10 Compliance Issues Jobs

You are a talented Corporate Lawyer responsible for handling all legal transactions, partnerships, and projects for Corpseed ITES Pvt. Ltd. Your main objective is to ensure that all company transactions comply with state laws and regulations, while actively assisting the company in avoiding potential legal risks and violations. Your role will involve consulting and leading various corporate legal processes such as mergers, compliance issues, transactions, partnerships, and lawsuits. You must possess exceptional negotiation and communication skills, coupled with a keen eye for detail. Your responsibilities will include preparing legal documents for trial or court proceedings, assessing new business partnerships, representing the company in legal matters, designing and overseeing the company's legal policies, protecting the company against legal risks, examining legal issues associated with new products and services, negotiating deals on behalf of the company, and advising management on regulatory and compliance matters to ensure adherence to legal regulations. To qualify for this role, you should hold a Bachelors/Masters degree in Law, be licensed to practice law by the State Bar Association, and have a minimum of 3 years of experience as a corporate lawyer. In addition, you must possess excellent verbal and written communication skills, strong analytical abilities, attention to detail, and exceptional managerial and negotiation skills. If you are passionate about corporate law and have the required qualifications and experience, we invite you to join our team at Corpseed ITES Pvt. Ltd. in Noida. This is an excellent opportunity to contribute to the company's legal processes, partnerships, and compliance efforts, while ensuring sustainable growth and success in a competitive business environment.,

As a Compliance Manager at DataVolt, you will play a crucial role in ensuring our company maintains adherence to legal standards and internal policies. Your responsibilities will include the development, implementation, and oversight of compliance programs, policies, and procedures. You will be tasked with enforcing, developing, and updating internal policies at all levels of the business while providing guidance on compliance matters. In this role, you will need to identify compliance risks and devise mitigation strategies to address potential issues effectively. It will be essential to review the work of your colleagues to spot compliance issues, offer advice, and deliver training where necessary. Staying up-to-date with regulatory developments both within and outside the company, as well as evolving best practices in compliance control, will be a key aspect of your role. Collaboration with other departments such as Finance, Legal, and People & Culture will be necessary to direct compliance issues to the appropriate channels for investigation and resolution. The ability to handle high-pressure situations and regulatory challenges will be crucial in this position. To be successful in this role, you should have a minimum of 8 years of experience in a compliance role, with at least 3 years specifically within the Data Centers industry. You should have a track record of developing and implementing effective compliance strategies, monitoring and reporting compliance activities, and managing compliance across diverse and evolving jurisdictions. Ideally, you should possess a Bachelor's degree in Law, Finance, or a related field. Holding certifications such as Certified Compliance & Ethics Professional (CCEP), Certified Information Systems Auditor (CISA), Certified Governance Risk & Compliance (CGRC), Certified Internal Auditor (CIA), or being Chartered would be advantageous. Join DataVolt in shaping a sustainable digital future through your expertise in compliance management.,

