40 Cia Jobs - Page 2

Work experience longevity history must include at least a 2-year period with same firm or company. 1-year minimum actual audit practitioner experience with in areas such as the following: USA - SOC2, SOC1, SOX section 404 USA - Fed Ramp, State Ramp ISO NIST USA HITRUST IT General Controls and Application Plus 1-4+ years working with a company supporting audits or compliance work. Certifications completed or in progress for any of the following CISA, CPA, CIA, CFE, PMP, Indian CA. Education area of studies from areas such as: Accounting, Computer Science, Business Administration, or equivalents. Ability to articulate and conduct professional meetings with audit firm resources in the areas of planning, audit criteria, control requirements, rules of evidence and audit report delivery. Ability to work 40 hours a week aligned with USA end of day workday hours 1pm during Daylight Savings Time (November, December, January, February, March) and 2 pm USA Standard Time (March, April, May, June, July, August, September, October). Motivation and drive for continuous learning, understanding company required knowledge and training growth requirements. Seeks opportunities and commitment to develop leadership experience and knowledge over 2+ years with renewing 6-month contracts and/or potential conversion to employee hire. Strong listening skills followed by timely measurable productivity outcome reporting.

• Business & governance change projects, providing controls & risks consultancy • Analyze & recommend changes to policies &procedures • Internal audit risk assessment • Contribute to annual plan development &maintenance • Plan, deliver complex audits Required Candidate profile CA / Inter-CA / MBA CIA, CISA etc 5+ years of exp in Process & Risk Audits Exp in Insurance, Banks, FIs Good exp in all areas of Audits related to Risk & Process Audits Good English Communication Perks and benefits Great Opportunity

As an associate in RSMs growing Technology Risk Consulting, you will have the opportunity to develop into a seasoned consultant through a high degree of client and industry exposure, career development and mentorship opportunities, and a diverse and inclusive culture. The fast-paced and dynamic environment in which we operate will provide you with daily challenges and exciting opportunities. In the Technology Risk Consulting Practice, our consultants help our clients with design and optimization of controls utilizing a general knowledge of business processes, accounting, and information technologies by identifying and prioritizing risk and transform their technology risk management and assurance capabilities to be aligned to the key risks and strategies of their organization. Responsibilities include Develop an understanding of the RSM Technology Risk Consulting approach, methodology and tools Develop an understanding of the Industry leading frameworks and methodologies for Sarbanes-Oxley, COBIT, NIST and ITIL Demonstrate understanding of business processes, internal control risk management, IT controls, and related regulatory and compliance standards Perform technology risk assessments and reviewing, documenting, evaluating controls design and operating effectiveness, IT internal audit consulting activities (internal audits over ERP systems, IT security, and other IT systems), perform external audit assurance activities, and perform service organization control services activities related to SSAE18 SOC 1 and SOC 2 reporting services Performing risk analysis by reviewing the information security policy documents against industry standards/ regulatory requirements and drafting risk reports, which summarize the information security assessment including any risks to the organization Execute components of IT audits under offshore delivery model in an effective and efficient manner Use problem solving and critical thinking skills to quickly identify internal control deficiencies, evaluate their risk implications, and draw the appropriate conclusions to best advise our clients Exercise professional skepticism, judgment and adhere to the code of ethics while on engagements Ensure that documentation is compliant with quality standards of the firm Work collaboratively as a part of the team and communicate effectively with RSM consulting professionals, supervisors, and senior management in the U.S. on a daily basis Manage multiple concurrent engagements and ensure service excellence through prompt responses to internal and external clients Provide timely, high quality client service that meets or exceeds client expectations including coordinating the development and execution of the consulting work plan and client deliverables Understand RSM US and RSM Delivery Center's LOBs and work as a team in providing an integrated service delivery Ensure professional development through ongoing education Open to work on other solution sets considering business requirements. Qualifications: B.Tech/MCA/MBA with ISO 27001 Lead Auditor and up to 2 years of relevant experience in Information Security Controls, SSAE 18, SOC reports, IT Audits, IT General Controls, and IT Application Controls. Candidate should have intermediate knowledge of financials, operations and technology and its related risks Candidate should have good knowledge for SOC 1, SOC 2, IT General Controls, IT Application Controls, Information security and risk management frameworks/ standards (ISO 27001, NIST, COBIT, ITIL etc.) Qualified to pursue a job-relevant certification (CIA, CISA, CISM, CRISC, CISSP) Strong Data Analytical skills including advanced Excel skills (Vlookups, pivot tables, and basic formulas), Word and PowerPoint MS Visio skills to develop process and data flow diagrams Strong multi-tasking and project management skills Excellent verbal and written communication (English) as the position requires frequent communications with RSM International clients

