6 Broking Operations Jobs

We are looking for a highly skilled and experienced Project Consultant to join our team in Bangalore. The ideal candidate will have a strong background in banking, financial services, or broking, with excellent communication and project management skills. Roles and Responsibility Manage projects from initiation to delivery, ensuring timely completion and meeting client expectations. Develop and maintain strong relationships with clients, understanding their needs and providing tailored solutions. Collaborate with cross-functional teams to identify and mitigate risks, ensuring successful project outcomes. Conduct thorough analysis of project requirements, developing effective solutions and st...

Lead and manage day-to-day operational activities for institutional and proprietary trading, including trade capture, affirmation, allocation, clearing, and settlement Supervise account opening and KYC for group/promoter entities and manage operational support for prop desk Oversee generation and validation of daily P&L, position and trade reconciliations for all in-house group and prop accounts Ensure timely submissions of all SEBI, Exchange, and other regulatory/statutory reporting related to proprietary and group trading activities Design and monitor risk controls, margin management, surveillance, and trade reporting for high-value, complex trades Lead process audits, manage regulatory an...

Role Overview The Designated Directors will provide end-to-end leadership for broking operations and ensure 100% compliance with all regulatory bodies. They will act as principal signatories for audits, governance processes, and statutory filings, while supervising risk, compliance, and operational controls. This is a high-responsibility statutory role requiring deep broking industry expertise. Key Responsibilities 1. Strategic & Regulatory Leadership Serve as Designated Director as per SEBI & Exchange norms. Liaise with SEBI, NSE, BSE, MCX, CDSL/NSDL, and Clearing Corporations. Oversee statutory compliance during registration and ongoing operations. Approve policies on risk, compliance, AML...

Role Overview: As a Domain Trainee/Assistant Manager/Manager - Invoice to Cash at Genpact, you will be responsible for gaining a comprehensive understanding of the Invoice to Cash process, covering Receivables, Disbursements, and Cash Apps. Your expertise will play a vital role in offering tailored advice and solutions to team members based on their individual requirements. Collaboration with client partners to ensure up-to-date process and business knowledge documentation, as well as timely team communication, will be key aspects of your role. Key Responsibilities: - Manage activities within the Invoice to Cash domain. - Resolve basic inquiries related to Client Services and service deliver...

We are searching for a highly motivated and experienced professional to join our stock broking division as an Assistant Vice President (AVP). The ideal candidate should possess a deep understanding of equity markets, broking operations, client acquisition, and regulatory compliance. Your role will be essential in expanding the client base, enhancing operational efficiency, and ensuring smooth trade execution while supporting business growth initiatives. Your responsibilities will include driving client acquisition strategies to onboard HNIs, retail clients, and achieving monthly targets. You will need to develop and nurture relationships with existing and potential clients to guarantee high ...

Activate trading accounts for clients and guide new entrants in understanding equity market dynamics. Cross-sell investment products such as Insurance, Mutual Funds (MF), PMS, SIP, and Initial Public Offerings (IPOs) to existing clients. Coordinate daily equity trades for clients and assist in executing trades online or placing orders on their behalf. Drive revenue growth while ensuring client profitability and long-term engagement. Provide clients with market insights and investment advisory services based on current financial conditions. Acquire new clients through referrals from existing customers. Reactivate inactive clients through consistent follow-ups and engagement strategies. Ensure...