12 Cersai Jobs

Role & Responsibilities Ensuring proper planning for all market activities, coordinate with Branch Manager for activities which will be done in conjunction with other branch staff Maintain daily sales efficiency by ensuring leads are updated in daily sales report. Generating new business and ensure the productivity month on month basis Ensure all customers provide references, improve customer satisfaction in order to increase retention Attend personal discussion with customer to understand customer profile. Provide insights to credit team to reduce fraudulent cases Proper sales planning activities in areas to increase customer connect Planning customer visits to old customers/ HNI customers who have closed accounts to bring them back to SBFC Follow up on interest collection to minimize penal charges for each customer and increase customer loyalty Attend all trainings on policy and process changes as and when required

Role & responsibilities Assistance in Board and Shareholders meeting management and managing the tool on board communication. Assistance in ensuring periodic updation / revision of policies and SoPs and also maintaining repository of the same Possess basic knowledge of SEBI (Alternative Investment Funds) Regulations, 2012, SEBI (Intermediaries) Regulation 2008 and Sebi (Prohibition of Insider Trading) Regulation 2015. Assisting in SEBI compliance requirements including Quarterly Compliance Reports, Compliance Test Reports, PPM updates and PPM audits, etc. MCA Filings for the Investment Management Entity: Handled event-based and annual filings of MCA forms (e.g., PAS-6, MSME-1, DPT-3, DIR-12) in compliance with the Companies Act, 2013. Having a prior experience of Managing a Compliance Management Tool (Preferred) and assistance in conduct of Compliance and Risk committee meetings. Monitoring the complaints weekly on Smart ODR and SEBI Scores. Ability to handle internal auditors and statutory auditor to the extent of secretarial and compliance data. Ensuring Quarterly reconciliation of funds holding statement. Maintain and update the various registrations for the Investment Manager and Funds.( FINRA filing, FIU Registration & SAM filing, CKYC Portal). Ensuring compliances in relation to PMLA and circulars issued by SEBI & CERSAI. Ability to handle investor on boarding and sanction screening along with ongoing monitoring of FATFA jurisdictions. Having a basic understanding of operational matters pertaining to set up of Alternative Investment Fund such ISIN Creation for the Funds, Opening and maintaining of Escrow, custodian and Demat Accounts of the Funds. Such other matters as may be assigned from time to time. Preferred candidate profile Minimum 5 years of post-CS qualification experience. Preference for candidates from the BFSI/NBFC industry or those interested in working in this sector. Candidates with an interest in working with public sector companies are welcome.

Position Assistant Manager/ Dy. Manager/ Manager/ Sr. Manager Mid Office Function / Job Family Account Manager- Credit Administration Department (CAD) Qualification Graduate from any recognized University, preferably with a professional qualification like CA/CS/LLB/MBA No of years of experience Minimum PQE of 2 to 5 years working in Banking/Financial Institutions/NBFC Sectors handling the role of CAD. Preference will be given to person having experience of working in Credit Administration in Banks/Financial Institutions/NBFC’s. Skills 1. Expertise in Corporate Loan documentation and processing of Loan disbursement. 2. Knowledge about statutory/ regulatory filings like ROC/ CERSAI/ NESL/ CKYC. 3. Excellent communication and interpersonal skills. 4. Proficiency in MS-Office & LMS. Position Objective / Responsibilities 1. Coordination with customer, external vendors and internal Stakeholders for smooth and timely processing of disbursement request. 2. Timely and accurate execution and registration of financing and security creation documents. 3. Facilitating opening of Escrow account. 4. Facilitating procurement of Insurance policies. 5. Updation of covenants & collateral in Loan Management Software. 6. Regular follow-up with customer for timely compliance of sanction conditions. 7. Ensuring timely compliance of statutory/ regulatory filing viz ROC & CERSAI, NESL, CKYC and sharing of data with auditors within stipulated timelines. 8. Addressing to queries raised by auditors and closure of same within timelines. CTC As per Industry Standards

Role & responsibilities Sound communication skills • Should have worked in working Capital Products • Knowledge with regards to SL reading & interpretation, Legal Documentation preparation & execution for Working Capital businesses • Compliance of SL conditions • Compliance of Security conditions (Hypothecation, Mortgages, Pledge, Liquid securities etc.) • Should have knowledge of CERSAI and ROC Interested candidates: contact:8341137995-kavya.p

Role & responsibilities Handling statutory audit up to preparation of annual report. Active role in preparation of quarterly limited review report/annual report/ CARO report, IFC report etc. by statutory auditors. Quarterly and annual finalization of Accounts of company. Ensuring smooth functioning of Banking & Payments function including timely submission of statements/ reports/ data. Provide data and support for income tax audit & GST audit. Provide support for reply to notices from tax and other government authorities. Provide necessary support to the shipyard accounts team. Provide information to be submitted to stock exchanges under various regulations. Provide data and information for drafting of Directors Report/Annual Report etc. Obtain CA Certificates for various purposes - bidding / facility registration etc. SAP implementation support. Ensure effective implementation of IFCs (internal financial controls) including documentation. Provide support / data/ documents to Treasury Dept for new borrowings etc. Provide inputs for annual budget/ project budget in respect of finance cost etc. Coordinate Execution of documents for bank borrowing etc. Coordinate periodical meetings of bankers consortium / lenders including their shipyard visit. Provide support / data/ documents in case of QIP/ FPO etc. Ensure that detail in CERSAI, MCA etc. in respect of creation/satisfaction of charges is up to date. Coordination with associate/ subsidiary/ parent company for proper consolidation of financials

