SOX deliverables of junior resources to ensure work paper documentation...

Posted 1 day ago

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3.0 - 5.0 years

0 Lacs

pune, maharashtra, india

On-site

IT Application Owner (ITAO) - Associate Position Overview Job Title: IT Application Owner (ITAO) Corporate Title: Associate Location: Pune, India Role Description Our Investments - agile teams at Deutsche Bank - Private Bank (TDI) develop and maintain applications for securities business of Private Customers. Changes are generally announced on short notice due to regulatory requirements or time to market challenges. Quality and stability has priority together with time to market. By working in an Agile DevOps model, acting a pilot for Investments and actively improving the model, we achieve very high quality while continuously delivering value to our clients. Located in Germany and India, we...

Posted 2 days ago

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5.0 - 9.0 years

0 Lacs

maharashtra

On-site

As a Claims Manager at Unifeeder Group of Companies, your primary responsibility will be to receive claims intimations from various member entities within the organization. You will be tasked with collecting and consolidating claim details, information, and documents, in order to prepare Statement of facts, risk analysis, and report the claim to the Insurer. Your role will also involve claim tracking, data consolidation, reporting, and accurate record management. Additionally, you will be responsible for liaising with member entities, external experts, lawyers, surveyors, and insurers to analyze claims, mitigate risks, and reduce costs. You will actively participate in the risk management an...

Posted 2 weeks ago

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1.0 - 5.0 years

7 - 17 Lacs

bengaluru

Work from Office

About this role: Wells Fargo is seeking an Associate Due Diligence Coordinator. In this role, you will: Conduct Know your customer compliance process for Wholesale processes in line with the requirements of the United States of America Patriot Act as well as Wells Fargo corporate Anti-Money Laundering and Bank Secrecy Act policy requirements Pick up relevant samples for data quality exception to assure compliance with as prescribed in the Quality Control framework requirements Participate in and provide compliance support for projects and initiatives with low to high risk to identify, assess and mitigate Bank Secrecy Act and Anti-Money Laundering risk in business activities Analyze risks on ...

Posted 1 month ago

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1.0 - 5.0 years

7 - 17 Lacs

hyderabad

Work from Office

About this role: Wells Fargo is seeking aAssociate Due Diligence Coordinator In this role, you will: Conduct Know your Customer compliance process for Wholesale processes in line with the requirements of the United States of America Patriot Act as well as Wells Fargo corporate Anti-Money Laundering and Bank Secrecy Act policy requirements Pick up relevant samples for data quality exception to assure compliance with as prescribed in the Quality Control framework requirements Participate in and provide compliance support for projects and initiatives with low to high risk to identify, assess and mitigate Bank Secrecy Act and Anti-Money Laundering risk in business activities Analyze risks on esc...

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8.0 - 12.0 years

0 Lacs

bihar

On-site

The role of Quality Test Assurance (QTA) at our company is not just a job title, but an opportunity to make a meaningful impact on the world. At our company, we prioritize putting People First, both for our employees and our customers. By coming together and continuously seeking ways to improve, we Expand the Possible. If you are someone who is dedicated to personal growth and ready to be a part of revolutionizing the future of transportation, then you are in good company. As a QTA, you will be responsible for demonstrating hands-on experience in ensuring exceptional product quality, delivering customer value that exceeds expectations, maintaining process assurance, conducting quality contro...

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0.0 - 1.0 years

0 - 1 Lacs

Bengaluru, Karnataka, India

On-site

About this role: Wells Fargo is seeking an Associate Due Diligence Coordinator In this role, you will: Conduct Know your Customer compliance process for Wholesale processes in line with the requirements of the United States of America Patriot Act as well as Wells Fargo corporate Anti-Money Laundering and Bank Secrecy Act policy requirements Pick up relevant samples for data quality exception to assure compliance with as prescribed in the Quality Control framework requirements Participate in and provide compliance support for projects and initiatives with low to high risk to identify, assess and mitigate Bank Secrecy Act and Anti-Money Laundering risk in business activities Analyze risks on e...

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2.0 - 6.0 years

6 - 10 Lacs

Hyderabad

Work from Office

Position Description At RSM, associates work with large and small companies in various industries. They develop strong working relationships with clients built on understanding their businesses and challenges. Associates work on multiple team engagements each year, including several pieces of any particular assignment - not just one part. Working in a mutually respectful team environment helps our associates perform at their best and integrate their career with their personal life. Requirements : Working with high-net-worth firm s domestic partners. Basic return preparation of Form 1040 and Multi-State Returns. Working on returns with multiple state filings, with knowledge on state pass thro...

Posted 3 months ago

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