14 Branch Audit Jobs

Responsibility to conduct audit as per the audit plan ensuring compliance with established internal control procedures by examining records, reports, operating guidelines and documentation. Auditor will be responsible for execution of Thematic as well as Branch Audits ensuring compliance with regulatory requirements, and adherence to company policies. Key Responsibilities: Audit Execution: Conducting audits to assess controls, operational efficiencies and compliance with policies, procedures and regulation. Detecting ineffective or inefficient practices and verifying financial records. Understand existing processes and evaluate the internal controls in those processes and provide assurance on the control environment. Audit Findings and Reporting: Prepare audit checklist and perform field work of auditable areas. Ensure the timely and accurate completion of the audits. Prepare detailed audit reports with findings, risk ratings, and actionable recommendations. Monitor implementation of audit recommendations and follow up on corrective actions. Collaboration: Interaction with stakeholders to discuss audit findings and recommendations for closure of audits in timely manner. Plan and conduct risk-based audits of branch operations, credit, collections, customer service and KYC/AML compliance. Prepare detailed audit reports with findings, risk ratings, and actionable recommendations. Identify fraud risks and conduct investigations when irregularities are detected Qualifications & Skills: Education Qualification: Qualified CA/MBA or CA Intermediate with minimum 6+ years of experience in BFSI Audit Strong understanding of NBFC regulations, lending operations, and branch processes. Excellent analytical, communication, and report-writing skills. Ability to travel extensively to conduct branch audits Familiarity with audit software/tools and MS Office suite

Candidate shall be independently handling branch audits of respective regions covering multiple products-VF, HL,LAP,SBPL,CSEL and SME. Profile shall involve 10-15 days of travel per month for the allocated audits.

We are hiring Field Auditors for below mention locations. Responsibilities Visting the centers and clients for our JLG branches and highlighting the field level issues. Verifying if company processes and policies are being followed at field and branch. Checking the back office files, registers and loan documents at the branch. Doing field investigation and reporting frauds/misappropriations happening in the field. Location Vikarabad Nirmal Mancherial Karimnagar Warangal Nizamabad Ambajogai Preferred candidate profile Minimum 1 year experience of Microfinance/Banking/NBFC preferably in Audit role Knowledge of local language needed. Share your CV to pankaj.rautela@sindhujamicrocredit.com babita@sindhujamicrocredit.com Perks and benefits As per industry.

Role & responsibilities 1) 5 - 10 years of work experience in Accounts Field 2) Should have working knowledge in Income Tax and GST related compliance 3) Computer skills + Excel knowledge is must, Tally. 4) Posting Entries in Tally ERP 9. 5) Preparation of MIS Statements as required by management Required Candidate profile 1 ) Min 5 to 10 years of experience in Accounts with a reputed company 2) Fluent in English, Kanada, Hindi , Tamil 3) Having own conveyance like motorbike or scooter 4) Well groomed and pleasing appearance.

Role & responsibilities 1) 5 - 10 years of work experience in Accounts Field 2) Should have working knowledge in Income Tax and GST related compliance 3) Computer skills + Excel knowledge is must, Tally. 4) Posting Entries in Tally ERP 9. 5) Preparation of MIS Statements as required by management Required Candidate profile 1 ) Min 5 to 10 years of experience in Accounts with a reputed company 2) Fluent in English, Kanada, Hindi , Tamil 3) Having own conveyance like motorbike or scooter 4) Well groomed and pleasing appearance.

