77 Compliance Practices Jobs

Company Description Ujjivan Small Finance Bank Limited is a licensed banking institution under the Banking Regulation Act, 1949, and a subsidiary of Ujjivan Financial Services Ltd. Since commencing operations in February 2017, it has expanded to include 752 branches across 26 States and Union Territories, achieving Scheduled Bank status in August 2017. Ujjivan is dedicated to serving unserved and underserved customers outside the formal banking system, with the mission of establishing a cutting-edge mass-market bank. The bank is committed to financial inclusion and providing accessible banking services to diverse communities. Role Description This is a full-time, on-site role for a Senior Br...

Our Mission, Vision and Values Mission: To make a positive impact on our clients, our people, and our communities Vision : To elevate all experiences by caring more Values : Do the right thing, Service to others, Mutual Respect, Always Getting Better, Quality Responsibilities Maintaining, repairing, and troubleshooting Laptop hardware and software packages, as well as mobile desktop hardware and software packages, including devices such as Android and iPhone Loading workstations for new hires, including desk and office setup with required hardware Creating documentation such as guides for end-users that describe steps for operating various hardware and software platforms Helping maintains ou...

You will be working as a full-time Assistant Supervisor based in Noida within the Bureau Veritas Consumer Products Services division. Your primary role will involve overseeing daily operations, supporting the team to achieve targets, ensuring compliance with company policies, and upholding high standards of quality and performance. Your responsibilities will include: - Monitoring staff performance - Providing training and support - Coordinating with different departments - Reporting to senior management - Handling escalations and troubleshooting issues - Contributing to continuous improvement initiatives within the team To excel in this role, you should possess: - Supervisory and team manage...

As a Maintenance Manager at our company, your role will be to oversee daily operations related to equipment and facility maintenance in Ernakulam. You will be responsible for planning and executing preventive maintenance schedules, managing a team, and ensuring operational efficiency. Your duties will also include diagnosing repair needs, implementing solutions to minimize downtime, ensuring compliance with safety standards, maintaining maintenance records, and collaborating with other departments to support organizational goals. Key Responsibilities: - Overseeing daily operations related to equipment and facility maintenance - Planning and executing preventive maintenance schedules - Managi...

Role Summary The role holder is responsible for ensuring that Compliance Testing are conducted in line with Annual Compliance Testing Plan approved by Audit Committee of the Board (ACB). SECTION III: KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Designing, delivering, and maintaining best-in-class Compliance practices; Managing a team of Compliance professionals; Preparation and implementation of Compliance Testing Plan. Core Responsibilities Preparation of Compliance Testing plan. Managing the Compliance Testing Team to ensure that the compliance reviews are completed as per the approved Compliance Testing Plan. Finalization of compliance testing scope , ensu...

Role Overview: As the Compliance Testing role holder, your primary responsibility is to ensure that Compliance Testing is conducted in accordance with the Annual Compliance Testing Plan approved by the Audit Committee of the Board (ACB). Key Responsibilities: - Design, deliver, and maintain best-in-class Compliance practices - Manage a team of Compliance professionals - Prepare and implement the Compliance Testing Plan - Prepare the Compliance Testing plan - Manage the Compliance Testing Team to ensure compliance reviews are completed as per the approved plan - Finalize compliance testing scope and ensure sample selection aligns with policy guidelines - Review Compliance Testing observations...

Role Overview: Join Barclays as a CMP Analyst - Billing, where you will provide financial expertise and support to specific business units or departments within the organization. You will act as a liaison between the finance function and various business units, bridging the gap between financial data and business decisions. Key Responsibilities: - Develop and implement business unit financial strategies, plans, and budgets, using insights to evaluate the financial implications of strategic initiatives and recommend appropriate actions. - Create financial models to forecast future performance, assess investment opportunities, and evaluate financial risks for business units. Analyze the impact...

Great organization to work with Opportunity to work with leadership About Our Client Captive finance business unit. Job Description Plan, execute, and report on risk-based internal audits in line with the approved audit plan. Assess adequacy and effectiveness of internal controls, operational processes, and compliance with RBI guidelines for NBFCs. Conduct audits of wholesale finance operations, financial reporting, IT systems, and regulatory compliance. Identify control gaps and areas of improvement; recommend corrective and preventive measures. Liaise with external auditors, statutory auditors, and regulators during inspections and reviews. Monitor the status of implementation of audit rec...

