26 Branch Audit Jobs

We are pleased to inform you that we have urgent opening for Branch Manager role for Mumbai location. Job details as below: Activity Sheet: Branch Manager Objective: Execute and monitor overall administration and efficient daily operations of a full service branch office; including operations, lending, product sales, customer service, security and safety in accordance with the Bank's objectives. Principal Accountabilities Sales & Business Development: 1. Achievement of incremental number and value targets for Liabilities (CA, SA, FD); Assets (Home, Auto & other assets) and Fee Products (MF, LI, GI, Gold & other fee products) 2. Prepare and monitor Sales plan for the branch 3. Build a healthy...

As a Regional Branch Operations & Service Manager, your role will involve maintaining a robust operational & service compliance culture at all urban branches. You will need to regularly visit branches to identify gaps, areas of improvement, and work closely with the branch teams to address these issues effectively. Key Responsibilities: - Conduct branch audits to ensure operations & service compliance. - Collaborate with branches to close identified gaps from ROSM visits. - Monitor critical service and operational parameters through remote transaction monitoring. - Visit all branches as per the assessment plan. - Assist branches in achieving good scores in internal audit ratings. - Organize ...

CHENNAI: 1) PADI: Sr Accountants: 3+ yrs work exp in Auditor office. 18-25K, Incentive, Bonus 2) PUZHAL: Accounts Manager: 5+ Yrs exp. 25K. Bike, Good English must (speak all India) 3) COIMBATORE: Accounts Manager. 5+ Yrs Exp. 50K. Branch accounts Required Candidate profile PADI: AUDITOR OFFICE: Fin Stmt, GST, TDS, ITR Independent Filing exp must PUZHAL: MFG. Manager. Male. 25K. English, Tally, Bike Must COIMBATORE: JEWEL CO. Male. Manager, English must All: B.Com Tally Perks and benefits Incentive, Allowances

Handling Internal Audit of the company Risk assessment for all auditable units To prepare and approve the audit plan To handle IFC and SOX testing Ensuring RBI guidelines are followed To handle the internal audit team Required Candidate profile Qualified CA with 10+ years of experience from NBFCs or Banks Experience in Internal Audits, RBI audits, SOX audits, ICOFR / IFC testing Strong understanding of Tax laws and their implications

As the Audit Manager at Muthoot Fincorp Ltd (MFL), your key responsibility is to effectively manage the audit universe, audit plans, scope, and charter. This involves identifying and maintaining a detailed audit universe covering all auditable entities and processes within the organization. You will regularly update the audit universe to reflect changes in the organization's operations, risk landscape, and regulatory requirements. Additionally, you will define and refine audit scopes at annual, half-yearly, and quarterly intervals to ensure a focused approach to addressing key risks and compliance requirements. It is crucial to oversee the overall management and control of the internal audit...

You are invited to apply for a position as a Branch Auditor - Retail Asset for a Non-Banking Financial Company (NBFC) client located in Mumbai. The ideal candidate for this role must hold a CA qualification. As the Branch Auditor, you will be responsible for conducting internal audits within the retail asset department. The role requires a minimum of 1-5 years of experience in internal audit. This position involves extensive travel across PAN India, with candidates expected to be comfortable with traveling for 20 days in a month. If you meet the qualifications and are interested in this opportunity, please send your resume to hr1@talentproz.com. Join us in this exciting opportunity to be a p...

1. knowledge/understanding of Risk management, Governance and Controls standards 2. Responsible for performing local audit activities within respective area, from risk assessment to plan and engagement execution 3. Risk Assessment, Annual Planning Required Candidate profile 1.Responsible for agreement of final audit reports & corrective actions with Top Management & ensuring agreed actions are tracked and implemented 2.Involved in business and governance change projects

Role & responsibilities Independently conduct branch audits. (Will involve regular travelling). Participate in audits of various Businesses with particular emphasis on Product / Operations audits. Assist in Planning, designing and implementation of risk based audit plans to ensure safety and soundness of the Bank. Ensure completion of assigned audits and documentation of work papers on time. Track status of issues reported. Assist in keeping relevant processes benchmarked to Best Practices and peer banks. Assist in keeping Audit Procedure Manual and checklists current and updated. Devise audit checklists for use of internal/concurrent Auditors and test products along with processes/procedure...

