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1.0 - 2.0 years
1 - 3 Lacs
Ratnagiri
Work from Office
We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .
Posted 2 months ago
2.0 - 3.0 years
2 - 3 Lacs
Bengaluru, Karnataka, India
On-site
Job Title : Depository Participant Executive Location :BGSE financial executive,JC road bangalore Department : Depository Participant Job Overview: We are looking for a Depository Participant Executive with expertise in NSDL , CDSL , and Demat back-office operations . The role involves managing Demat accounts, handling settlement processes, and supporting branch activities. A NISM certification is required. Key Responsibilities: Manage NSDL/CDSL Demat operations (account opening, transfers, settlements). Handle back-office tasks related to Demat services, reconciliations, and documentation. Support branch staff with Demat-related queries and operations. Ensure compliance with SEBI, NSDL, and...
Posted 2 months ago
2.0 - 5.0 years
3 - 5 Lacs
Mumbai, Mumbai Suburban
Work from Office
Job Title: Senior Manager DP (Demat Processing) Operations Department: Operations Reports To: AVP – Operations Job Type: Full-time Job Summary: We are looking for a highly experienced Senior Manager – DP Operations to oversee and manage all aspects of Demat account processing and depository-related operations . The role demands a deep understanding of NSDL/CDSL systems, SEBI regulations, and a proven ability to lead large teams and ensure error-free and compliant operations. Key Responsibilities: End-to-end management of DP operations including account opening/closure, dematerialization/rematerialization, pledging/unpledging, off-market transfers, and corporate actions. Ensure adherence to g...
Posted 2 months ago
2.0 - 6.0 years
0 - 3 Lacs
Mumbai, Mumbai Suburban, Mumbai (All Areas)
Work from Office
Back Office Executive who should have knowledge of capital markets, equity shares, depository operations (NSDL/CDSL). Responsible for supporting operational activities,coordinate with stakeholders to facilitate transactions in the securities market. Required Candidate profile Handle daily back-office operations related to capital market transactions Good in MS Office (Excel, Word) Perform activities-trade settlements, demat/remat requests, pledge, unpledge of shares Perks and benefits To be disclosed post interview
Posted 2 months ago
3.0 - 4.0 years
2 - 5 Lacs
Chandigarh
Work from Office
The Asst. Manager-Depository Ops will handle daily CDSL/NSDL tasks, ensure regulatory compliance, process transactions, manage client servicing, and coordinate with internal teams to ensure efficient and smooth functioning of depository operations. Required Candidate profile Handle daily CDSL/NSDL ops incl. demat, pledge, transfers Ensure timely reporting, reconciliation Manage DIS slips, client query Coordinate audit, SEBI compliance Support MIS, team training & docs
Posted 2 months ago
15.0 - 20.0 years
10 - 20 Lacs
Chennai
Work from Office
Vacancy in Shares Department, MRF Limited Post: Executive in shares department Job Summary We are seeking an experienced candidate to handle in-house Registrar and Share Transfer Agent (RTA) operations in due compliance with SEBI regulations. The role involves managing both physical and dematerialized shareholding processes, handling RTA software and tools, dematerialization of shares, share transmission, issue of duplicate share certificates, share capital reconciliation, dividend processing, record keeping , AGM/e-voting facilitation, IEPF compliance, Interaction with Depositories (NSDL/CDSL), coordination with banks for Dividend pay-outs and related compliance, manage unclaimed dividend a...
Posted 2 months ago
1.0 - 5.0 years
2 - 4 Lacs
Ahmedabad
Work from Office
1Mutul fund DRF, 2Normal Pledge, 3Account Closure 4DIS Scan in CDSL 5Holding file download Required Candidate profile Required only Male Candidate Have experience of Demat operations, DP registration Should be good in typing For further details connect on shweta.rajput@tradebulls.in or 8422827225
Posted 2 months ago
2.0 - 6.0 years
0 Lacs
kolkata, west bengal
On-site
Location - Kolkata(West Bengal) Candidate residing in Kolkata should only apply. Salary - Rs. 45,000 /- per month Job Specification- Candidate studied ICSI (The Institute of Company Secretaries of India) and having membership number should only apply. Job description - Timely submission of various forms, reports and other documents to Exchanges/Depositories. Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time. Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. Updating company forms and internal documents in line with applicable stock broking ...
Posted 2 months ago
2.0 - 7.0 years
2 - 4 Lacs
Mumbai
Work from Office
Job Purpose CDSL (Central Depository Services Limited) is an agent of the depository and provides a link between the account holder or beneficial owner, the Issuing Company, CDSL, the BOs broker, and the Stock Exchange. Duties and Responsibilities • Sending grievances to CDSL. • Opening new demat accounts of clients. • Updating existing clients' demat account bank details. • Downloading CDSL files. • Uploading & checking holdings. • Modifying confirmation letters/closing letters and sending it to the clients. • Updating POA register. (Power Of Attorney) • Allotting UCC code. (Unique Client Code) • Maintaining registers on a daily basis. Qualifications • Education: Any Graduate/Post Graduate/...
