1 Compliance Framework Jobs

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5.0 - 10.0 years

5 - 10 Lacs

navi mumbai, maharashtra, india

On-site

We are seeking a Manager to establish and enforce investment restrictions and limits in line with regulatory requirements and fund mandates. You will be responsible for resolving pre- and post-trade compliance exceptions, analyzing repetitive system alerts, and collaborating with various teams to ensure appropriate limit monitoring. This role requires an active interest in ensuring the smooth onboarding of the monitoring framework and a focus on maintaining compliance within the organization's governance framework. Roles & Responsibilities: Compliance Framework : Put in place investment restrictions and limits in line with regulatory requirements, fund mandates, and applicable policies. Exce...

Posted 1 day ago

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