You will be responsible for creating and maintaining a sustainable portfolio in line with the underwriting policy of the company for Property, Engineering, Marine, and Miscellaneous Lines of Business (LOB) for both retail and SME channels. With a minimum of 5 years of experience, you will independently underwrite commercial lines products such as Property & Engineering, Marine, and Miscellaneous LOB for the retail and SME channels. Your key duties will include preparing quotations in full compliance with the company's approved guidelines and policies, reviewing all incoming quote requests, providing quotes within specified timelines, and ensuring profitable bottom-line results. Additionally,...

Team Member Branch Audit - Leading NBFC - Thane Ghodbunder Road WFO Job Purpose: Purpose of this role is to execute the Audit Strategy and Plan for Branch Audits covering all the key areas across Branches including activities handled/managed at the Branches related to sales, credit, collections, operations, regulatory compliance and reporting, customer service and complaints management, fair practices and information security aspects to assess adequacy and effectiveness of risk management and controls at Branches, and adherence to internal policies and procedures as well as applicable laws, statutory requirements and regulations by Branches. Job Specification: The ideal candidate should be a...

Role & responsibilities Plan and execute branch audits and Vendor inspections according to the risk based audit plan. Ensure thorough pre audit preparations before visiting the branch. Consistently deliver quality audit findings. Assign audit score and ratings to each branch based on the defined methodology. Conduct data analysis at the defined frequency and highlight possible alerts. Preferred candidate profile Minimum 3-4 years of experience in the field of internal audit / Branch audit in Financial Sector. Strong verbal and written communication skills, to include process flowchart, narratives etc. and a proven track record of effectively building relationships with process owners in a po...

Role & responsibilities Conduct branch audits and prepare comprehensive reports. Ensure adherence to regulatory guidelines issued by the Reserve Bank of India (RBI) and other applicable laws. Maintain statutory compliance at the branch in an accurate and systematic manner. Address and resolve branch-related issues promptly and efficiently. Perform surprise checks to identify and mitigate fraudulent activities or discrepancies. Ensure timely resolution of infrastructure-related issues. Conduct physical verification of the company's repossessed assets on a monthly basis to ensure accuracy and accountability. Address and resolve issues related to repossessed assets, escalating unresolved matter...

fManage channel partner business by visiting sales points, building relations, resolving queries, supporting branches, sharing reports, maintaining journey plans, handling audits, and training branch staff on products and processes.

The Internal Audit function has 4 main Verticals Business & Support Process Audits, IT Audits, Area Audits and Concurrent audits; This profile would be a middle level position executing & managing the Business & Support Process Audits. Key Responsibilities Functional Responsibilities Executing the Area level audits assigned as per the approved annual audit plan (Following processes applicable at Area or Branch level - Sales, Credit, Collections, Residual Management, RCU, Admin, HR, Finance & Accounts, IT, Legal) Determining the Audit scope in consultation with his seniors Carrying out process & system walkthroughs and drawing the Risk & Control Matrix under seniors supervision. Determine the...

About the Role: Manage and monitor the allocation and delivery of audits in accordance with the annual audit plans Roles & Responsibilities : 1. Branch audit / Ops audit : Supervising and carrying out audit reviews for the various corporate branches, franchisee centres, etc. and corporate functions, in accordance with annual audit plan (T ravelling Required 15 to 20 Days in a Month some times may required one month too if situation required. Verification of Imprest , Cash in hand , Online transaction verification , Stock verification . Physical verification & reconciliation of Fixed assets . Verification of PDC , Concession forms & others. Coordination with the SSC , Call centre , legal , Fi...

Job Title: AM/DM/Manager- Sales Compliance HR Spoc profile details: - https://www.linkedin.com/in/aryan-raj-76247175/ Role objective:- The successful candidate should have extensive experience in conducting, reviewing, providing expert advice and managing Sales Compliance including Investigation of mis-selling cases, branch audits & Process Review, Data Analytics to identify fraud. The candidate needs to have an eye for detail, exercise independence and a meticulous approach to review and an ability to work in a deadline-based environment to adhere to the TAT for closure of cases. Education/ Qualification Graduate, Degree in law, CFE and other relevant certifications preferred Experience - 5...

knowledge/understanding of Risk management, Governance and Controls standards. from General Insurance. Responsible for performing local audit activities within respective area, from risk assessment to plan and engagement execution.