You will be responsible for overseeing and managing the Private Client Group (PCG) dealing desk, developing and executing advisory strategies, and providing high-quality investment advice to clients. Your duties will include monitoring market trends, ensuring compliance with financial regulations, maintaining client relationships, and leading a high-performing team. Collaboration with internal departments to ensure seamless client experiences and continuously improving service offerings is essential. - Strong skills in financial advising, market analysis, and portfolio management. - Experience with team leadership, mentoring, and performance management. - Exceptional communication and client...

As an AAPC CPC Certified Instructor, your role will involve delivering high-quality training sessions on medical coding, preparing and updating educational materials, assessing student progress, and providing guidance to ensure success in the CPC certification exam. You will be responsible for staying updated on the latest coding guidelines, practices, and industry standards to ensure that relevant and accurate training is provided. Key Responsibilities: - Deliver high-quality training sessions on medical coding - Prepare and update educational materials - Assess student progress and provide guidance for CPC certification exam success - Stay updated on the latest coding guidelines, practices...

As a Customer Success Manager at AlgoSec, your role involves being a strategic and technical advisor to help enterprise customers adopt, optimize, and expand their use of AlgoSec's solutions. You will be responsible for driving customer adoption, monitoring adoption health, supporting renewals, identifying expansion opportunities, and being a trusted advisor to build strong relationships with key stakeholders. Additionally, you will lead customer engagements, document value, and advocate internally to represent the customers' voice across the organization. **Responsibilities:** - Drive Customer Adoption: Identify adoption gaps, build tailored success plans, and align product use cases to val...

Great organization to work with Opportunity to work with leadership Job Description Plan, execute, and report on risk-based internal audits in line with the approved audit plan. . Assess adequacy and effectiveness of internal controls, operational processes, and compliance with RBI guidelines for NBFCs. . Conduct audits of wholesale finance operations, financial reporting, IT systems, and regulatory compliance. . Identify control gaps and areas of improvement recommend corrective and preventive measures. . Liaise with external auditors, statutory auditors, and regulators during inspections and reviews. . Monitor the status of implementation of audit recommendations and ensure timely closures...

As an experienced and dynamic Platform Services Lead at HSBC, your primary responsibility will be to drive operational excellence, service reliability, and platform enablement across the Data Platform and Standards Technology domain. You will play a crucial role in ensuring the smooth, secure, and resilient operation of foundational data services supporting Data Catalogues, Data Quality, Data Lineage, Data Retention, and Data Privacy capabilities. Key Responsibilities: - Lead end-to-end service delivery and platform operations for core data governance technologies such as Data Quality, Catalogue, Privacy, Lineage, and Retention. - Define and govern service resilience strategy, including moni...

You will be responsible for overseeing compliance with HR policies, ensuring legal and regulatory adherence, managing employee relations, and maintaining accurate and up-to-date documentation of HR activities. Additionally, you will guide the development of job descriptions, support an inclusive work environment, and ensure alignment with the company's values and standards. Key Responsibilities: - Oversee compliance with HR policies - Ensure legal and regulatory adherence - Manage employee relations - Maintain accurate and up-to-date documentation of HR activities - Guide the development of job descriptions - Support an inclusive work environment - Ensure alignment with the company's values ...

**Role Overview:** As an Assistant to the Director of Human Resources at The Westin Mumbai Powai Lake, your main responsibility is to assist in executing strategies that aim to attract, retain, and develop a diverse pool of talented individuals. You will work closely with the human resource team to oversee recruitment, total compensation, employee relations, and training and development activities. By ensuring compliance with regulations and Standard Operating Procedures, you will contribute to the overall success of the business. **Key Responsibilities:** - Ensure open positions are advertised effectively to attract a diverse candidate pool. - Establish and maintain relationships with exter...

Your role at this Analytics Services company would involve: Role Overview: You will be leading end-to-end architecture design for data and analytics solutions on Azure. Additionally, you will define and implement Azure-based modern data platforms, collaborate with project managers for solution delivery, and collaborate with Pre-sales teams for RFP responses and client presentations. Your responsibilities will also include creating and maintaining architectural documentation, guiding implementation teams on best practices, ensuring alignment with security and compliance standards, overseeing data integration pipelines, supporting application migration and modernization efforts, providing tech...

JD Description- A minimum of 6-9 years of relevant experience in data science, with a strong portfolio showcasing your expertise in machine learning, deep learning, GANs, synthetic data algorithms. Advanced proficiency in AWS cloud services (e. g., S3 EC2 Lambda, SageMaker, EKS) and a solid understanding of cloud architecture. Expert-level knowledge in Python and its data science libraries (TensorFlow, PyTorch, Scikit-learn, Pandas). Experience in building and optimizing data pipelines, architectures, and data sets, particularly in a real-time, SaaS environment. Design, develop, and deploy data pipelines and ETL processes Implement data integration solutions, ensuring data flows efficiently ...