'GRC expert with proven skills in internal audit, SOX, IFC, ERM, process transformation, and forensics. Drives risk-aligned, cost-efficient solutions. Added advantage: exposure to cybersecurity incl. VAPT, data security, and cyber assessments. Required Candidate profile Has a strong expertise in process transformation, cost optimization, & automation. Sharp analytical & problem-solving mindset with excellent communication, leadership, & stakeholder management skills.

Responsibilities: * Prepare financial reports & manage tax compliance * Collaborate with cross-functional teams on strategic planning * Conduct internal audits & risk assessments

Position Purpose To conduct audit work in accordance with the IG methodology and ensure high standard of deliverables To contribute to risk assessment of audit units based on knowledge obtained through assignments as well as day-to-day contact with auditees To follow through with auditee on implementation of recommendations Responsibilities Direct Responsibilities 1. Participate in the audit team assignments and special reviews (when required by regulators, business lines, or senior management) Head of Assignment -Lead the assignment / review in accordance with BNPP Internal Audit Guidelines, International Professional Practices and established internal communication protocol. -Plan, oversee and co-ordinate the work performed to ensure optimal resource allocation and efficient completion of assignment by preparing the methodology, collating raw data, obtaining past recommendations, preparing meetings with auditees, etc. -Assess the key risks of the audited areas and coordinate the team to identify weaknesses in governance, risk management and control in those areas and raise appropriate findings and recommendations. -Review work done by audit team to ensure that the work scope objectives are achieved. -Complete the audit report within the recommended timeline. -Escalate to the Supervisor unresolved matters or disputes with the auditees for timely resolution. Auditor of Assignment -Assist in documentation gathering for the assignment. - Assist in assessing the key risks of the audited areas and identify weaknesses in governance, risk management and control in those areas by carrying out appropriate evaluation and tests. - Raise appropriate findings and provide appropriate value-added recommendations to mitigate identified risks. - Complete and file investigation working papers for easy retrieval to substantiate work performed. 2. Review the implementation of the Inspection Gnrale recommendations -Validate the implementation of recommendations and maintain audit trail of correspondences with auditees in respect of all implementation. 3. Contribute to the periodic risk assessment of covered activities and planning Perform a periodic and comprehensive risk assessment of the covered activities as per the Group guidelines. Keep abreast of change/new development of regulatory requirements that are relevant to the covered activities and related functions. Assist in the elaboration of the audit planning following a risk-based approach. Contributing Responsibilities Contribute to the improvement of the Inspection Gnrale practices through the elaboration and update of our methodologies. Technical & Behavioral Competencies Is conversant with and applies appropriately audit methodology/standards and control concepts Possesses knowledge of business, products, risks, practices, policies and regulations Practically adapts theory and experience to circumstances of assignment Demonstrates planning, organizing and communication / interpersonal skills in conducting assignments and dealing with auditees Be analytical and able to anticipate problems/obstacles, able to distinguish material from non-material items in making decisions Is mindful about deadlines and disciplined in completing deliverables at the required level of standard Team Work spirit Good written and oral communication skills in English Specific Qualifications (if required) Possess experience in external auditing / internal auditing / credit / risk / compliance / internal control / operations in the financial services industry with a minimum of 5 years in internal audit. Possess a Bachelors / Masters degree in related disciplines; Professional Qualification/Certificate in Audit / Accounting, e.g. CA, CIA, CISA, is a plus. Skills Referential Behavioural Skills(Please select up to 4 skills) Ability to collaborate / Teamwork Attention to detail / rigor Communication skills - oral & written Critical thinking Transversal Skills: (Please select up to 5 skills)Analytical AbilityAbility to manage / facilitate a meeting, seminar, committee, trainingAbility to anticipate business / strategic evolutionAbility to manage a projectAbility to understand, explain and support changeEducation Level:Master Degree or equivalentExperience LevelAt least 7 years Other/Specific Qualifications (if required)

