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1 - 3 years

4 - 6 Lacs

Chennai

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Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction

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3 - 8 years

4 - 5 Lacs

Mumbai

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Hi, We are looking for a Broker Compliance (Stock Market) Designation - Broker Compliance (Stock Market) Location - Mumbai. Interview - Walking Salary - 40K - 45K Experience - 3 + Years (in Share market) Interested candidates, can share their CVs at ranjeet@dreamjobz.co.in or call me at 9031066404. Job Title - Executive - Compliance Job Purpose Compliance personnel work is to ensure that the activities of their employing companies adhere to guidelines established by the government or non-profit agencies that regulate them. Duties and Responsibilities Conducting CPE (Training Program) and Examination of all (Employees, Sub-brokers and Authorised Person). Taking care of documentation for empanelment with various financial institutions. Registering authorized person. Cancellation of sub-brokers registration. Coordinating with various departments in regards to data collation which is required to be submitted with various authorities. Handling any other ad-hoc work assigned by senior/management. Taking care of various Compliances of MCX/NCDEX/NSE/BSE/MCX-SX includes : Submission of Annual Return (AR) Annual Compliance Report (ACR) Disclosure of share holding pattern - 1% holding of listed shares - Quarterly. Half yearly Networth Certificate. Internal Audit Report Risk based supervision Enhanced supervision compliances Limits setting of clients/branches/Compliance Officer Certificate. compliance System Audit Report Upload of Insurance policies with various exchanges Qualifications Education Any Graduate/Post Graduate Skills Required Good Communication Skills Good Interpersonal Skills Coordination Skills Patience Working conditions Candidate should 1-3 years of experience in Shthe are Market / Stock Broking industry. Physical Requirements Should be male/female candidate only.

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0 - 2 years

0 - 0 Lacs

Hyderabad

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Dear Candidate, We have a job opportunity for the position of Company Secretary and Compliance Officer for our company Mold-Tek Technologies. Also attached is the brief Job Description of the position. Job Description : Role : Company Secretary and Compliance Officer (Male) Location : Jubilee Hills, Hyderabad Experience : 0-2 Years 1. Organizing, Preparing Agendas & Minutes of Board Meetings and General Meetings 2. Through Knowledge about the SEBI Regulations (LODR/PIT/SAST) 3. Hands on experience in filings with regulatory authorities related to ROC/ NSE/ BSE/ NSDL/ CDSL 4. Compliances under Companies Act, 2013 5. Maintaining Statutory Books and Registers 6. Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action 7. Managing online/ electronic portals of NSE, BSE & SEBI SCORES, redressing shareholder grievances 8. Liaising with external regulators and advisors such as consultants and auditors 9. Preparation and Finalization of Notice of AGM, Directors Report and its Annexures, Corporate Governance Report etc. by coordinating with different departments 10. Educating Management about recent changes in statute and its impact on Companys business 11. Compliance pertaining to ESOS of the Company 12. Compliance pertaining to recommendation, declaration and payment of interim and final dividends 13. Maintaining Investors section of the Companys website 14. All IEPF related Compliances. This position will get chance to work with the leadership team and gain exposure to entire business operations. The position shall be based of our Head Quarters i.e., Hyderabad. Group has two companies, one is Mold-Tek Packaging Ltd (Manufacturing) and another Mold-Tek Technologies Ltd.(ITES), both are public listed companies listed on BSE & NSE. We are looking enthusiastic candidates who are holding strong Inter Personal Skills, Business Acumen, Go Getters, thrive to excel with organization. Please visit www.moldtekgroup.com to know more about our organization. We advise you to revert about your interest in this position by replying to this email ch.suresh@moldtekindia.com and share your updated resume or you can reach me on 9100060075.

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2 - 7 years

4 - 8 Lacs

Mumbai

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SUMMARY Job Responsibilities: 1) Generating and providing quotations to the field staff. 2) Creating presentations for dealers and architects. 3) Managing daily orders received from sales and updating the factory accordingly. 4) Submitting daily reports to the management as required. 5) Coordinating on a daily basis between the factory and the sales team. 6) Following up on payments with the sales team on a daily basis. Qualifications & Experience Required: A Bachelor’s degree and 2 - 4 years’ experience in Sales Coordination or related fields. Demonstrated experience in handling dealers and architects. Proficiency in vendor management. Ability to handle procurement, including raising purchase orders and managing licenses. Excellent communication and stakeholder management skills. Proficient in MS Office and other relevant tools for reporting. Requirements Bachelor’s degree 2-4 years of experience in Sales Coordination or related fields Proven experience in dealer and architect handling Vendor management skills Proficiency in MS Office and relevant reporting tools