Join us as a Senior Cyber Operations Analyst - Cyber Threat Hunting at Barclays, where you will be responsible for supporting the successful delivery of Location Strategy projects. Your role will involve planning, budgeting, ensuring agreed quality, and adhering to governance standards. As a key member of the team, you will lead the evolution of our digital landscape, driving innovation and excellence to provide unparalleled customer experiences. To excel in this role, you should possess the following experience: - Strong analytic skills. - Extensive experience in cyber security, particularly in threat hunting or incident response. - Proficiency in using security toolsets. - Previous exposure to scripting languages and data analysis. - Exceptional interpersonal skills, including the ability to brief, debrief, and present to senior executives effectively, along with active listening skills. - Strong communication skills, both verbal and written, enabling effective interactions with clients, colleagues, and external vendors. - Excellent time management and planning abilities, with experience working under pressure. - Capacity to stay organized and prioritize multiple incident priorities. - High standards of personal integrity, professional conduct, and ethics. - Skills in incident, problem, and change management. Additionally, the following skills are highly valued: - Familiarity with the Financial Services regulatory landscape and compliance issues. - Formal accreditations such as CompTIA Security+ or CISSP. - Proficiency in incident response and change management. Your performance may be evaluated based on critical skills relevant to the role, including risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. The primary purpose of your role is to monitor operational controls" performance, implement and manage security controls, and apply lessons learned to safeguard the bank against cyber-attacks and respond to threats effectively. Key Accountabilities: - Manage security monitoring systems to alert, detect, and block potential cyber security incidents. - Identify emerging cyber security threats and collaborate with networks and conferences to enhance industry knowledge. - Analyze security information and event management systems to detect and prevent potential threats. - Triage data loss prevention alerts to prevent sensitive data exfiltration. - Manage cyber security incidents, including remediation and closure. As an Assistant Vice President, your responsibilities include advising on decision-making, contributing to policy development, and ensuring operational effectiveness. Collaborate with other functions and business divisions, lead a team, set objectives, coach employees, and appraise performance. If in a leadership role, demonstrate LEAD behaviors (Listen and be authentic, Energize and inspire, Align across the enterprise, Develop others). For individual contributors, lead collaborative assignments, guide team members, identify new project directions, consult on complex issues, mitigate risks, and strengthen controls. Collaborate with other areas to keep abreast of business activity and strategy. All colleagues are expected to embody Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset to Empower, Challenge, and Drive.,

About Revolut At Revolut, we believe that people deserve more from their money - more visibility, more control, and more freedom. Since 2015, we have been dedicated to delivering just that. With our wide range of products, including spending, saving, investing, exchanging, travelling, and more, we aim to help our 60+ million customers get more from their money every day. As we continue our rapid growth, two things are crucial to our success: our people and our culture. Recognized for our exceptional employee experience, we have been certified as a Great Place to Work. With over 10,000 individuals working globally, both in offices and remotely, we are on a mission to redefine success and simplify the complexities of the modern world. About the role Joining the Financial Crime Operations department means being at the forefront of Revolut's efforts to ensure the safety of our customers and their finances. As a FinCrime Quality Analyst in our Compliance team, you will play a key role in resolving customer issues, investigating fraud cases, and ensuring an exceptional customer experience. Being a global fintech company, we operate 24/7, which may require working nights and weekends. While we offer compensation for night shifts, we understand that this may not suit everyone, so please consider this before applying. What you'll be doing - Conducting monthly Quality Control (QC) activities to identify successes and failures within the compliance teams" work - Reporting any issues to Quality Control and FinCrime managers - Providing feedback to analysts and performing root-cause analyses of errors - Providing refresher sessions to analysts facing quality performance challenges - Coaching new team members - Familiarizing yourself with all procedures across the compliance department - Collaborating with teams in different locations - Undertaking any ad-hoc duties as necessary What you'll need - Minimum of 1 year of experience in a compliance-related role - Strong understanding of Anti-Money Laundering (AML) regulations - Knowledge of compliance issues and regulatory requirements in financial services - Attention to detail and strong analytical skills - Willingness to take ownership and responsibility - Excellent communication skills in English - Flexibility, positivity, and adaptability to changes in roles, objectives, priorities, and targets Nice to have - Fluency in another language - Practical knowledge of Google Suite Compensation range - Vilnius: 2,200 - 3,100 gross monthly* - Lithuania: 2,200 - 3,100 gross monthly* - Other locations: Compensation details will be discussed during the interview process - Final compensation will be based on qualifications, skills, and previous experience At Revolut, building a global financial super app is only part of our mission. Our employees are a top priority, which is why we launched our D&I Framework in 2021. We believe that diversity and inclusion are essential for creating exceptional, innovative products and services for our customers. We welcome applications from individuals with diverse backgrounds and experiences to join our multicultural, dedicated team. Important notice for candidates: As job scams are increasing, please adhere to the following guidelines: - Apply only through official Revolut channels without using any third-party services. - Verify all communications through official Revolut emails with an @revolut.com domain. By submitting an application, you agree that the provided information is accurate and that any false details may result in rejection, withdrawal of an offer, or termination of employment. You also consent to the processing of your personal data in accordance with Revolut's Candidate Privacy Notice.,