We're seeking an experienced professional to join our Pune, India office as a Senior Security Operations Analyst with a strong background in Security Information and Event Management (SIEM) platforms, specifically in Microsoft Sentinel and Wiz. The ideal candidate will be responsible for leading advanced threat detection, response, and monitoring activities. This role will be critical in enhancing our cybersecurity posture and ensuring the ZS environment remains secure against emerging threats. What You'll Do Manage the day-to-day operations of Microsoft Sentinel, including rule creation, log ingestion, data analytics, and alert triaging. Develop and tune detection rules, use cases, and analytics within Sentinel to improve threat visibility and detection capabilities. Leverage Wiz Defend to detect and respond to runtime threats across cloud workloads and Kubernetes environments in real-time. Continuously monitor and investigate alerts generated by Wiz Defend to enhance threat detection, triage, and incident response capabilities. Perform proactive threat hunting to identify and mitigate advanced threats. Conduct in-depth incident investigations and coordinate response efforts to ensure swift remediation. Collaborate with internal stakeholders and the Threat Intelligence team to identify and mitigate potential security threats. Generate reports and dashboards to communicate SOC performance metrics and security posture to leadership. Continuously improve SOC processes and playbooks to streamline operations and response efforts. Mentor junior SOC analysts and provide guidance on security best practices. This role requires participation in a rotational shift. Flexibility and availability to respond to urgent incidents outside of assigned shifts, as needed. What You'll Bring Strong analytical and problem-solving abilities. Excellent communication and interpersonal skills to effectively collaborate with cross-functional teams. Proven ability to remain calm and efficient under a high-pressure environment. Proficient in using SIEM tools, such as Microsoft Sentinel. Experience with data migration strategies across SIEM platforms. Experience on Cloud Security Operations and Incident Response platforms such as Wiz. In-depth understanding of cyber threats, vulnerabilities, and attack vectors. Proficient in creating KQL queries and custom alerts within Microsoft Sentinel. Expertise in developing SIEM use cases and detection rules. Skilled in incident response and management procedures. Experienced in conducting deep-dive investigations and root cause analysis for incidents. Adept at collaborating with stakeholders to resolve complex cybersecurity challenges. Ability to automate routine SOC processes to enhance operational efficiency. Experienced in mentoring and guiding junior analysts in security operations. Knowledge of major cloud platforms (AWS, Azure, GCP), including their security models, IAM roles, virtual private cloud (VPC) configurations, and cloud-native security tools. Good to Have Skills and Abilities Excellent interpersonal (self-motivational, organizational, personal project management) skills. Knowledge of vulnerability management and scanning best practices such as CVE database and the CVS System. Ability to analyze cyber threats to develop actionable intelligence. Skill in using data visualization tools to convey complex security information. Academic Qualifications Bachelor's degree in Cybersecurity, Information Technology, Computer Science, or a related field (or equivalent experience). 4+ years of experience in a Security Operations Center (SOC) environment, with a focus on SIEM management. Strong hands-on experience with Microsoft Sentinel, including data connectors, KQL queries, analytics rules, and workbooks. Experience with SIEM migration. Expertise in incident response, threat detection, and security monitoring. Solid understanding of Windows, Linux, and cloud security concepts. Relevant certifications (e.g., CompTIA Security+, Microsoft Certified: Security Operations Analyst, GCIA, GCIH, OSDA, GCFA) are preferred. Preferred Security Cloud Certifications: AWS Security Specialty.

Position Title: Senior Manager / AGM / DGM Internal Audit Location: Chennai, Tamil Nadu Role Summary: We are looking for a senior audit professional to lead internal audit activities across our multi-location manufacturing operations. This leadership role is pivotal in assessing process integrity, compliance, and operational effectiveness while helping to drive sustainable improvements in governance and risk management. Primary Duties & Responsibilities: Define and execute internal audit strategies aligned with key business risks across plants, supply chain, finance, and procurement functions. Conduct detailed process walkthroughs and control assessments at factories, depots, and HO functions. Identify systemic risks, control breakdowns, and opportunities for cost savings or process streamlining. Deliver well-structured audit reports and presentations to functional heads and senior leadership. Maintain audit documentation standards in accordance with professional best practices. Track and report progress on agreed action plans to close audit observations. Build a strong audit team culture through effective mentoring, technical guidance, and performance management. Represent internal audit during regulatory inspections, statutory audits, and internal committees. Ensure alignment with current regulatory frameworks and industry benchmarks. Required Qualifications & Skills: CA qualification is mandatory; additional credentials like CIA, CPA, or CISA will be an advantage. At least a decade of experience in internal audit, with significant time spent in industrial or manufacturing environments. Strong knowledge of controls in inventory, production, capex, maintenance, and vendor management. Hands-on experience with ERP platforms such as SAP or Oracle. Analytical mindset with the ability to interpret data and drive actionable insights. Effective communication skills, with fluency in regional languages (Tamil, Hindi, Telugu) considered highly beneficial. Strong sense of ethics, confidentiality, and accountability.