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2 - 5 years

5 - 7 Lacs

Delhi NCR, Delhi, Gurgaon

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Looking for candidate as Senior Executive Company Secretarial for Aviation company based in Gurugram Locomotor disability,Dwarf,Acid Attack,LGBTQ only apply Exp in conducting Board Meetings, Audit Committee Meetings, and other Committee Meetings Required Candidate profile Preparation of Notices, Agenda papers, and Minutes of the Board, Audit Committee, and Committee Meetings Printing and dispatch of Annual Report to shareholders of the Company Int candidate revert back

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1 - 6 years

2 - 5 Lacs

Coimbatore

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Dear All, Greetings from AnandRathi !! We are currently hiring for Equity advisor @ Coimbatore location Job Description As part of the dealing team you are responsible to Provide excellent advisory services to clients and manage their portfolio by providing best industry knowledge. Develop new clients and retain client customer base. Job Responsibilities Execute the orders on behalf of clients. Confirmation of trade done by EOD. Ensure the volume of trade is higher & clients trade frequently. Promoting research calls to increase volume & frequently. Daily processing & confirmation of trades. Punch orders for clients on NSE/ BSE terminals. Monitor client exposure limits. Solving queries of the customers. Drive focus on generating new business/client base o Responsible to ensure all activities are in adherence as per Compliance framework. New A/C opening and manage portfolio. Accelerating client base. 3rd party products sales (MF, Insurance, SIP ,PMS, private equity etc) NISM 8 certified is must. Interested candidate can share their updated resume at nithyamanoharan@rathi.com or 9884188091

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1 - 6 years

2 - 5 Lacs

Chennai

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Dear All, Greetings from AnandRathi !! We are currently hiring for Equity advisor @ Chennai Job Description As part of the dealing team you are responsible to Provide excellent advisory services to clients and manage their portfolio by providing best industry knowledge. Develop new clients and retain client customer base. Job Responsibilities Execute the orders on behalf of clients. Confirmation of trade done by EOD. Ensure the volume of trade is higher & clients trade frequently. Promoting research calls to increase volume & frequently. Daily processing & confirmation of trades. Punch orders for clients on NSE/ BSE terminals. Monitor client exposure limits. Solving queries of the customers. Drive focus on generating new business/client base o Responsible to ensure all activities are in adherence as per Compliance framework. New A/C opening and manage portfolio. Accelerating client base. 3rd party products sales (MF, Insurance, SIP ,PMS, private equity etc) NISM 8 certified is must. Interested candidate can share their updated resume at nithyamanoharan@rathi.com or 9884188091

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2 - 7 years

4 - 8 Lacs

Mumbai

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SUMMARY Job Opening: Senior Executive Secretarial Department An exciting opportunity is available for a Senior Executive in the Secretarial Department at a reputed Building Materials Manufacturing Company in Kanjurmarg-Mumbai. The ideal candidate will assist the Company Secretary and senior management in corporate secretarial and administrative tasks, ensuring compliance with applicable laws and regulations, and handling various corporate governance matters. Responsibilities: Assist the Company Secretary & senior management in corporate secretarial and administrative tasks Ensure compliance with applicable laws and regulations Prepare and file statutory documents, support corporate governance matters Draft board and committee papers, complete pre & post-meeting compliances Coordinate with regulatory authorities and maintain structured digital records Handle compliance for private companies & LLPs, track regulatory updates, and prepare MIS Requirements Requirements: Strong knowledge of Companies Act, SEBI Regulations Experience with BSE, NSE, MCA, and SCORES portals Excellent communication, organizational skills & attention to detail Ability to work under pressure and meet deadlines Experience: 1-2 Years

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1 - 6 years

2 - 6 Lacs

Chennai, Bengaluru, Hyderabad

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Dear Candidate, Greetings From "APEX SERVICES" Designation - Equity Dealer Min Experience -1 YRS & above CTC - 6 LPA.. Job Description: 1. Trading on behalf of the clients and Advising clients on market Queries 2. Building relationships with NRI clients & educating them about Investments 3. Client Acquisition as per targets and cross selling of 3rd party products (MF, Insurance, SIP etc) Skills:- Minimum Graduation Should have a sound understanding / knowledge of capital markets. Should be result-oriented, self-starter, proactive, good communication skills. Should be certified in Equity Derivative Certificate (NISM 8) - Mandatory. Kindly reply with an updated CV on apex.mitalihr@gmail.com if you are interested in the mentioned Job Role. you can also call on 8112416630.