Wipro Limited is a leading technology services and consulting company dedicated to developing innovative solutions that cater to clients" most intricate digital transformation needs. With a comprehensive portfolio encompassing consulting, design, engineering, and operations, Wipro assists clients in achieving their most ambitious goals and establishing sustainable and future-ready businesses. Operating across 65 countries with over 230,000 employees and business partners, Wipro is committed to fostering the growth and prosperity of its customers, colleagues, and communities in an ever-evolving world. For more information, please visit www.wipro.com. As an In-House Legal Counsel at Wipro, you will play a crucial role in the company's strategic partnerships, which are a fundamental aspect of our business strategy. The Wipro Winning Together approach focuses on creating mutually beneficial relationships with partners, driving business growth, and delivering exceptional value to our clients. The Wipro Partner Ecosystem is designed to cultivate winning partnerships that offer collaborative opportunities for mutual growth, driven by executive commitment, thought leadership on future technologies, and joint value creation. Your responsibilities will include providing support in drafting, reviewing, and negotiating all strategic partner engagements and offering guidance to business teams on various aspects related to the partner ecosystem. Effective communication with key business stakeholders, strong business acumen, proficient contract drafting skills, and the ability to negotiate effectively with opposing counsel are essential for success in this role. You will be part of a dynamic, collaborative, and expanding practice group within the corporate legal department at Wipro. Basic qualifications for this position include: - 4-7 years of relevant legal experience (with at least 3 years in-house) - Exceptional oral and written communication skills - Strong academic credentials Desired work experience involves: - Experience in drafting, reviewing, and negotiating various types of contracts such as software license agreements, IT services contracts, IP licenses, online advertisement/marketing agreements, ISDA contracts, construction contracts, and more - Understanding of software license compliance issues, including open source software and copyright matters related to SAAS, IAAS, PAAS, etc. - Knowledge of legal and compliance issues associated with cross-border transactions and data protection matters - Exposure to contract disputes, including dispute resolution and/or litigation (preferred) - Collaborating with senior leadership, providing advisory services, conducting trainings for legal teams, and creating templates and playbooks At Wipro, we are transforming into a modern organization that is fully committed to digital transformation. We are seeking individuals who are inspired by reinvention and are eager to evolve their skills and careers. Join us in a business driven by purpose, where you have the opportunity to shape your own reinvention. Wipro welcomes applications from individuals with disabilities.,

OPC Asset Solutions Pvt Ltd is a leading equipment renting company in the rental space, providing innovative and flexible finance solutions, including effective asset life cycle management tailored to suit the unique needs of industries. With over 19 years of presence in 28 States and 5 Union Territories, we offer asset life cycle management solutions to top-rated companies in India. Our branch offices are located in Chennai, Bangalore, and Delhi. Position Title: Senior Manager Legal Reporting To: Chief Financial Officer & Sr. VP Business Finance The Role: Legal Responsibilities: - Experience in financial services, with a focus on areas related to debt and securitization. - Formulates compliance checklists to ensure all required information is provided and continuously monitors compliance with statutory obligations. - Drafting and vetting Vendor Agreements, Service Agreements, MOUs, Policy Contracts, etc., in compliance with existing legislation. - Drafting and vetting Legal Notices and replies. - Ability to handle customer and funder negotiations of documents in a balanced manner. - Advising business teams on legal risk mitigation and appropriate contractual protections. - Keeping management informed about key compliance issues and the impact of new laws and regulations specific to the business. - Providing legal assistance to cross-functional teams. - Responsible for monitoring and managing all court matters, legal vetting of documents, and related works to safeguard the company from legal statutory issues. - Experience in drafting letters for IBC/Insolvency related claims. Essential Experience/Qualities: - Qualified Company Secretary and Law Graduate (LLB, LLM). - 10-12 years of experience in a similar role. Location: Mumbai To apply, please submit your CV or Resume to jagannath@opc.co.in or career@opc.co.in.,