Job Title : Senior Audit Manager Location: Thane What does a successful Senior Audit Manager do at Fiserv? At Fiserv, within the dynamic world of our Corporate Assurance & Advisory Services (CAAS) department, we are dedicated to delivering world class audit and advisory services that elevate the performance of Fiserv and our clients. This international team covers a wide range and scope of audit activities in the highly regulated payments and card industry! By joining the Audit team, you will be a key player in refining a diverse range of audits spanning operational, compliance, financial, and info-security/cybersecurity. What you will do: Provide guidance and direction to the planning process and the execution of fieldwork such as overseeing interviews and walkthroughs, reviewing materials, the design and execution of audit testing, analyzing results, drawing conclusions within the allotted time scheduled. Manage the audit lifecycle, staffing, scheduling, methodology and approach to testing and fieldwork and finally, the quality and timeliness of all work products you oversee. You will be expected to provide weekly, monthly, or periodic status reporting and work with the CAAS leadership team to ensure the appropriate allocation and assignment of resources. Assist the Audit Director in the development and mentoring of Senior and Staff Auditors by providing regular and timely feedback regarding their execution of tasks performed during each audit engagement and their overall performance. What you will need to have: 7+ years of audit experience applying Auditing principles, methodology and standards in a risk-based environment across a variety of audit areas at varying degrees of complexity 5 + years of financial services industry experience and/or experience working in a public accounting firm 2+ years of experience managing other professionals Active professional Audit certification such as CPA, CIA, CISA, CFE Bachelors degree or an equivalent combination of education, work, and/or military experience What would be great to have: Experience working with risk assessment methodologies, control activities, control monitoring, control evaluations and measurement of control effectiveness in accordance with regulatory compliance requirements such as corporate governance, consumer protection, AML/CTF and Financial Crimes, data protection/data privacy, ethics or conduct risk Important info about this role: Were better together. This role is fully on-site. This is a full-time, direct-hire position, and no contract options for unsolicited agency submissions will be considered.

Your Impact Conduct detailed risk assessments of IT systems, governance and processes to identify vulnerabilities and areas of concern. Develop, refine and implement IT Controls and Processes focused audit plans that align with organizational goals and regulatory requirements. Plan, conduct, execute, and report on IT Controls and Processes audits and advisory engagements focusing on system and transformation processes, as well as regulatory compliance within set timelines. Executing and reviewing controls documentation, testing approach, and fieldwork execution for individual audit and consulting projects. Lead research on current IT Controls and Processes issues and trends, formulate recommendations, and provide practical advice for corrective action, innovation, and continuous process improvements. Analyze audit data to identify trends, patterns, and potential issues. Ensure IT systems align with the system development lifecycle. Collaborate with cross-functional teams to address audit findings and implement corrective actions. Effectively communicate audit findings and recommendations to stakeholders. Lead the evaluation of new processes, policies, and systems to enhance organizational efficiency, effectiveness, and risk mitigation activities. Develop productive business partner relationships and engage with key management personnel to gather information and propose business process improvements. Stay updated on industry best practices and regulations related to IT system audits. Lead and mentor a team of auditors, providing guidance, training, and support. Your Experience Minimum of 8 years of experience IT Controls and Processes audit in a publicly traded company and/or public accounting firms. Previous experience in a technology company and/or Big 4 firms is preferred. Proven audit experience in IT audits, system transformation and governance including roles in external and/or internal audit with strong understanding of internal controls, IT processes, and technology risk principles. Bachelor's degree in Information Technology, Cybersecurity or related field from an accredited institution. CISA certification is mandatory, CGEIT or Certified in Governance of Enterprise IT is a plus. CA, CPA, CIA or equivalent certifications are preferred. Strong understanding of the system development lifecycle. Proficiency in enterprise systems such as Peoplesoft, SFDC, SAP, or equivalent enterprise applications. Excellent communication and interpersonal skills, ability to interpret complex data and identify areas of improvement, along with ability to work independently and in a team environment. Strong analytical, problem-solving skills with attention to detail and strong project management skills to prioritize and manage multiple audits concurrently. Proficiency in using audit software, data analysis tools, and MS Office applications. Sound knowledge of relevant regulations and industry standards (e.g., COBIT, ISO/IEC 27001, NIST, ITIL, COSO and IT Governance Frameworks). Good to have operational audit experience. Must be able to work in our Bangalore office at least 3 days a week. The Team The Internal Audit team is responsible for managing and executing the companys internal audit program and ensuring we are best in class.