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7 - 12 years

8 - 15 Lacs

Mumbai

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To undertake compliance testing for new circulars/ regulations and existing circulars / regulations to ensure compliance with respect to regulatory circulars issued by SEBI, NSDL, CDSL, NSE, BSE, MSE, ICCL, NCL etc. Liaison with regulators for seeking clarifications / guidance on specific matters. To disseminate regulatory guidelines to concerned units and to Issue guidelines / assist concerned teams on regulatory circulars. Ensure compliance to orders issued by SEBI and submit timely response to SEBI on various requirements. Coordination with Banks internal teams and external auditors for facilitating regulatory audits. Assist in issuance of compliance testing report in time bound manner. Close co-ordination with Operations and Business team of Custody, Depository and Treasury units for implementation of regulatory guidelines and periodic regulatory submissions. To undertake compliance testing for new circulars/ regulations and existing circulars / regulations to ensure compliance with respect to regulatory circulars issued by SEBI, NSDL, CDSL, NSE, BSE, MSE, ICCL, NCL etc. Liaison with regulators for seeking clarifications / guidance on specific matters. To disseminate regulatory guidelines to concerned units and to Issue guidelines / assist concerned teams on regulatory circulars. Ensure compliance to orders issued by SEBI and submit timely response to SEBI on various requirements. Coordination with Banks internal teams and external auditors for facilitating regulatory audits. Assist in issuance of compliance testing report in time bound manner. Close co-ordination with Operations and Business team of Custody, Depository and Treasury units for implementation of regulatory guidelines and periodic regulatory submissions.

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2 - 7 years

4 - 4 Lacs

Kolkata

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Execution online order of commodities Prepare report of sales and execution After market calling up clients for building relationship Required Candidate profile Experience in Commodity Trading Looking for candidates from Kolkata only

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0 - 1 years

1 - 2 Lacs

Mumbai Suburbs, Mumbai (All Areas)

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We are looking for freshers, both graduates or post graduates in Commerce in the role of apprentices to augment our operations at Finance. Basic accounting and understanding of financial concepts is must while all needed training to handle the role carved out would be provided by us. Roles on offer are: - Accounts payable and vendor management Preparation of Bank reconciliation statements for expense side bank accounts on daily basis and following up with the respective stakeholders for clearing of the open items. Vendor creation in expense management system, EAMbrace and Financial accounting system, Oracle. Employee addition, deletion, modification in EAMbrace and Oracle Employee Reimbursement checking in EAMbrace as Finance Approver 1 Employee and Vendor Invoice initiation in Oracle Monthly Provisions checking for select departments and uploading in Oracle Salary, FNF, NPS, PF entries in Oracle TDS and GST related entries after review of Tax team Preparation of Monthly schedule of Deposits, Salary related liabilities. Investment operations Preparing Cash flow on daily basis to ascertain the fund availability for investments. Preparation of Bank reconciliation statements for expense side bank accounts on daily basis and following up with the respective stakeholders for clearing of the open items. Ensuring timely reconciliation of all investment operations related data like holding, accruals, cash & bank. Monitor timely, accurate, settlement of trades. Monitor timely coordinating with counter party, custodian & broker for primary and secondary market transaction. Monitor corporate actions details from the agreed sources and verify the same with custodian or other sources. Ensuring adequate checks and controls over Life Insurance technical accounts like Premium, Re-insurance and Claims. Various investment accounts related reconciliation between Investment and Finance Books. Work Location: Mumbai Stipend: 15k per month

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3 - 7 years

4 - 6 Lacs

Lucknow

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The Responsibilities are conducting internal audits , controls, compliance with regulatory requirements. The ideal candidate will possess a strong understanding of the Indian stock broking industry, relevant regulations (SEBI, Exchanges, etc.).

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0 - 1 years

1 - 1 Lacs

Navi Mumbai

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We seek a dynamic Relationship Manager passionate about financial planning, wealth management, and operations. The role involves managing client relationships, providing tailored investment solutions, and ensuring seamless financial transactions.

