32 Compliance Issues Jobs

As a Manager / Legal Counsel at Fidelity International, you will be a part of the India Legal Team, within the Commercial Legal vertical. Your main responsibility will be leading the drafting, review, and negotiation of commercial contracts supporting various internal business units and sourcing functions across global offices. You will work closely with business, legal, tax, compliance, and commercial counterparts in different jurisdictions, providing agile, pragmatic, and business-aligned legal support while minimizing reliance on external counsel and ensuring minimum legal and regulatory exposure to the organization. Your key responsibilities will include: - Providing front-end legal supp...

Requisition Id: 1671825 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that it's your career and It's yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity : Senior Associate-National-SaT-SaT - TCF - Capital and Debt ...

As a Tax professional at RSM, you will have the opportunity to join our expanding Investment Fund practice, working with complex clients in the Investment Fund industry. Your role will involve the following responsibilities focused on your technical expertise and delivering excellent client service: - Preparation of partnership tax allocations, workpapers, and U.S. tax returns for Investment Fund work (i.e., Hedge Funds & Private Equity) - Collaborate with U.S. teams to gather necessary information for tax service requirements - Proficiency in foreign filings such as 8621, 926, 8886, 8865, 8804 & 1042 - Self-review and analysis of tax workpapers and tax returns (Form 1065) - Ensure completio...

Company Description Grand Mercure Bengaluru at Gopalan Mall managed by Accor is located near the heart of Bengaluru with close proximity to major techparks and key commercial & residential bubbles 212 Modern & Lavish rooms including 29 one and two bedroom suites with private terrace 10 elegant meeting spaces including a quaint alfresco and open terrace that can cater from 20 - 400 guests. Features an all-day dining restaurant, cafe & alfresco, a fitness centre, spa, swimming pool, an entertainment zone, library lounge, art gallery and business centre Job Description Prime Function: To plan, control, coordinate and participate in the training of the employees of the organization. Ensure that ...

As an experienced Legal Professional, your primary role at iQor in Noida, Uttar Pradesh, India would involve working closely with business leads to manage client negotiations and contract drafting, while providing advice on commercial matters. Your responsibilities would include: - Drafting and negotiating commercial contracts and confidentiality agreements with customers. - Advising business clients on commercial legal issues, risks, and resolving legal issues and contract interpretation matters. - Collaborating with business clients to identify, design, and implement processes and improvements for contract management. - Developing, managing, and maintaining template agreements, contract pl...

Role Overview: You will be responsible for providing programs to enhance operational efficiency, consistency, and compliance to support the organization's financial and tactical business objectives. Your role will involve developing, communicating, and training the organization on business practices and processes. Key Responsibilities: - Act as a liaison with various divisions including Finance, Contracts, HR, Legal, Shared Services, Accounts Receivable, Purchasing, and Risk Management to ensure accurate and timely transaction processing. - Collect, input, verify, correct, and analyze data to measure key performance indicators against business objectives. - Update management on budget to act...

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to clients around the world. If you are seeking challenging work, intelligent colleagues, and a global employer with a social conscience, Invesco invites you to explore your potential and make a difference every day. Your Role: - Daily Monitoring of investment restrictions and guidelines. - Learning and practicing rule coding and testing in Order Management System (OMS). - Identifying any unusual or potential b...

Job Summary As a Standard Chartered Relationship Manager in SME Banking, you'll be responsible for managing and developing relationships with mid-sized and emerging corporates to drive business growth and meet the bank's strategic objectives. You'll provide exceptional customer service with the provision of financial solutions while managing operational risk and regulatory requirements. Key Responsibilities To achieve agreed individual financial and non-financial targets by acquiring, growing, and retaining profitable Medium Enterprise customers within acceptable risk parameters. Contribute toward achieving the team's overall target and delivering optimal portfolio return. Collaborate and bu...