Join our dynamic Financial Planning & Analysis team, where we lead and support end-to-end digital transformation, sustainment, and delivery of Finance products and systems. This opportunity covers multiple roles within our product lifecycle and transformation squads, focused on system sustainment, process engineering, performance management, and digital innovation. Whether you're passionate about data-driven process improvement, sustaining digital products, driving transformation, or leading teams across global financial operations this role offers the opportunity to shape the future of finance technology. Key Responsibilities: Depending on your experience, specialization and seniority level, you may be involved in: Supporting or leading the sustainment of digital finance products across their lifecycle, from post-development through to steady-state operations. Driving process engineering and standardization initiatives for Planning & Performance Management (PPM) processes. Supporting or guiding the transition and transformation of finance systems , including system testing, readiness reviews, and deployment planning. Managing or participating in cross-functional agile squads delivering digital finance solutions using Agile/Waterfall methodologies. Acting as subject matter expert (SME) for key platforms (e.g., Anansi) and tools supporting financial and economic modeling. Collaborating with technology, product, and finance stakeholders to resolve system issues, implement improvements, and manage change. Driving or supporting governance, conformance tracking, and assurance processes using standardized playbooks. Leading process and data analysis , problem resolution, and performance reporting for finance products. Ideal Candidate Profile: You have experience in one or more of the following areas: Product lifecycle management , assurance, and support in a finance/technology environment. Digital transformation or systems implementation projects in Finance or related functions. Process improvement and engineering , including mapping, root cause analysis, and Lean/Six Sigma methods. Agile project delivery , Scrum frameworks, or experience working in transformation squads. Stakeholder management across global and cross-functional teams. Experience with finance systems, planning tools, economic modeling platforms , and business intelligence/reporting tools. Education & Qualifications: Required: Bachelor's Degree in Finance, Business, Information Technology, Engineering, or related fields. Preferred (depending on role level): ACCA, CIMA, CPA, CA, or equivalent financial qualifications. Lean Six Sigma Certification (Green/Black Belt) Certified Scrum Master (CSM) or Agile certifications. Masters degree or relevant advanced education. Key Competencies: Analytical mindset and problem-solving capability. Strong interpersonal and stakeholder communication skills. Ability to operate in global, multicultural teams. Flexible, self-driven, and comfortable with ambiguity. Capable of translating technical and financial concepts into simple business terms.