JD Plan the audits allotted in an optimum way, analyse the pre audit reports, conduct audits of Retail branch (Liability & asset branches) assigned on a periodic basis within TAT. Maintain a comprehensive record of all audit work/back papers containing evidence, findings and follow-ups made. Communicate audit findings in error-free audit reports through the designated audit tool within the prescribed timeframe. Immediate bringing the serious issues to the notice of controllers/raising red flags, identifying control/process gaps, violation to the policy/regulatory guidelines, Follow up with auditees to obtain satisfactory responses to the audit findings with root cause, corrective and prevent...

Responsibility to conduct audit as per the audit plan ensuring compliance with established internal control procedures by examining records, reports, operating guidelines and documentation. Auditor will be responsible for execution of Thematic as well as Branch Audits ensuring compliance with regulatory requirements, and adherence to company policies. Key Responsibilities: Audit Execution: Conducting audits to assess controls, operational efficiencies and compliance with policies, procedures and regulation. Detecting ineffective or inefficient practices and verifying financial records. Understand existing processes and evaluate the internal controls in those processes and provide assurance o...

Candidate shall be independently handling branch audits of respective regions covering multiple products-VF, HL,LAP,SBPL,CSEL and SME. Profile shall involve 10-15 days of travel per month for the allocated audits.

We are hiring Field Auditors for below mention locations. Responsibilities Visting the centers and clients for our JLG branches and highlighting the field level issues. Verifying if company processes and policies are being followed at field and branch. Checking the back office files, registers and loan documents at the branch. Doing field investigation and reporting frauds/misappropriations happening in the field. Location Vikarabad Nirmal Mancherial Karimnagar Warangal Nizamabad Ambajogai Preferred candidate profile Minimum 1 year experience of Microfinance/Banking/NBFC preferably in Audit role Knowledge of local language needed. Share your CV to pankaj.rautela@sindhujamicrocredit.com babit...

Role & responsibilities 1) 5 - 10 years of work experience in Accounts Field 2) Should have working knowledge in Income Tax and GST related compliance 3) Computer skills + Excel knowledge is must, Tally. 4) Posting Entries in Tally ERP 9. 5) Preparation of MIS Statements as required by management Required Candidate profile 1 ) Min 5 to 10 years of experience in Accounts with a reputed company 2) Fluent in English, Kanada, Hindi , Tamil 3) Having own conveyance like motorbike or scooter 4) Well groomed and pleasing appearance.

Role & responsibilities 1) 5 - 10 years of work experience in Accounts Field 2) Should have working knowledge in Income Tax and GST related compliance 3) Computer skills + Excel knowledge is must, Tally. 4) Posting Entries in Tally ERP 9. 5) Preparation of MIS Statements as required by management Required Candidate profile 1 ) Min 5 to 10 years of experience in Accounts with a reputed company 2) Fluent in English, Kanada, Hindi , Tamil 3) Having own conveyance like motorbike or scooter 4) Well groomed and pleasing appearance.

Role & responsibilities Job Purpose: Purpose of this role is to develop and manage execution of the Audit Strategy and Plan for Branch Audits and Corporate Functions Audits covering all the key areas across corporate, risk management and control functions including Compliance, Risk Management Function (covering the management of various risks such as Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, Reputational risk etc.), Legal, Collections, Finance and Accounts, HR and Admin, Centralized Operations and Customer Service, Treasury, Secretarial, Marketing, etc to assess adequacy and effectiveness of risk management and controls, and ...

Job Title: AM/DM/Manager- Sales Compliance Role objective:- The successful candidate should have extensive experience in conducting, reviewing, providing expert advice and managing Sales Compliance including Investigation of mis-selling cases, branch audits & Process Review, Data Analytics to identify fraud. The candidate needs to have an eye for detail, exercise independence and a meticulous approach to review and an ability to work in a deadline-based environment to adhere to the TAT for closure of cases. Education/ Qualification Graduate, Degree in law, CFE and other relevant certifications preferred Experience - 5 - 10 yrs in Insurance BFSI and minimum 3 yrs experience in large, reputed ...