As a Senior Cyber Operations Analyst - Cyber Threat Hunting at Barclays, your role involves supporting the successful delivery of Location Strategy projects to plan, budget, agreed quality, and governance standards. You will spearhead the evolution of the digital landscape, driving innovation and excellence to revolutionize digital offerings for unparalleled customer experiences. **Key Responsibilities:** - Manage security monitoring systems, including intrusive prevention and detection systems, to alert, detect, and block potential cyber security incidents. - Identify emerging cyber security threats, attack techniques, and technologies to detect/prevent incidents, collaborate with networks,...

Job Summary As a Standard Chartered Relationship Manager in SME Banking, you'll be responsible for managing and developing relationships with mid-sized and emerging corporates to drive business growth and meet the bank's strategic objectives. You'll provide exceptional customer service with the provision of financial solutions while managing operational risk and regulatory requirements. Key Responsibilities To achieve agreed individual financial and non-financial targets by acquiring, growing, and retaining profitable Medium Enterprise customers within acceptable risk parameters. Contribute toward achieving the team's overall target and delivering optimal portfolio return. Collaborate and bu...

Job Summary As a Standard Chartered Relationship Manager in SME Banking, you'll be responsible for managing and developing relationships with mid-sized and emerging corporates to drive business growth and meet the bank's strategic objectives. You'll provide exceptional customer service with the provision of financial solutions while managing operational risk and regulatory requirements. Key Responsibilities To achieve agreed individual financial and non-financial targets by acquiring, growing, and retaining profitable Medium Enterprise customers within acceptable risk parameters. Contribute toward achieving the team's overall target and delivering optimal portfolio return. Collaborate and bu...

As a Finance Controller at PICO Capital Pvt. Ltd., a Mumbai-based finance company operating as a registered NBFC, you will be responsible for managing the financial, income tax legal, and secretarial functions of the company. Your role will involve capital allocation, risk management, and corporate governance in the NBFC sector. You will collaborate with the team to achieve growth while maintaining checks, balances, and risk mitigation measures. Your exceptional talent, coupled with a long-term view, expertise in financial analytics, audit, accounting, tax planning, attention to detail, and cost control abilities, will be crucial. The position reports to the MD and Chairperson and requires t...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role? Responsible for contacting clients with overdue accounts to secure the settlement of the account. Also they do preventive...

As a Junior Compliance Officer at Tetra Consultants, a management consulting firm based in Singapore, your role will involve conducting thorough KYC due diligence checks for new and existing clients. Your responsibilities will include verifying client identification and documentation for client onboarding, assessing client risk profiles, and researching and escalating potential issues to senior compliance management. You will also be required to perform regular background checks for existing clients, identify compliance issues for follow-up or investigation, and advise clients on economic substance, UBO, and other compliance requirements. Additionally, you will need to conduct enhanced due d...

Purpose: The Global Scientific Communications (GSC) Associate Director (managerial role) for publications is responsible for managing book of work through capacity and personnel management, staff recruitment and development, business planning, and cross-functional communication. The Associate Director will be responsible for working with cross-functional, multidisciplinary teams to facilitate the delivery of publications. The Associate Director will draw upon information from multiple internal and external sources to lead and provide technical coaching to the writing team to ensure the effective dissemination of scientific information and the delivery of the portfolio. The person will collab...

This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Job Summary As a Standard Chartered Relationship Manager in SME Banking, you'll be responsible for managing and developing relationships with mid-sized and emerging corporates to drive business growth and meet the bank's strategic objectives. You'll provide exceptional customer service with the provision of financial solutions while managing operational risk and regulatory requirements. Key Responsibilities To achieve agreed individual financial and non-financial targets by acquiring, growing, and ...

As a Compliance Specialist, your role involves validating salary structures, deductions, incentives, and reimbursements to ensure accurate disbursement. You will be responsible for taxation and TDS compliance by calculating TDS on salaries as per Income Tax provisions, preparing and filing TDS returns (Form 24Q, Form 16, Form 16A) quarterly and annually, and staying updated on changes in tax laws and exemptions. Your key responsibilities will include: - Ensuring end-to-end compliance with applicable labor laws including PF, ESI, Gratuity, Bonus Act, Shops & Establishments Act, and Minimum Wages. - Handling various internal and external audits, including labor law, statutory, and ISO audits. ...