About this role: Wells Fargo is seeking an Audit Manager - Executive Director (SSO). The Audit Manager Executive Director is individual contributor role that supervises, executes and oversees multiple concurrent projects or audit engagements as directed by senior management and also participates in audits generally as subject matter expert in a consulting capacity. Audit Managers demonstrate depth and breadth of knowledge that includes technology, operational, financial, and regulatory understanding across multiple businesses and may develop knowledge in a critical subject matter area. About Chief Operating Office (COO) Audit: The Chief Operating Office (COO) Audit team is responsible for delivering a more consistent approach to business operations across Wells Fargo, strengthening the company's risk and control infrastructure, and delivering effective and efficient enterprise services to employees and customers. COO Audit is responsible for coverage of the Chief Operating Office. Audit coverage is split across sub-teams aligned to the COO organization, which among other things is responsible for coverage for of various shared services operations groups like: Shared Services & Operations (SSO) - Shared Services Operations and Strategic Insight & Implementation business functions, including Payments Operations and Transformation, Business & Real Estate Services, Regulatory Utilities, Enterprise Business Process Management and Automation, Global Delivery Enablement, and Operations Change Initiatives. The SSO team is responsible for the oversight of Operations coverage across Audit, as well as Information Management and Transaction Processing & Execution/Payments Level 2 Risks. Consumer Operations - CLAT functions including Cards & Personal Lending, Home Lending Servicing, and Auto Operations, as well as CSBBAT functions, including Fraud & Claims Management, ATM Strategy and Vendor Solutions, Retail Core, and Customer Service Operations. Wholesale Operations - Wholesale Lending Operations, Corporate & Investment Banking Operations, and Wealth & Investment Management Operations functions. Operations Support and Oversight Functions - Operations support functions such as Financial Crimes, Technology, Finance, India & The Philippines, and Independent Risk Management (IRM) oversight. In this role, you will: Manage a team of audit staff to resolve highly complex and unique challenges requiring in depth evaluation across multiple areas or the enterprise, delivering solutions that are long term Manage defined audits within one or more segments of the Audit Plan Ensure audit engagements are risk based, and executed according to Wells Fargo Audit Services policies and guidance Assist in planning and organizing work in an annual cycle and project cycle Supervise and oversee assigned audits Provide timely feedback, coaching and monitoring of audit work and staff Develop and maintain solid business relationships within Wells Fargo Audit Services and with teams across Wells Fargo, and other stakeholders Required Qualifications: 7+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Post-Graduation degree and/or certifications like CA, CIA, CFA, CPA, ACCA, and CISA will be a plus Lead audits independently Issue validation, regulatory validation, and remediation experience Combination of compliance and audit experience Experience with reporting, audit methodologies, skills gap assessments, project management, training, early talent, recruiting, audit tools and technology support Ability to travel approximately 10% of the time, if required. Deliver against plans with quality, including remediation and validation of issues. Drive further risk integration across lines of defense - Continue enhancement of capabilities across processes and technology to enable efficiency and effectiveness. Build a culture of improvement Champion the advancement and integration of innovation and use of cutting-edge technology to bolster assurance and streamline processes Be responsible for resource management at engagement level, assisting broader team in overall audit plan completion Manage defined audits within one or more segments of the Audit Plan at desired quality levels Accountable for supervision, oversight and timely completion of assigned audits Provides timely feedback, coaching and monitoring of audit work by staff assigned to audits Develops and maintains strong business relationships within Audit team, Control partners and with other teams across WFC and other stakeholders Assists in planning and organizing work in an annual cycle, risk assessments, not just project cycle Ensures audit engagements are risk-based, and executed according to Audit policies, methodology and guidance Assist Audit Management in hiring, coaching and providing feedback to engagement team members. Job Expectations: Strong years of relevant experience in Internal Audit preferably in banking sector, capability centers or Big 4s. Excellent understanding of the Front to Back banking processes, various touch points their inherent risks and controls Ability to effectively utilize the process and business knowledge to credibility challenge the business lines controls, and make recommendations to improve the same Experience of independently lead audit projects with accountability mindset Fluency in analytical procedures, exposure to analytical tools and techniques to identify thematic issues Ability and zeal to build domain knowledge and overall business acumen Sound understanding of audit methodologies, IIA standards, and tools that support audit processes, and / or orientation to risk and controls Excellent verbal, written, and interpersonal communication skills; Strong organizational, multitasking, and prioritizing skills Ability to positively impact a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important Ability to execute in a fast paced, demanding environment while balancing multiple priorities Agile mindset, problem solving attitude and good analytical skills with high attention to detail Experience leading and providing feedback to engagement staff on audit projects or engagements. As a senior leader in team, you are expected to achieve success by leading yourself, and the business. Specifically, you will: Inspire team with integrity and create an positive work environment where each team members feel included, valued, and supported to do work that energizes them Assist Audit Management for sourcing and hiring, providing ongoing coaching and feedback, recognizing and developing team members, identifying and managing risks, and providing risk insights.

