5.0 - 10.0 years

7 - 14 Lacs

ahmedabad, bengaluru

Work from Office

Job Title: Compliance Officer Broking Operations Location: Bengaluru preferred, Giftcity Experience: 5–10 years Industry : Stock Broking / Capital Markets Role Overview We are seeking a proactive Compliance Officer with strong experience in the broking industry, responsible for ensuring full regulatory compliance across depository, client, and trading operations. The role demands deep understanding of exchange compliance (BSE/NSE/MCX/MSEI), client onboarding, and risk monitoring, while maintaining seamless coordination with exchanges and depositories. Key Responsibilities Manage end-to-end client compliance in line with SEBI, NSE, BSE, MCX, and depository (NSDL/CDSL) regulations. Handle KYC,...

Posted 21 hours ago

AI Match Score

Apply

Sr. Relationship Manager Shree Mutual Fund Services PVT LTD

8.0 - 12.0 years

0 Lacs

chennai, tamil nadu

On-site

As a Relationship Manager at Shree Consultants Wealth Management & Investment Advisory, your role will involve driving client acquisition, building strong client relationships, and providing customized financial solutions. You will be responsible for various tasks such as outbound calling, cold calling, lead generation, and client meetings. Key Responsibilities: - Build and maintain strong client relationships by understanding financial needs and offering tailored solutions. - Make effective cold calls and schedule appointments for client meetings. - Meet clients in person as per scheduled appointments. - Generate new leads and expand the client base. - Manage a portfolio of clients and prov...

Posted 1 month ago

AI Match Score

Apply

Manager, Lending Fraud Risk Standard Chartered India

8.0 - 10.0 years

0 Lacs

bengaluru, karnataka, india

On-site

Job Summary The Fraud Risk Investigator will be responsible for identifying, investigating, and mitigating fraud risks with a focus on Small and Medium Enterprise (SME) portfolios. The role requires strong investigative skills, the ability to analyze financial and transactional data, and familiarity with fraud risk management tools and systems. The investigator will work closely with internal stakeholders to ensure timely detection, reporting, and resolution of fraud cases while contributing to the continuous improvement of fraud risk controls. Key Responsibilities Key Skills Strong Project management and Fraud Risk management skills with attention to detail. Sound understanding of fraud ris...

Posted 1 month ago

AI Match Score

Apply

Client Onboarding Senior Analyst SA – Level 1 Apex Group

6.0 - 8.0 years

20 - 27 Lacs

pune, baner

Work from Office

Job Specification The Candidate should have good knowledge of the key steps to Onboard new clients Responsible to work on the Onboarding Opportunitys pushed from Sales and clearing the work queues Salesforce maintenance and reporting Working on banking related product deals and maintaining the clean pipeline by ensuring launches are validated, launched,or moved as per the expected timelines The role also includes coordination of the various client acceptance stages as per Group standards Effective communication within internal stakeholders on a daily/weekly reporting Onboarding launches tracking and publishing weekly updates by ensuring all are duly updated before their go live as per the du...

Posted 3 months ago

AI Match Score

Apply

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.