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1 - 4 years

3 - 5 Lacs

Bengaluru

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Job Title: RMS in Stock Broking Company Location: Tradejini Financial Services, 4th block Jayanagar, Bangalore About Us: Tradejini Financial Services, a leading stock broking firm, is seeking a detail-oriented RMS Executive to streamline our daily operations and regulatory compliance. Key Responsibilities: Manage fund settlements: client receipts, payouts, reconciliations, and income bookings. Oversee margin allocation, fund flows, and regulatory reporting. Ensure compliance with audits, inspections, and SEBI regulations. Work on the Class Back-office system for operational tasks. Handle regulatory filings: margin, FIU, cyber security, and holding statements. Maintain accurate records and monitor grievance emails for timely resolution. What We’re Looking For: Experience in financial services operations, preferably stock broking. Knowledge of SEBI compliance and Class Back-office systems. Strong organizational and problem-solving skills. Why Join Us? Be part of a dynamic team, work on impactful projects, and grow with a company that values excellence. How to Apply: Send your resume to HR Krishna - 9625348774 with the subject line "RMS Executive Application." Take your career to the next level with Tradejini! Location - https://g.co/kgs/wfuPbVf

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6 - 10 years

7 - 15 Lacs

Navi Mumbai

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We are hiring for the position of AM-Company Secretary for Mahape, Navi Mumbai Location, this opening is with Chembond Water Technologies Ltd. Role & responsibilities To ensure compliance with Companies Act and allied Rules Prepare and circulate notice and agendas for Board and other Committee Meeting. Ensuring timely and accurate compliance and filing of MCA returns. Independently handling Stakeholders. Responsible for maintaining and updating the statutory records such as statutory registers Assisting in Audit, Due Diligences and Corporate Actions as and when required Ensure filing quarterly, half yearly and yearly compliance as per SEBI (LODR) well before time. Timely reply to the queries raised by regulators such as BSE, NSE, SEBI, ROC etc. Prepare forms, returns and applications to be filed with regulatory bodies Tracking and implementing regulatory changes as and when required Prepare and circulate draft and final minutes to the Board and other Committee Members Review board agenda and notices; liaison with the business heads to check what items need to be added to the agenda. Ensure that all documentation are as per standard checklist. Oversee filing and indexing of all board related documents in a timely manner Liaising with various regulators (SEBI, BSE, NSE, ROC, RTA & Bankers etc.) industry associations, legal counsel of company and Government Departments Liaise with bankers for Dividend related activities IEPF Compliances and filing various forms with ROC and sending reminders and letters to respective shareholders. Legal Review and provide legal advice on various Agreements/documents. Review ongoing cases and advice management accordingly. Provide legal protection and risk management advice to management especially on contract Provide and interpret legal information and disseminate appropriate legal requirements to staff. Mandatory Qual.: Should be a member of Institute of Company Secretaries of India (ICSI)+ LLB Should have worked with listed company for more than 5+ years. If interested kindly share your resume on sonia.sharma@chembondwater.com.

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1 - 6 years

3 - 8 Lacs

Mumbai

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Job Description: Revenue generation from equity derivatives and currency segment. Identifying the potential of the clients to activate in derivatives segment. Identify and prepare the clients to generate high volume in derivatives segment. Maintaining the relationship with existing customer to improve revenue and turnover. Achieve laid down budget with respect to revenue generation from derivatives, activation of derivatives clients and daily turnover in FNO. Provide online training to the customers on derivatives, mobile app and website. Conducting webinar for exclusively on derivatives segment for the customer. Possesses thorough knowledge of all exchange rules, regulation and compliance. Individual operate NSE/BSE terminal.

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3 - 6 years

5 - 7 Lacs

Mumbai,

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Supporting in the preparation of financial statements and MIS reports. Managing tax & Statutory compliances, including preparation and filing of tax returns of PF, PT, TDS, GST, RBI ,BSE) Vendor Payouts and employee reimbursements control check Update and prepare the monthly financial schedules for depreciation, prepaid, provisions for expenses , Investments ,Borrowing and Other closure activities along with monthly accounting entries in books and actively participate in Monthly Books closure Administer and coordinate for timely statutory payments (PF, PT, TDS, GST). Managing Internal audit and Statutory audits requirements Manage the Banking relationships and change in signatories on timely basis Manage Vendor TDS certificates and reconciliation of Form 26AS Analyzing financial data to identify trends and make recommendations for improving financial performance. Staying up to date on changes in financial regulations and legislation. Adhoc requirements developing and implementing financial strategies to meet organizational goals.