About the Role: As a Risk & Control Assurance Analyst, you will: Support the assurance of robust risk and control measures by aiding in the development and implementation of strategies compliant with SOX requirements and industry best practices Contribute to a team specializing in controls assurance. Depending on your experience and skills, your role might focus on assessing and monitoring IT system controls in alignment with established standards or ensuring regulatory compliance in our business operations and helping to streamline processes. As we expand our risk and control practices beyond SOX, you'll have the opportunity to broaden your expertise and take on new challenges in different areas. Collaborate with international teams and cross-functional partners to align risk management practices and controls initiatives Utilize data analytics and automation tools to enhance our team's capabilities and support the organization's control improvement by driving automation and streamlining control processes Promote initiatives to increase awareness and understanding of internal controls and SOX requirements throughout the organization About You: 3 or more years of relevant work experience, or equivalent combination of education and experience, preferably within a regulated industry Familiarity with control assurance principles in technology and/or business processes Relevant professional certifications such as CISA, CIA, CISSP or others is a plus Experience with data analytics and automation tools is a plus Problem-solving abilities, adaptability, a learning mindset, and a team-player attitude Excellent communication skills, with the ability to work effectively with international teams.

About this role: Wells Fargo is seeking an Audit Manager. Audit is a provider of independent, objective assurance services delivered through a highly competent and diverse team. As a business partner, Audit helps the company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. About Enterprise Technology Audit Group: The Enterprise Technology Audit Group (ETAG) conducts and coordinates audits of information technology and information security, primarily focused on the Wells Fargo Technology (WFT) organization, the Independent Risk Management (IRM) Technology, and the Third Party and information Risk Oversight (TPIRO) group. ETAG is broken out into the following sub-teams : Chief Information Office (CIO) - CSBB Technology, Consumer & Small Business Banking, Consumer Lending Technology, Digital & Innovation Technology, Enterprise Functions Technology, Financial Crimes & Enterprise Data Technology, WIM Technology Chief Technology Office (CTO) - Cloud Platforms, CIO Development, Change Enablement, Middleware Information Security - Access Management, NIST Assessment, Cybersecurity Defense Monitoring, Information Protection, Third Party Risk Infrastructure & Technology Recovery - Technology Continuity & Resiliency, Technology Infrastructure Technology Governance - IT Governance, Risk Management, Compliance Strategy & Digital, & Innovation Group (SDI) - Corporate Strategic Planning, Digital Platform, Innovation Group In this role, you will: Lead execution of the integrated audit process Participate in audits in accordance with Wells Fargo Audit Services policy Demonstrate depth and breadth of knowledge and understanding across multiple businesses or develop knowledge in a critical subject matter area Demonstrate comprehensive knowledge and understanding of the financial, operational, technical, and regulatory environment across multiple businesses or develop excellent subject matter knowledge in critical areas of the business Write opinions reflecting relevant facts that lead to logical conclusions Escalate significant risks and loss exposures to appropriate levels of management Ensure documentation and reporting are ready for review by managers and more experienced managers Demonstrate credible challenge Evaluate and provide appropriate solutions for complex problems Lead multiple concurrent projects that are generally moderate to large in size and moderate to high in complexity Identify and assess key risks and controls and develop effective test plans for engagements as assigned with limited guidance Present audit results in an objective and unbiased manner Exhibit appropriate judgment regarding issue notification, issue draft findings to client management, and draft final audit reports Develop and maintain excellent business relationships within Internal Audit and with teams companywide Required Qualifications: 5+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications : 5+ years of work experience in Technology Governance, Risk Management and Compliance (GRC) or IT Security with at least 5 years in Technology Audit. A professional with auditing, security, or accounting designation e.g., CISA, CISSP, CPA, CA, CIA, CCNA, CISM, CRSIC or to have substantially completed the requirements for such a designation while actively pursuing the completion of such a designation. Background of Technology Audit within international financial service organizations. Lead execution of the integrated audit process Participate in audits in accordance with Wells Fargo Internal Audit policy Demonstrate depth and breadth of knowledge and understanding across multiple businesses or develop knowledge in a critical subject matter area Demonstrate comprehensive knowledge and understanding of the financial, operational, technical, and regulatory environment across multiple businesses or develop excellent subject matter knowledge in critical areas of the business Write opinions reflecting relevant facts that lead to logical conclusions Escalate significant risks and loss exposures to appropriate levels of management Ensure documentation and reporting are ready for review by managers and more experienced managers Demonstrate credible challenge Evaluate and provide appropriate solutions for complex problems Lead multiple concurrent projects that are generally moderate to large in size and moderate to high in complexity Identify and assess key risks and controls and develop effective test plans for engagements as assigned with limited guidance Present audit results in an objective and unbiased manner Exhibit appropriate judgment regarding issue notification, issue draft findings to client management, and draft final audit reports Develop and maintain excellent business relationships within Internal Audit and with teams companywide Job Expectations: Experience in general Information Technology control reviews as well as application control reviews. Strong knowledge of and experience in medium to large-scale application reviews and system development projects, and ability to perform reviews on various platforms (e.g., Unix, Windows, iSeries, z/OS, SQL DB, Oracle DB, network devices, middleware, cloud). Good understanding of technology processes (e.g. change management, security operations, technology operations, business resiliency, etc.), application and infrastructure controls. Good knowledge of system development methodologies, information security controls, access management, technology governance and risk management. Knowledge of information security management frameworks (e.g. COBIT, ISO 2700x, ITIL, NIST Cybersecurity Framework, SANS Top 20 Critical Security Controls, Vulnerability and Penetration testing). Solid knowledge and understanding of audit methodologies and tools that support audit processes. Knowledge of IT and Cloud management and control frameworks Experience with Issue Validation and Remediation Excellent verbal, written, and interpersonal communication skills. Strong organizational, multitasking, and prioritizing skills. Ability to work independently and as part of a team, be flexible. Ability to execute in a fast-paced demanding environment while balancing multiple priorities. Problem solving attitude. Good analytical skills with high attention to detail. Ability to work with minimal supervision and exercise independent judgment consistent with department guidelines.