What you'll be doing Key Responsibilities: Supervises the Data Center Technicians and the Facilities Technicians. Operates and maintains data center in such a condition as to assure the most optimal uptime to customers for facilities services (electrical, cooling, etc. measured by Five 9's). Tasks out the CFOps team in such a way that complies with all local, state, and federal requirements for fire, health and Life Safety. Provides tasking for the daily operations and maintenance scheduling of non-critical and critical maintenance. Ensures the CFOps team works effectively to achieve the CFOps goals, reviewing budget, staff planning, NPS, efficiency, etc. Analyzes data center equipment to obtain maximum effectiveness and efficiency, safety, cost, equipment longevity, and reliability. Conducts in-depth training with the Data Centre Technicians on equipment, PM's, QA and CFOps procedures/processes and manages and maintains all training documentation; provides documentation to HR. Ensures data center operates at maximum efficiency, including analyzing existing operating conditions, recommending new technologies, maintaining customer SLA requirements, and improving overall efficiency while maintaining budget expectations. Works with customers to provide successful installs that exceed expectations delight the customer. Supervises the safety and well-being of all CFOps team. Responsible for shift assignments, timekeeping review and approval and PTO approval for all assigned Data Centre Technicians and Facilities Technicians. Writes and Reviews non-critical and critical Method of Procedures (MOP's), Standard Operating Procedures (SOP), Standard Method of Procedure (SMP) and provides input. Supervises the execution of non-critical and critical Method of Procedures and ensures their thorough completion. Performs other duties as assigned. Knowledge and Attributes: Solid background in electrical and mechanical systems design review, layout, installation, commissioning and operations. Solid knowledge of low voltage systems, including fire, security and PLCs. Solid knowledge of NFPA Electrical, Fire and Life Safety and building codes. Solid knowledge of NEC, NFPA 70E, NFPA 72, NFPA 25 and compliance issues. Solid knowledge in industrial safety best practices (i.e. lockout/tag out, arc flash protection, OSHA and state regulations). Solid experienced with data trending / tracking and analysis and ability to rapidly learn and use PC based, integrated critical monitoring systems. Developing supervisor skills. Excellent communication skills, both written and oral Solid hands-on experience installing, maintaining and troubleshooting large commercial and industrial mechanical & electrical systems including: o 12kV switchgear o 480/277 and 208/120 volt electrical generation and distribution systems o Diesel powered AC generator plants up to 2MW o Static UPS systems o Multi-string flooded cell batteries and monitoring systems o Static switches o PLC and relay logic controls o Power monitoring systems o Data centre power distribution and management systems o VFD Drives o Large Centrifugal Chillers o Cooling Towers o Water Treatment Systems o HVAC equipment o Computer Room AC Units (CRACs) o Kyoto Cooling Units (where applicable) o Operating Building Management and Industrial PLC Control Systems o Emergency Standby Diesel Generator Systems o Fuel/Oil systems, Fuel/Oil Day tanks and Fuel/Oil Storage Tanks o Knowledge of NFPA 25, sprinkler and dry-stand pipe systems, including Emergency Fire Pump where applicable o Chilled/Condenser Water Pump o Well/Vault or Sump Pumps o Domestic Water systems, including BackFlow Prevention devices Solid proficiency in MS Office Suite (Word, Excel, PowerPoint, Project) Ability to train the electrical and mechanical teams on the systems and the procedures. Ability to conduct power and fire system capacity, safety and code compliance assessments. Ability to logically analyze and solve problems. Academic Qualifications and Certifications: Bachelor's degree or equivalent in Engineering or similar field required Required Experience: Solid experience in data center and/or critical facilities. Moderate level experience managing and motivating critical facilities operations and maintenance teams.

