Handling the entire financial operations and compliances of the company and having an overview of the business Oversee the duties of the accounting team. Implement accounting systems and processes. Reconcile income statements. Prepare monthly financial reports. Control the master data of the general register. Review and release online banking payments. Ensure compliance with state revenue service. Provide ongoing accounting and reporting support. Manage the full financial process. Prepare an expense budget report. Chartered Accountant Requirements: Bachelors degree in accounting. Honors degree preferred. Completion of Articles. 5 years post-article experience. Registration with accredited statutory bodies and associations. Certified Public Accountant (CPA). Fully compliant as a tax practitioner. Filing of corporate tax returns. Experience in providing financial advice.

Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited. Submission of Internal audit and Concurrent, and advise the company regarding compliance audit report to CDSL. Updating of Dealers NISM certificate before expiry in All Exchanges. Gathering and analyzing data, performing computations, and preparing work. Researched, interpreted with laws and regulations. Handling Inspection of SEBI, Exchanges, and Depositories and drafting compliance report. Registration and cancellation of Authorized person in NSE, BSE and MCX and providing letters for approval of registration and cancellation of Authorized person once registered or cancel with exchange. Provide data to exchange as and when required. Maintained and reviewed all contracts and agreements to ensure all policies and procedures were fully followed. Review of various policies of the organization. Organize and facilitate monthly, Quarterly, Yearly compliance review board meeting, attended by Chief Executive Officer, Chief Financial Officer, and executive of company. Directly reported to the Chief Executive officer to ensure company objective are meet and executed goals. Co ordinating and follow up with exchange regarding quires. Ensure regulatory compliance with Companies Act, 2013 for Comfort Securities Limited and Comfort Commotrade Limited. Taking vendor approval from Exchanges. Submission or registration of any other membership related activities. Replies to Letter of observation and Drafting compliance report of Concurrent audit report. Closing alerts of Exchanges as well as CDSL. Daily Sending and implementing circulars of SEBI, Exchanges, Depositories. Making representation to Regulators. Making submissions of various regulatory reporting to Regulators. Handling Inspection/Internal Audits/System Audit/Cyber audit. Research regulations related compliance. Handling Sebi/Exchange investigations. Replying to Surveillance related mails from Regulators. Reply to Observation letters/show cause notices. Handling Stock Exchanges compliance. Drafting Appeals.

Client Relationship Management:Build and nurture strong relationships with clients, including individual investors, high-net-worth individuals, and institutional investors.Act as the primary point of contact for clients, addressing their queries, concerns, and investment objectives.Regularly communicate with clients to provide updates on their investment portfolios and market developments.Financial Advisory:Assess clients financial situations, risk tolerance, and investment preferences to develop customized investment strategies.Provide comprehensive investment advice and recommendations based on clients financial goals, market trends, and investment products available within the mutual fund.Portfolio Management:Analyze market trends, economic indicators, and fund performance to make informed investment decisions.Construct and manage diversified investment portfolios tailored to each clients risk profile and investment objectives.Monitor portfolio performance and recommend adjustments as necessary to optimize returns and manage risk.Sales and Business Development:Identify opportunities to expand the client base and grow assets under management.Proactively reach out to potential clients through networking events, seminars, and referrals.Collaborate with the sales team to promote mutual fund products and services, and participate in marketing campaigns to attract new investors.Compliance and Regulatory Compliance:Ensure compliance with regulatory requirements and industry standards in all client interactions and investment activities.Stay updated on relevant regulations, compliance guidelines, and industry best practices.