In this role, you will: Participate in less complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies within Independent Testing Support and implement less complex initiatives with low to moderate risk and exercise independent judgment to guide risk reporting, escalation, and resolution Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in risk management framework and the risk and control environment Collaborate and consult with colleagues, internal partners and management Required Qualifications: 2+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: University degree in Business or related discipline 2+ years of relevant experience in risk management (includes compliance, operational risk, issue identification and validation, internal audit, business process management), Technology Audit, Risk and Control Testing Knowledge and understanding of financial services industry: compliance, risk management, or audit operations Expert knowledge levels and understanding of Technology controls Good understanding of Technology domain and Infrastructure Experience in reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products, and internal controls; and identifying issues resulting from internal and/or external compliance examinations Experience in testing policy, procedures, control, and business process testing Experience in creating, executing, and documenting compliance, control, and business process testing Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) Ability to take on a high level of responsibility, initiative, and accountability Minimum 2+ years at Big Four/super regional public accounting firm with experience in Technology testing, regulatory, and/or business process, advisory/consulting service. Experience supporting SOX/SOC, Regulatory Exams (Domestic and Intl), Audits, or other technology control related assessments. Strong critical thinking skills with ability to credibly challenge status quo. Strong organization and prioritization skills. Strong relationship management skills: ability to negotiate difficult positions without harming relationships Strong team player and ability to work with minimum guidance Job Expectations: Responsibilities of the Specialist role include, but are not limited to: Completes review/testing activities on an accelerated schedule, raising schedule delays as needed while looking for opportunities to remediate schedule issues. Providing meaningful operational and compliance risks assessments of business processes. Strong analytical skills Supporting efforts to effectively challenge risks in processes and evaluate and/or test controls designed to mitigate those risks. Executing substantive and/or control testing with moderate supervision. Executing the test of design and operating effectiveness for RCSA (Risk & Compliance Self-Assessment) controls. Completes all testing and documentation under limited supervision and appropriately retains all work papers (testing schedule, templates, work-papers, deferrals, deviations, etc.). Providing consultation and subject matter expertise for process related matters including evaluating severity of control deficiencies and related remediation efforts. Documenting test results and any issues identified while also providing recommendations to management. Providing Credible Challenge to the First Line Units as needed. Acting as a change agent for continual improvement of the control environment Chartered Accountant Certified Management Accounting Certified Public Accountant (CPA) Certified Internal Auditor (CIA) MBA Finance/PGDBA Certified Regulatory Compliance Manager (CRCM) Cybersecurity and Infrastructure Security Agency (CISA) Certified Information Security Manager (CISM) Certified in Risk and Information System Control (CRISC) Information Security Management Systems (ISMS) Data Management information