Compliance Advisory Expert CULMINANT EXECUTIVE SERVICES PRIVATE LIMITED

7.0 - 10.0 years

5 - 15 Lacs

kolkata, pune, gurugram

Work from Office

Roles & Responsibilities • Help deliver the yearly compliance Advisory plan by completing assigned tasks accurately and on time. • Identify gaps or weaknesses in controls, determine root causes, and suggest practical solutions to reduce risks. • Collaborate with the Head of Compliance Advisory to agree action plans with the business and follow up to ensure risks are addressed and closed. Escalate any concerns where necessary. • Stay informed about UK regulatory changes, particularly those from the FCA, and assess their impact on the companys risk profile and operations. • The role is focused on providing outsourced compliance Advisory services to UK-regulated firms, ensuring all activities m...

Posted 1 week ago

AI Match Score

Apply

Sr Consultant, Control Testing Northern Trust Corp.

2.0 - 6.0 years

0 Lacs

karnataka

On-site

You will be working as a Senior Consultant in the Business Service Control team at Northern Trust, a globally recognized financial institution with more than 130 years of experience and over 22,000 partners. In this role, you will be responsible for collaborating with Control partners and practice managers to implement control best practices, assess risks, advise on control enhancements, and identify control gaps and improvement opportunities. Your key responsibilities will include conducting risk-based control reviews, analyzing processes and controls, evaluating control design and execution effectiveness, documenting test findings, ensuring alignment with organizational standards and regul...

Posted 2 months ago

AI Match Score

Apply

Sr Consultant, Control Testing Northern Trust

5.0 - 9.0 years

0 Lacs

karnataka

On-site

As a Senior Consultant- Business Service Control at Northern Trust, you will be responsible for collaborating with Control partners & practice managers to execute control best practices effectively. Your role will involve conducting risk-based control reviews, analyzing processes & controls, assessing control design and execution effectiveness, identifying control gaps & enhancement opportunities, and providing recommendations to strengthen control weaknesses. You will also review policies, procedures, operational loss remediation, participate in Audit Remediation and regulatory testing, and escalate risk and control related matters to the Control Manager. Additionally, you will be involved ...

Posted 2 months ago

AI Match Score

Apply

Compliance Monitoring Expert Wipro Limited

3.0 - 7.0 years

0 Lacs

vadodara, gujarat

On-site

As a Compliance Monitoring Expert at Servaada, a Wipro company, you will play a crucial role in ensuring compliance with regulatory requirements for retail investments and pensions. This new role is central to the organization's growth agenda, focusing on leading strategic deals and enhancing financial outsourcing services. Servaada, authorized by the FCA, offers regulated outsourcing services in the Financial Services industry. Our clients include leading providers for pension schemes and investment platforms, with a focus on delivering business and technology process outsourcing services for front and back-office operations. Your role as a Compliance Monitoring Expert comes with competitiv...

Posted 3 months ago

AI Match Score

Apply

AVP Investment Banking Operations Manning Consulting

10.0 - 20.0 years

25 - 27 Lacs

Chennai

Hybrid

We are Hiring | AVP Banking Operations | Chennai | UK Captive Package up to 27 LPA Key Responsibilities Manage day-to-day banking operations like: Trade screening, settlements, payments, and corporate actions. Identifying and resolving any processing or compliance issues. Ensure compliance with global regulatory requirements like CASS . Lead or contribute to process improvement and risk mitigation projects. Develop and implement controls to keep operations safe, efficient, and compliant. Create reports and presentations for internal senior stakeholders. Stay up to date with industry trends and apply best practices. Collaborate across departments to align business and operations goals. Mentor...

Posted 3 months ago

AI Match Score

Apply

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.