Anchor investment raising, private placement, and team building. Handling IPO / SME IPO/ Fund Raising activities / Valuation report.Spearheading merchant banking activities/ assignments including valuations, certifications, esops, etc.Networking with sme and large Corporate for their mb requirements- Strong knowledge of policies and procedures wrt to sme ipos, must have handled sme ipos and exposed to Mainboard ipos, experience in business development and execution of all types of mb activities. Marketing of Investment banking in connection with loan syndication. Exposure and some experience in private equity/venture funding, ma deals.Experience in dealing with all relevant authorities and institutions for MB and IB activities.Merchant, or investment, bankers work to advise companies on how to increase their financial profits through a range of processes such as mergers and acquisitions, restructuring and refinancing debt, and advising clients on where to raise capital and how much. Investment bankers specialize in different business areas known as mergers and acquisitions (MA), debt capital markets, and equity capital markets. Typical day-to-day activities of an investment banker include researching the conditions and developments of the market and then developing appropriate financial solutions for clientsRequirements- 1. He should have a flair for meeting withcorporate including SME companies and developing relationships with continuous follow-up with them. 2. A self-starter and go-getter attitude. 3. Perform comprehensive and in-depth company and industry analyses including comparable company peer analyses, valuations, and projections. 4. Develop and maintain basic financial models. 5. Perform industry research make detailed industry notes. 6. Create a database of companies from different sources. 7. Keep active track of transactions in the capital market domain and provide inputs to the team. 8. Interact with clients (promoters cfos) to obtain information and handle queries Ability to analyze. Abundant knowledge. Ability to build relationships. Innovative approach. Integrity. Capital Market facilities. Liaisoning ability. Cooperation and friendliness

1. Conducting Research: Perform in-depth analysis of companies, industries, and sectors to identify investment opportunities. Evaluate financial statements, market trends, and economic data to assess the financial health and performance of companies. Utilize financial modeling techniques to forecast future earnings, cash flows, and valuations. 2. Generating Investment Ideas: Develop investment theses based on fundamental analysis and present actionable recommendations to portfolio managers or clients. Monitor and interpret news, earnings reports, and regulatory developments affecting assigned sectors or companies. 3. Preparing Reports: Prepare detailed research reports, investment notes, and presentations summarizing findings and investment recommendations. Communicate complex financial information and analysis clearly and effectively to stakeholders. 4. Collaboration: Work closely with portfolio managers, traders, and other analysts to share insights and contribute to investment decisions. Collaborate with sales and client service teams to provide support and insights to clients. 5. Compliance and Ethics: Ensure compliance with regulatory requirements and ethical standards in conducting research and making recommendations. Adhere to internal policies and guidelines for research and investment analysis.

A Chartered Accountant (CA) plays a crucial role in various financial activities, including Initial Public Offerings (IPOs), due diligence, and fund-raising activities Heres an overview of the job description for a Chartered Accountant in these segments:IPO (Initial Public Offering):Financial Reporting and Compliance: Ensure that the companys financial statements comply with regulatory requirements and accounting standards This involves preparing financial statements and disclosures that accurately represent the companys financial position Due Diligence: Conduct financial due diligence to assess the companys financial health, identify potential risks, and ensure that all financial information provided in the IPO prospectus is accurate This includes reviewing historical financial data, assessing accounting practices, and identifying any contingent liabilities Regulatory Compliance: Ensure compliance with relevant securities laws and stock exchange regulations This involves working closely with legal teams to address any financial compliance issues and providing accurate financial information to regulatory bodies Valuation: Assist in the valuation of the company to determine the IPO price This may involve working with financial analysts and investment bankers to assess the companys worth and market demand Financial Modeling: Develop financial models to forecast the companys future performance and demonstrate its growth potential to potential investors Due Diligence:Financial Analysis: Conduct a thorough review of the target companys financial statements, accounting records, and internal controls to identify potential risks and opportunities Tax Due Diligence: Assess the target companys tax position, identifying any potential tax liabilities or benefits This involves reviewing tax returns, compliance with tax regulations, and any ongoing or pending tax disputes Legal Due Diligence: Collaborate with legal teams to review contracts, agreements, and other legal documents to ensure that there are no hidden legal risks that could impact the transaction Reporting: Prepare due diligence reports summarizing findings and providing recommendations to the client or relevant stakeholders Fund Raising Activities:Financial Planning: Assist in the development of financial plans and strategies for raising funds This may involve assessing the companys capital structure and determining the most appropriate financing options Debt and Equity Financing: Evaluate and advise on the most suitable mix of debt and equity financing based on the companys financial position and market conditions Negotiation Support: Collaborate with management in negotiations with potential investors or lenders, providing financial insights and analysis to support decision-making Risk Management: Identify and mitigate financial risks associated with fund-raising activities, ensuring that the chosen financing options align with the companys long-term goals Compliance: Ensure compliance with regulatory requirements and reporting obligations associated with fundraising activities In all these segments, effective communication and collaboration with various stakeholders, including management, legal teams, regulatory authorities, and investors, are essential for success Chartered Accountants play a key role in providing financial expertise and ensuring transparency in these complex financial transactions