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4 - 9 years

10 - 15 Lacs

Hyderabad

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SUMMARY Structural Fitter We are in search of an experienced Structural Fitter to join our team and undertake the task of assembling, installing, and maintaining structural components across various industries such as construction, shipbuilding, aerospace, and manufacturing. The ideal candidate should possess a solid grasp of interpreting blueprints, material preparation, fabrication, assembly, welding, quality control, safety compliance, and repair and maintenance. The candidate should also demonstrate proficiency in welding, cutting, and metalworking techniques, along with strong attention to detail, problem-solving abilities, and a thorough understanding of safety regulations. Key Responsibilities Interpretation of blueprints, engineering drawings, and technical diagrams. Measurement and marking out of materials according to specifications. Material preparation and fabrication, including cutting, shaping, and assembling metal or other structural materials using hand and power tools. Alignment, positioning, and securing of structural parts using bolts, welding, or riveting. Utilization of welding techniques (MIG, TIG, or stick welding) for joining materials and securing parts using fasteners like bolts and rivets. Inspection of alignments, dimensions, and weld quality to ensure compliance with safety standards and making necessary adjustments and corrections. Adherence to workplace safety protocols and guidelines (OSHA, PPE usage) and safe operation of heavy machinery. Dismantling and repairing faulty structures or components and conducting routine maintenance on tools and equipment. Requirements Requirements: Minimum of 4 years of experience as a Structural Fabricator Proficiency in welding, cutting, and metalworking techniques Ability to interpret detailed engineering drawings and specifications Strong understanding of measurements and calculations Capability of lifting heavy materials and working in physically demanding environments Ensuring precision in measurements and structural integrity Ability to troubleshoot fabrication issues Knowledge of workplace safety regulations and protective measures Benefits Salary : AED 1150 - 1400 Accommodation Transport to Workplace Medical Insurance

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1 - 6 years

2 - 3 Lacs

Thane

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 3.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 3 Lacs

Navi Mumbai

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 3.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 4 Lacs

Thane

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 4.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 4 Lacs

Navi Mumbai

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 4.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 4 Lacs

Mumbai

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 4.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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7 - 10 years

15 - 20 Lacs

Mumbai, Mumbai (All Areas)

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LOOKING FOR IMMEDIATE JOINEES Qualifications and Skills: In-depth knowledge of Indian corporate and commercial laws, including the Companies Act, SEBI SAST, FEMA, Lodr. Proven experience in handling regulatory compliance, corporate governance, and statutory filings. Excellent communication skills (both written and verbal) and a sharp analytical mindset. Ability to work independently while effectively collaborating with cross-functional teams. Strong proficiency in MS Office (Word, Excel, PowerPoint) and legal research databases. Roles and Responsibilities Ensure compliance with Companies Act, SEBI, RBI regulations and corporate governance guidelines. Provide secretarial support to the Board of Directors and Committees. Maintain statutory records and registers as required to be maintained under the Companies Act, 2013 and Rules made there under from effective date, except the Registers, like Members Register, which are maintained by RTA. Manage all regulatory filings with statutory bodies like the Ministry of Corporate Affairs (MCA), Registrar of Companies (ROC), and Reserve Bank of India (RBI). Ensure statutory compliance, including conducting audits and adhering to MOA & AOA requirements. Maintain statutory books and prepare key documents, such as the Directors Report and Annual Return, ensuring legal accuracy and compliance. Disclosures under Regulations, 29, 30(1) and 30(2) of SEBI Takeover Regulations, 2011 and Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015. Conduct board meetings, AGMs, EGMs, and other general meetings as per company's requirements, drafting agendas, minutes, and ensuring timely submission of related documents. Preparation and filing/uploading of Annual Filing namely form AOC4 and MGT 7, statement of unclaimed dividend and other Forms required to be filed with Ministry of Corporate Affairs Ministry in the Ordinary Course of business. Filing of regular and routine disclosures to BSE under various Regulations under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. Drafting of various policies required under the Companies Act, 2013 and SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. Overall consultation and advising on various provisions of Companies Act, 2013 and Rules made there under as amended from time to time, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and SEBI (Prohibition of Insider Trading) Regulations, 2015. Desired Candidate Profile 7-10 years of experience in Company Secretarial role or related field. CA&CS qualification from a recognized university. Strong knowledge of the Companies act, securities laws, SEBI, etc. Excellent communication skills for effective liaisoning with regulatory authorities. Other Details: This is a Work from Office opportunity. Current office location: Mumbai, Maharashtra.

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