As the Manager of Customer Engagement, you will be responsible for overseeing various key functions within the Customer Engagement department. Your primary responsibilities will include managing office administration assets, contracting with agents, processing new business, banking initial and renewal premiums, retaining surrender requests, executing service requests post-policy issuance, handling customer queries and complaints, maintaining high Net Promoter Scores (NPS), processing life claims, managing compliance issues, and ensuring audit ratings meet expectations. To measure your success in this role, you will be evaluated based on various criteria such as adherence to customer engagement processes, retention rates across all cohorts, achieving an NPS of 85, ensuring 100% banking within 24 hours, maintaining surrender requests below 1%, accuracy of POS requests and customer service, timely upload of POS and claims documents, achieving an audit rating of 2, persistency, driving new business through P2A, and conducting quarterly reviews of team members. The ideal candidate for this position should hold a graduate or post-graduate degree in any discipline and possess at least 10 years of experience in front-end customer services. Knowledge of service quality standards is essential, along with prior experience in team management, specifically leading a team of more than 8 employees. In addition to your qualifications and experience, you must exhibit a strong customer-centric approach, excellent communication skills, effective coordination abilities, and proficient data management skills, particularly in Excel. If you are passionate about customer engagement, possess the required qualifications and skills, and have a proven track record in managing front-end customer services, we welcome you to apply for this managerial position in Kolkata. Join our team and play a pivotal role in enhancing customer satisfaction and driving business growth.,

The General Auditor - AVP position is based in Mumbai, India and involves participating in internal audits of specific business/functional areas, assessing the adequacy and effectiveness of internal controls, and conducting Concurrent Audit deliverables as part of Group Audit. You will also be involved in ad hoc projects and Special Investigations, working collaboratively with subject matter experts and other teams to ensure comprehensive audit coverage. As an Auditor, you will be responsible for executing day-to-day operational audit work, contributing to audit delivery, drafting high-quality audit reports, facilitating issue tracking, and validating the closure of audit issues. You will conduct audit fieldwork in line with the agreed audit approach, partner with other teams during audit engagements, and provide expert opinions on action plans to help clients develop robust remediation plans. Additionally, you will proactively manage and execute responsibilities with group audit deliverables on Concurrent Audit and act as a challenger to clients in the issue closure process. To excel in this role, you should have audit/business knowledge and experience in areas such as Investment Banking, Transaction Banking, Retail & Corporate Banking, Asset & Wealth Management, Risk, Legal & Compliance, Finance, and Information Technology. You should possess solid communication skills, relationship management abilities, analytical skills, and a good understanding of auditing standards and concepts. A Bachelor's degree from an accredited college or university, along with professional qualifications like CISA (for IT auditors) or ACA and CPA, is required. We offer a range of benefits including a best-in-class leave policy, gender-neutral parental leaves, sponsorship for industry relevant certifications, comprehensive insurance coverage, and employee assistance programs for you and your family members. Additionally, we provide training, coaching, and support to help you excel in your career and foster a culture of continuous learning and progression. At Deutsche Bank, we strive for a culture of empowerment, responsibility, collaboration, and commercial thinking. We value diversity and inclusivity in our work environment, promoting a positive and fair workplace for all. Join us in celebrating the successes of our people and being part of the Deutsche Bank Group. For more information about our company and teams, please visit our website: https://www.db.com/company/company.htm,

Job Summary: We are seeking a highly analytical and experienced Quality Manager to lead the call auditing and quality assurance function within our BPO operations. The ideal candidate will be responsible for designing and implementing quality frameworks, leading quality auditors, ensuring compliance with client expectations, and driving continuous improvement through insightful analytics and performance feedback. Key Responsibilities: Develop and manage QA processes for voice and non-voice customer interactions to ensure adherence to client and internal standards. Oversee a team of quality analysts to monitor, audit, and evaluate agent calls, chats, and emails. Analyze call audits and trends to identify performance gaps and recommend coaching, training, or process changes. Collaborate with operations, training, and client teams to develop action plans for improving customer satisfaction, compliance, and service delivery. Drive implementation of quality improvement initiatives such as call calibration sessions, feedback loops, and scorecard redesigns. Conduct quality calibration sessions with internal teams and clients to ensure scoring consistency and alignment. Track and report key quality metrics (e.g., CSAT, QA Scores, FCR, compliance issues) on a regular basis. Ensure the QA function is compliant with regulatory and contractual standards (e.g., PCI, HIPAA, GDPR, depending on industry). Provide regular performance reviews and coaching to QA analysts, ensuring their continuous development. Develop and maintain documentation including QA policies, SOPs, training materials, and audit templates. Serve as a point of contact for client quality escalations , audits, and reporting.