Job Description TriNet is a leading provider of comprehensive human resources solutions for small to midsize businesses (SMBs). We enhance business productivity by enabling our clients to outsource their HR function to one strategic partner and allowing them to focus on operating and growing their core businesses. Our full-service HR solutions include features such as payroll processing, human capital consulting, employment law compliance and employee benefits, including health insurance, retirement plans and workers compensation insurance. TriNet has a nationwide presence and an experienced executive team. Our stock is publicly traded on the NYSE under the ticker symbol TNET. If you're pass...

Role Overview: As a Global GDS investigations and litigation Counsel at EY, you will have the opportunity to work with the GDS Legal Team in handling internal inquiries, litigations, and investigations for employees across multiple jurisdictions. Your role will involve advising on complex issues, ensuring compliance with legal and regulatory requirements, and collaborating with stakeholders from various locations around the world. Key Responsibilities: - Conduct internal inquiries and investigations related to employee conduct, compliance issues, and other matters across multiple jurisdictions. - Advise on cross-border complications and ensure investigations comply with local and internation...

Role Overview: You will be responsible for the legal aspects of the company, with a focus on financial services related to debt and securitization. Your role will involve formulating compliance checklists, monitoring statutory obligations, drafting and vetting various agreements, providing legal advice to business teams, and managing court matters to safeguard the company from legal issues. You will also be required to provide legal assistance to cross-functional teams and stay updated on key compliance issues. Key Responsibilities: - Formulate compliance checklists to ensure all necessary information is provided - Monitor compliance with statutory obligations and advise management - Draft a...

Role Overview: You will be responsible for providing programs to enhance operational efficiency, consistency, and compliance to support the financial and tactical business objectives of the organization. Your role will involve developing, communicating, and training the organization on business practices and processes. Key Responsibilities: - Act as a liaison with various divisions including Finance, Contracts, HR, Legal, Shared Services, Accounts Receivable, Purchasing, and Risk Management to ensure accurate and timely transaction processing. - Collect, input, verify, correct, and analyze data to measure key performance indicators against business objectives. - Update management on budget t...

This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Job Summary As a Standard Chartered Relationship Manager in SME Banking, you&aposll be responsible for managing and developing relationships with mid-sized and emerging corporates to drive business growth and meet the bank&aposs strategic objectives. You&aposll provide exceptional customer service with the provision of financial solutions while managing operational risk and regulatory requirements. Key Responsibilities To achieve agreed individual financial and non-financial targets by acquiring, g...

You are a talented Corporate Lawyer responsible for handling all legal transactions, partnerships, and projects for Corpseed ITES Pvt. Ltd. Your main objective is to ensure that all company transactions comply with state laws and regulations, while actively assisting the company in avoiding potential legal risks and violations. Your role will involve consulting and leading various corporate legal processes such as mergers, compliance issues, transactions, partnerships, and lawsuits. You must possess exceptional negotiation and communication skills, coupled with a keen eye for detail. Your responsibilities will include preparing legal documents for trial or court proceedings, assessing new bu...

As a Compliance Manager at DataVolt, you will play a crucial role in ensuring our company maintains adherence to legal standards and internal policies. Your responsibilities will include the development, implementation, and oversight of compliance programs, policies, and procedures. You will be tasked with enforcing, developing, and updating internal policies at all levels of the business while providing guidance on compliance matters. In this role, you will need to identify compliance risks and devise mitigation strategies to address potential issues effectively. It will be essential to review the work of your colleagues to spot compliance issues, offer advice, and deliver training where ne...

Join us as a Senior Cyber Operations Analyst - Cyber Threat Hunting at Barclays, where you will be responsible for supporting the successful delivery of Location Strategy projects. Your role will involve planning, budgeting, ensuring agreed quality, and adhering to governance standards. As a key member of the team, you will lead the evolution of our digital landscape, driving innovation and excellence to provide unparalleled customer experiences. To excel in this role, you should possess the following experience: - Strong analytic skills. - Extensive experience in cyber security, particularly in threat hunting or incident response. - Proficiency in using security toolsets. - Previous exposur...