5.0 - 8.0 years

0 Lacs

mumbai, maharashtra, india

On-site

Job Title Senior Auditor Internal Audit Internal Audit Vertical Financial Markets Reporting to Team Leader Internal Audit (Financial Markets) Job-description, role, activities and deliverables Responsible and accountable for conducting internal audits of functions such as Treasury, Market Risk, ALM & FTP, Capital Adequacy & ICAAP, Trade Finance, Depository Participant, Custody, broking business etc. Conduct the internal audits in a time-bound manner as per the approved Risk Based Audit Plan, Internal Audit Policy and Internal Audit Process and documentation of audit work papers Conduct the audits as per the scope of the audits which covers aspects of governance framework, policies, processes...

Posted 1 day ago

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Equities Specialist Standard Chartered India

0.0 years

0 Lacs

delhi, india

On-site

Job Summary Build the Equities Broking, PMS & Advisory business so as to achieve leadership position in the region. Drive the referrals through the SCB segment/channel teams. Constantly update the SCB segment/channels on the markets and our house views. Coach the RMs / WS's on the various investment ideas and processes. Periodic review of product performance availed of by the customers through us. Provide inputs to customers/RM's / WS's on transactions / performance. Build and deepen relationships with customers to deepen wallet-share to direct equities / SCSI. Ensure customers and the various bank segments view SCSI as a value proposition. Oversee customer transactions / relationship at loc...

Posted 2 days ago

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Back office Senior Manager KJMC Financial

5.0 - 7.0 years

5 - 7 Lacs

mumbai

Work from Office

Back office Senior Manager at Stock Broking Company 1) BROKING CO. Back office Software knowledge, (Greek / Symphony) /CTCL knowledge Margin collection / collaterals / Client Trading limits allocation Branch/Dealer/A.P limits monitoring 2) Broking Company Compliance & Risk Management Handling the Billing Process for CM,F&O Segment, WDM Segment, Institutional Trade. Payin and Payout of Security OTR Generation, Margin Reporting Allocation and Segregation of Clients collateral. Quarterly Settlement of client funds Weekly funds and securities 3) Qualification & Training Bcom / MBA NCFM Certification is mandatory (series VII )

Posted 1 month ago

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Clearing and Settlement Analyst, NCT Deutsche Bank

1.0 - 4.0 years

4 - 6 Lacs

Pune

Work from Office

Role Description Preparing and verifying swift instructions to our custodian agent as required Repairing incorrect client instruction. Resolving problems arisen from unmatched items and implement long term solutions for frequently occurred issues Preparing pending trades report and communicate with custodian agent to identify settlement issues over telephone or via provided systems Identifying cash or any other discrepancies to our books & records and following up till resolved Supporting client services team to resolve problem for client in terms of settlement issue. Assist in creating proper backups through adequate cross training, within the department Escalate all issues properly, in tim...

Posted 4 months ago

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Clearing and Settlement Analyst, NCT Deutsche Bank

1.0 - 4.0 years

4 - 6 Lacs

Jaipur

Work from Office

Posted 4 months ago

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