The role At SoftwareOne company seeking an exceptionally skilled SAM Consultant/Business Development Manager - ITAM to join our Mumbai team. This outstanding opportunity allows you to lead and craft our business development strategies in the IT Asset Management (ITAM) sector. You will be part of a world-class team, determined to succeed and compete on a global stage! Key Responsibilities Provide expert consulting services to enterprise clients, ensuring compliance with software licensing agreements. Develop and propose software asset management strategies tailored to customer needs. Find opportunities for cost savings and process improvements. Deliver pre-sales support, including crafting an...

Role Overview: As the Vice President in the Acquisitions and Strategic Investment Control Management team, you will be responsible for driving excellence in risk management and control governance. You will play a crucial role in shaping a disciplined and sustainable control environment for the dynamic business. Your main duties will include partnering with senior leadership and key stakeholders to identify and escalate risks early, champion robust compliance practices, and deliver strategic solutions to support continuous improvement. Key Responsibilities: - Develop a strong understanding of the Acquisitions and Strategic Investments business. - Serve as a Subject Matter Expert (SME) for the...

As an Analyst - CMP Tech Insight Planning at Barclays, your role involves providing financial expertise and support to specific business units or departments within the organization. You will act as a liaison between the finance function and various business units, helping to bridge the gap between financial data and business decisions. Your responsibilities include: - Developing and implementing business unit financial strategies, plans, and budgets. - Using insights to evaluate the financial implications of strategic initiatives and recommend appropriate actions. - Creating financial models to forecast future performance, assess investment opportunities, and evaluate financial risks for bu...

As a candidate for this role, you should have: - 10+ years of total experience with at least 7 years in a PMO or Project Management role. - Strong expertise in project financial management including budgeting, forecasting, cost tracking, and margin analysis. - In-depth knowledge of invoicing cycles, client billing, and collections. - Solid understanding of P&L management and experience supporting revenue recognition processes. - Excellent knowledge of financial tools, project management tools, and reporting systems. - Strong analytical skills and attention to detail with the ability to interpret complex financial data. - Good understanding of project governance, risk management, and complian...

As an Assistant Director Human Resources at Aloft Bengaluru Outer Ring Road, your role will be crucial in executing strategies to attract, retain, and develop diverse talent. You will work closely with the Director of Human Resources to lead the Human Resource Department in activities such as recruitment, total compensation, employee relations, and training and development. Your responsibilities will include: - Ensuring open positions are advertised effectively to attract a diverse candidate pool - Establishing and maintaining contact with external recruitment sources - Networking with local organizations to source potential candidates - Facilitating transfers and promotions within the prope...

About the Team As part of our legal and secretarial team, you'll play a crucial role in supporting the Company with your experience in secretarial matters, corporate governance, IPO readiness, M&A.. Bring your skills and passion to a collaborative environment and play a vital role in shaping the company's journey towards excellence. You'll work in an environment that values curiosity, ownership, and continuous learning where every detail you manage contributes to larger business impact. . About the Role At Meesho, we believe small details make a big difference especially when it comes to how we build trust, transparency, and governance. The role involves supporting the Legal & Secretarial fu...

You are a detail-oriented and analytical Financial Analyst with a semi-qualified CA or CS background. Your role will involve supporting financial planning, reporting, and analysis functions. It is essential that you have a solid understanding of accounting principles, financial modeling, and compliance practices. **Key Responsibilities:** - Assist in preparing financial statements, MIS reports, and budgets - Conduct variance analysis and provide insights on financial performance - Support in audit preparation and internal control assessments - Work on tax filings, ROC compliances, and regulatory reporting - Assist in cost analysis, forecasting, and business planning activities - Ensure accur...

As an experienced professional with over 10 years of total experience and at least 7 years in a PMO or Project Management role, you will be responsible for the following key areas: - Strong expertise in project financial management including budgeting, forecasting, cost tracking, and margin analysis. - In-depth knowledge of invoicing cycles, client billing, and collections. - Solid understanding of P&L management and experience supporting revenue recognition processes. - Excellent knowledge of financial tools, project management tools, and reporting systems. - Strong analytical skills and attention to detail with the ability to interpret complex financial data. - Good understanding of projec...