Global Head, Regulatory and Compliance Operations Winfort

8.0 - 12.0 years

0 Lacs

karnataka

On-site

The responsibilities of the Head of Regulatory and Compliance Operations involve overseeing global activities for multiple teams within Regulatory and Compliance Operations. This includes managing operational, cost, capability, strategy, and delivery aspects. You will be required to provide clear guidance and leadership to onshore and offshore teams across 11 locations, who are responsible for executing controls and checks to handle FCC, Regulatory Compliance, and Tax compliance operations for the business in various jurisdictions. Your role will also involve safeguarding the reputation and integrity of the Group by ensuring that operational processing and administrative activities are carried out in compliance with local laws and regulations. It is essential to achieve a satisfactory grading in audits to avoid fines or sanctions. You will need to establish procedures that enhance efficiency and reduce risks and costs in the processes and systems utilized for the functions in scope. Collaboration with Line of Businesses is crucial to implementing proposed initiatives and prioritizing resources effectively to mitigate risks in the operational area. It is imperative to maintain control and governance of Audit, Assurance, and MSII outcomes within specified timelines. Managing costs within the Annual Operation Plan budget, including resource allocation, is also a key aspect of the role. Tracking and overseeing Change Transformation activities, as well as supporting the delivery of major programs in alignment with Global Standards, are part of your responsibilities. Building strong relationships with key stakeholders such as Financial Crime Risk Stewards, Regulatory Compliance, HR, Legal, and Global Business/Global Functions (GB/GF) is essential for proactive communication and effective management. You will be responsible for ensuring that any local control requirements deviating from Group policies are justified and implemented appropriately.,

Posted 2 weeks ago

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