About the Company - PlusWealth Capital Management , a high-frequency trading organization established in 2008, is a leader in innovative trading solutions. Join us as a Compliance Manager to shape the future of trading. Responsibilities - Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3) Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA, Investors, Vendors, Consultants Looking after Daily/ Monthly/ Quarterly/ Half yearly/ Annual compliances of the AIF, Stock Broking, Depository Participant towards regulators including SEBI, IFSCA, Stock Exchanges, CDSL, MCA, Custodian, Fund Accountant, Tax Consultant and Auditors and Investors (Compliance Calendar of Stock Exchanges can be referred to for detailed tasks alongside monthly compliance calendars issued by consultant for AIF) Ensuring smooth functioning and conduct of all kinds of Audits, Inspections & Investigations of the organization conducted by SEBI, IFSCA, Exchanges, Depositories etc scheduled on regular or ad-hoc basis Handling Ad hoc queries from the Regulators (SEBI / IFSCA / GIFT Authority), Investigation / Surveillance Divisions of Exchanges / Depository, KRA, CERSAI, CKYC, FIU including Clients / Investors and RMS/Trading/Accounts division of the organization etc Reviewing E-mail boxes of all the entities mentioned above on daily basis to ensure every important communication gets addressed by the authorities Dealing with auditors, inspecting officials, stake holders, vendors, consultants on regular basis In addition to the above roles and responsibilities, the person will also overlooking / supervising / performing daily tasks as mentioned in attached tasks list of Compliance and DP departments Show more Show less

Taking Legal actions against defaulting borrowers To draft and issue notices u/s 138 of Negotiable Instruments Act, Demand Notices, Recall Notices, Notices u/s 13 (2) of SARFAESI Act, Takeover Notices, Winding up Notices, Replies, Letters, Correspondences etc. Initiating action in the Corporate Insolvency Resolution Process (CIRP) process for recovery of loans out of NPA cases. To draft Possession Notice, Public Auction Notice and getting it published in the newspaper. Vetting of Original Applications, Securitization Applications, Company Petitions, Writ Petitions, Suits, Appeals, Revision Applications, Affidavits, Replies, Say, Written Statements, etc. To draft & scrutinize the loan documentation including security documents as well loan closure documents To Report/Update Charges/Mortgages with RoC and the Central Registry (CERSAI). Registration of mortgage/charge documents with concerned Sub-Registrar/s & RoC. Maintain and update legal MIS/Data/ Records/ Register/Files Appearance before concerned Court/ authorities for all cases related to SICOM, its subsidiaries and its employees as and when required or directed. Assistance for statutory and legal requirements.

Role & responsibilities : To take care of life cycle related activities of loan account as part of Transaction Processing Unit in central operations. Process on Loan account re-scheduling, loan closure & foreclosure requests. Ensure ROI modification & applicable PreEMI, EMI effect to loan account. To take CERSAI, CKYC, Re-KYC activities for closure as per the TAT defined. Coordinate with branch/ central team/partners and related stakeholders for smooth functioning & processes. Ensure to modify process document & IT enhancements. Handle audit related requirements and provide suitable resolutions. Responsible for due diligence & compliances of the activities handled. Preferred candidate profile : Graduate from a reputed college Masters degree/ MBA preferred, but not mandatory 5-7 years of relevant experience in Central operations for retail loans products / processes is mandatory. Experience in loan account closure, reschedulement, CERSAI & CKYC processing will be preferred. Well versed with MS Excel, MS Powerpoint, MS Word Exposure to CRM and Loan management system is mandatory. Ability to work under tight deadlines and decision-making skills to manage conflicting and changing priorities. Excellent written & verbal communication skills. Drive team to process accurate / timely transactions at all times. Good interpersonal and problem-solving skills.

PFB The JD: Sound communication skills Should have worked in working Capital Products Knowledge with regards to SL reading & interpretation, Legal Documentation preparation & execution for Working Capital businesses Compliance of SL conditions Compliance of Security conditions (Hypothecation, Mortgages, Pledge, Liquid securities etc.) Should have knowledge of CERSAI and ROC Interested candidates can reach out through-kavya.p/8341137995

Crown provides Digital CKYC Technology Platform to scan, store and retrieve KYC information of all customers of banking & financial services clients, that seamlessly links to all banking & loan management systems. Key Responsibilities: Collect, verify, and validate KYC documents as per CKYC norms. Upload KYC records to the CERSAI portal in the prescribed format. Monitor and track CKYC uploads, rejections, and acknowledgments. Rectify and resubmit rejected records within the stipulated timelines. Maintain accurate and up-to-date records of all CKYC submissions. Coordinate with internal departments (Operations, IT, Compliance) for data accuracy and process improvements. Ensure adherence to RBI and SEBI guidelines related to KYC and CKYC. Generate periodic reports and MIS for internal and regulatory review. Assist in audits and inspections related to KYC compliance. Required Qualifications: Bachelors degree in Commerce, Finance, or a related field. 13 years of experience in KYC/CKYC operations in a financial institution or KRA. Familiarity with CERSAI portal and CKYC file formats (XML, etc.). Knowledge of regulatory guidelines from RBI, SEBI, and other financial regulators. Proficiency in MS Excel and data handling tools.

Role & responsibilities PFB The JD: Sound communication skills • Should have worked in working Capital Products • Knowledge with regards to SL reading & interpretation, Legal Documentation preparation & execution for Working Capital businesses • Compliance of SL conditions • Compliance of Security conditions (Hypothecation, Mortgages, Pledge, Liquid securities etc.) • Should have knowledge of CERSAI and ROC Interested candidates: contact:8341137995-kavya.p

Role & responsibilities : • Should have worked in working Capital Products • Knowledge with regards to SL reading & interpretation, Legal Documentation preparation & execution for Working Capital businesses • Compliance of SL conditions • Compliance of Security conditions (Hypothecation, Mortgages, Pledge, Liquid securities etc.) • Should have knowledge of CERSAI and ROC