Posted 2 months ago
7.0 - 12.0 years
18 - 22 Lacs
Bengaluru
Work from Office
Key Responsibilities: The Compliance Executive ensures adherence to all regulatory and legal requirements established by governing bodies, such as SEBI (Securities and Exchange Board of India), exchanges, and other financial authorities. This role involves monitoring, reporting, and guiding to ensure compliance and mitigate risks. Ensure timely and accurate compliance with SEBI, NSE, BSE, NSDL, CDSL, and other regulatory bodies. Monitor regulatory updates and proactively implement changes in internal systems/policies. Manage day-to-day regulatory communication, clarification, and compliance mail handling. Prepare and submit statutory reports: Global Transaction Statement, STT Certificates, N...
Posted 2 months ago
7.0 - 10.0 years
9 - 12 Lacs
Mumbai
Work from Office
Qualification : CS / LLB Job Profile : JD Manager Compliance: CS/LLB 7-10+ years of experience in stock broking operations only. Excellent organizational skills, including time management, record keeping, self- scheduling, and follow-up. Expertise to draft clear and professional correspondence and other documents of a legal, compliance and business nature. Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines. Job Description: Responsible for regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. Manage all operational processes as per regulatory framewor...
Posted 2 months ago
2.0 - 4.0 years
6 - 6 Lacs
Bengaluru, Karnataka, India
On-site
DP- Senioir manager HOD - DP & Commodity, RMS Overall supervision of DP,Commodity& RMS Implementation of new back office software Overall responsibilities as below Settlement- Dis execution- Market, Off Market, Pledge Transmission Closure of Accounts Account Opening - NSDL,CDSL, KYC, ReKYC, CKYC, Modifications, KRA etc - DP, Trading, Commodity, & SLBM Demat-Remat- Redemption Billing- Daily billing process Modification of Accounts- Demat/Trading Pledge/Release activities Interacting with on boarding client - Front office Interacting with clients over phone/Email Branch Interaction on regular basis/query related Ensuring of smooth process on daily basis Training to new joinees SLBM - Client re...
Posted 2 months ago
2.0 - 7.0 years
3 - 8 Lacs
Chennai
Work from Office
of the Role & responsibilities We are looking for Company Secretary All Corporate Social Responsibility Activity About you Strong understanding of Indian Companies Act and relevant regulations At least 3 years of working experience as a Company Secretary. Should be a qualified CS Preferred candidate profile : Candidate must have completed CS(Company Secretary) course with experience of one to two years
Posted 2 months ago
3.0 - 5.0 years
6 - 7 Lacs
Mumbai
Work from Office
We are looking for a qualified and experienced Company Secretary with 3 - 5 years of post-membership experience, preferably in a listed company, to ensure effective corporate governance, regulatory compliance, and support for the Board of Directors. Key Responsibilities: o Ensure compliance with Companies Act, SEBI (LODR), and other applicable corporate laws and regulations o Organize and coordinate Board Meetings, Annual General Meetings (AGMs), and Committee Meetings, including drafting notices, agendas, and minutes o Maintain statutory registers and records under the Companies Act o Filing of forms and returns with MCA, ROC, and SEBI o Liaison with regulatory bodies like Stock Exchanges, ...
Posted 2 months ago
1.0 - 6.0 years
3 - 8 Lacs
Mumbai Suburban, Navi Mumbai, Mumbai (All Areas)
Work from Office
Responsible for day to day activities related to admission of issuer companies & subsequent app in Admission Cell. Co-ordinate with RTAs/Issuer Companies/Exchanges/market participants & other Dept. Preparing various reports/MIS Required Candidate profile Min 1-6 yrs exp in capital markets in DP-Ops in MII'S Well conversant with depository operations and Dmat Account Opening & Closing Good analytical and verbal & written Communication Skills
Posted 2 months ago
2.0 - 5.0 years
3 - 6 Lacs
Gurugram
Work from Office
Job Description Job Description: Company Secretary | Industry: Financial Services | Location: Gurgaon | Experience Required: 2 to 5 Years | Salary Range: 25,000 to 50,000 per month | Working Days: 6 Days | Contact: Gunjan - 9990738599 (WhatsApp or Call) Note: If you want your CV shortlisted, Copy, Paste and fill out the below form for a better response. Job Apply Link: https://shorturl.at/0Xtm6 Job Title: Company Secretary Location: Gurgaon Job Type: Full-time Working Days- 5.5 days working ( 2nd and 4th Saturday off ) during peak working season it's 6 days working. Job Summary: As a Company Secretary, you will ensure compliance with regulatory requirements, maintain corporate governance, an...
Posted 3 months ago
6.0 - 7.0 years
8 - 9 Lacs
Mumbai
Work from Office
Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Banks operational processes and inspire to delight our business partners through our multiple banking delivery channels. Job Purpose Leads BAU and establishes link between Team & Senior Management. Key Requirements Key Accountabilities To lead & manage BAU & Operation. Accuracy To ensure at least 100% accuracy. Timely fulfilment of Regulatory (NSDL/CDSL/SEBI/RBI) Requirements. Should be aware of the latest SEB...
Posted 3 months ago
3.0 - 8.0 years
3 - 5 Lacs
Noida
Work from Office
Account Opening, Dematerialization/Rematerialization,Transmission,Pledge,Margin Pledge/Freeze/Unfreeze,etc Verify and process client documentation in line with SEBI & DP norms Monitor & Manage DP systems(e.g., Local DPM, eDPM, NDML, IDeAS, DP Secure) Required Candidate profile DP Back Office Compliance & Doc. etc. Coordinate with RTAs,NSDL&internal Depts.,for Operational Activities Process DIS slips&oversees off-market/inter-Depository Transfers Male Candidate below age 35 Perks and benefits Performance Bonus
Posted 3 months ago
2.0 - 3.0 years
4 - 5 Lacs
Ahmedabad
Work from Office
Executive in Demat Division NSDL Location: Ahmedabad Experience: 2 - 3 Years Expand Job Details Duties & Responsibilities: Monthly, Quarterly, Half yearly, yearly Report submissions to NSDL Downloading and submitting NSDL PMLA report Modification and verification of Accounts, DIS slip, and DRFs Checking and reporting Grievance every month Preparation of MIS Pay-in & Pay-out BuyBack & Early Pay-in Qualifications: Experience in capital market preferably in DP/RTA or broking firm. Good communication skills. Proficient in Microsoft Excel, Word. NCFM DP Module certified preferred Salary: Best in Industry *Additional incentives based on Performance Apply Now
Posted 3 months ago
0.0 - 5.0 years
2 - 6 Lacs
Thane, Navi Mumbai, Mumbai (All Areas)
Work from Office
Assist Compliance Officer in compliance duties for regulations & rules issued by SEBI Monitor the resolution of client grievances for all projects Support the Compliance Officer in monitoring the compliance of Operations Provide regular reports Required Candidate profile Understanding of compliance regulations Compliance-related duties for regulations and rules issued by SEBI under KRA Regulation, UIDAI, CCA, GSTN, or the Central Government. Contact-Ankit-8104808547
Posted 3 months ago
1.0 - 3.0 years
5 - 8 Lacs
Mumbai
Work from Office
Back Office Analyst Operations Full time Role Description: As a Back Office Executive, the candidate will be working closely with the back office team to overlook the entire back-office work of equities and derivatives segment of all exchanges and DP operations. We are looking for a driven candidate who is willing to take initiative to improve and upgrade the back office system by remaining in touch with the back office vendor. The candidate will be responsible for uploading different files through NMASS and ENIT to the exchange. Additionally, the candidate is expected to conduct all BOD and EOD tasks for Cash and FO segment. The candidate is required to have previous experience in a similar...
Posted 3 months ago
5.0 - 10.0 years
25 - 30 Lacs
Bengaluru
Work from Office
Role CFO (Chief Financial Officer) Reporting Manager Co Founder Work Arrangement (Onsite/Hybrid/Remote)Work from Office Location (City, Country)Bangalore, India Years of Work Experience (Approx.) 10+ years About the Company : - The Company is at the forefront of financial innovation with its cutting-edge fintech app and web platform tailored for traders. Leveraging AI and data science, the platform integrates a suite of professional-grade trading tools into a single, user-friendly interface. - This empowers both experienced traders and newcomers to make informed decisions and execute profitable trades. The team comprises seasoned leaders with a proven track record of scaling tech businesses,...
Posted 3 months ago
5 - 10 years
5 - 15 Lacs
Gurugram
Work from Office
Existing experience in DP Operations is Mandatory Pledge/Unpledged, Repledge/Unrepledge of Shares as Collateral. BO ID Creation / Modification / Closure. Well versed with KYC guidelines of CDSL/ NSDL and SEBI and Demat account opening.
Posted 4 months ago
1 - 5 years
0 - 0 Lacs
Noida, Delhi / NCR
Work from Office
Immediate Joiner Preferred. Role & Responsibilities: Set up the processes and manage the secretarial compliances for the main company and its subsidiary/associate companies. We are seeking a qualified Company Secretary to provide administrative and governance support to our Board of Directors. The successful candidate will ensure compliance with regulatory requirements, maintain accurate records, and provide guidance on corporate governance matters. 1. Ensure compliance with relevant laws, regulations, and corporate governance standards. 2. Prepare and maintain accurate and up-to-date records, including minutes of Board meetings. 3. Provide administrative support to the Board of Directors, i...
Posted 4 months ago
3 - 8 years
4 - 5 Lacs
Mumbai
Work from Office
Hi, We are looking for a Broker Compliance (Stock Market) Designation - Broker Compliance (Stock Market) Location - Mumbai. Interview - Walking Salary - 40K - 45K Experience - 3 + Years (in Share market) Interested candidates, can share their CVs at ranjeet@dreamjobz.co.in or call me at 9031066404. Job Title - Executive - Compliance Job Purpose Compliance personnel work is to ensure that the activities of their employing companies adhere to guidelines established by the government or non-profit agencies that regulate them. Duties and Responsibilities Conducting CPE (Training Program) and Examination of all (Employees, Sub-brokers and Authorised Person). Taking care of documentation for empan...
Posted 4 months ago
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