Role & responsibilities Job Purpose: Purpose of this role is to develop and manage execution of the Audit Strategy and Plan for Branch Audits and Corporate Functions Audits covering all the key areas across corporate, risk management and control functions including Compliance, Risk Management Function (covering the management of various risks such as Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, Reputational risk etc.), Legal, Collections, Finance and Accounts, HR and Admin, Centralized Operations and Customer Service, Treasury, Secretarial, Marketing, etc to assess adequacy and effectiveness of risk management and controls, and adherence to internal policies and procedures as well as applicable laws and regulations. Key Result Areas Supporting Actions Development of Audit Strategy and Plan Develop audit strategies for identification and assessment of various risks in branch and corporate, risk management and control functions including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, People risk, Reputational risk etc., and current maturity level of controls in these functions. Develop audit plans based on risk assessment and regulatory framework; ensure use of advanced integrated auditing concepts and extensive use of technology and data analysis for achievement of the audit objectives Develop specialized audit team for timely and quality execution of complex and specialized audit reviews covering all the key areas of corporate functions including risk management functions and control functions Execution of Audit Strategy and Plan Effective management and execution of the audit plan in accordance with the Policies, Procedures, Legal and Regulatory requirements, Internal Audit Standards, and leading best practices for proactive identification and remediation of various risks including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, People risk, Reputational risk etc. Conduct Branch and corporate functions audits (including audits of risk management functions and control functions) to provide independent and objective assurance on the adequacy and effectiveness of risk management and controls, and adherence to or compliance with the internal policies, standards and procedures as well as applicable laws and regulations Conduct corporate functions audits (including corporate, risk management and control functions) testing controls across functions in accordance with the Policies, Procedures, Legal and Regulatory requirements, Internal Audit Standards, and leading best practices Conduct risk-based, thematic and specialised audit reviews to assess the adequacy and effectiveness of the risk management and controls covering various key activities and areas such as legal and compliance risk management, fraud risk management, operational risk management, treasury and investment functions, liquidity risk management, third party risk/outsourcing risk management, vendor payments, general ledger and accounting controls, regulatory reporting, employee onboarding and payroll management, operations and customer service, complaints management, procurement and facilities management etc. Conduct review of application controls (automated business process controls) in the applications used by corporate, risk management and control functions and management information systems to assess adequacy and effectiveness of the controls Provide effective recommendations for improvements to the organization policies, processes and practices based on leading industry practices and emerging risks Develop processes for adequate and effective audit coverage of various risks including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, People risk, Reputational risk etc. and various applicable laws and regulatory circulars / guidelines across various regulators Keep audit procedures and checklists current and updated keeping pace and aligned with changes in internal policies/guidelines as well as legal/regulatory changes and evolving industry best practices Ensure timely completion of audit plan and projects along with quality of audits, and meet with all audit documentation and reporting requirements as per audit policy and procedures and leading best practices Active engagement with stakeholders for implementation of recommendations for effective risk mitigations and improvement in the control environment Continuous Monitoring Develop strategies for identification of triggers / risk hotspots and conduct unplanned reviews / investigations based on various triggers/ hot spots, directives received from regulators, board committees and senior management Keep abreast of the emerging audit trends and drive key audit initiatives for efficient and effective achievement of the audit objectives Implement an effective continuous monitoring framework for ongoing monitoring of risk relating to various business segments, products, channels, processes and units; Identify and develop automated test for ongoing monitoring of Credit risk and Credit Lifecycle Processes risks such as regulatory compliance risk, financial risk, operational risks across the lines of business/segments/products/channels Communication and Stakeholder Engagement Effective communication and reporting to various stakeholders including regulators, board committee and senior management Interested candidates are invited to send their resume on chetan.navale@forward.net.in

Job Title: AM/DM/Manager- Sales Compliance Role objective:- The successful candidate should have extensive experience in conducting, reviewing, providing expert advice and managing Sales Compliance including Investigation of mis-selling cases, branch audits & Process Review, Data Analytics to identify fraud. The candidate needs to have an eye for detail, exercise independence and a meticulous approach to review and an ability to work in a deadline-based environment to adhere to the TAT for closure of cases. Education/ Qualification Graduate, Degree in law, CFE and other relevant certifications preferred Experience - 5 - 10 yrs in Insurance BFSI and minimum 3 yrs experience in large, reputed corporate set up. Work location - Aviva India (HO) 4th Floor , A Block, DLF Cyber Park Sector 20, Phase II, Gurgaon Haryana- 122002 HR Spoc LinkedIn: - https://www.linkedin.com/in/aryan-raj-76247175/ Miscellaneous Skills. Adept at logical thinking and written skills. Well versed with methodology of investigations. Reasonable understanding of Branch Audits & Process reviews Intelligence gathering, collation and dissemination skills Analysis, compilation and preparation of investigation/recommendation reports. Job Responsibilities: Conduct, review and manage investigations relating to fraud detection, potential data losses/breaches, mis-selling & policy violations. Effectively collaborate with investigation team members, business unit managers, control functions and audit teams as relevant to successfully Initiate and complete investigations and related projects in a timely manner while maintaining quality to meet customer and stakeholder expectations, maintain independence and conduct investigations in a manner that mitigates risk to the enterprise. Conduct, review and manage Quarterly Branch audits, Central Monitoring activity to identify fraud & Process review. Prepare proper in-depth Investigation reports summarizing the findings and recommendations for the management. Prepare dashboard and periodic (quarterly) reports/ decks for management and Board. Develop and implement pertinent fraud detection projects, investigation protocols, procedures, metrices. Act as gatekeepers for overall enterprise investigations where delegated or conducted by other control functions. Where relevant, obtain and properly report disciplinary actions taken in response to investigative findings. Assist to proactively advance the fraud intelligence program, strengthen the governance on internal investigations, maintain necessary systems and other MIS, initiate and promote efficiency in conducting investigations to complete it within strict timelines while maintaining integrity and mitigating risks. Properly document and track all information provided to internal, external stakeholders, regulators. Contribute to continuous improvement initiatives by developing and implementing relevant, cost saving, control and process improvements to meet the organization's financial goals. Present investigation and fraud detection findings and recommendations and discuss implications with senior management. Ensure that all necessary and key stakeholders, are engaged or informed at the appropriate stage of investigative, fraud detection, fraud awareness and/or allegation response activities. Stay abreast and informed of emerging investigative and fraud detection data analytics methodologies and information technology. Collaborate with Internal Audit, IT/Cyber-security and other stakeholders to identify and implement new technology to improve Capabilities of internal investigations and fraud detection programs. Promote and support division initiatives and strategic projects through participation and encouragement, mentoring of other team members. About Company: - Aviva plc is a British multinational insurance company headquartered in London, England. It has about 18 million customers across its core markets of the United Kingdom, Ireland and Canada. And Aviva India, a subsidiary of the global Aviva group, is a dynamic and growing player in the Indian insurance market. We offer diverse insurance and financial solutions, emphasize innovation, and prioritize sustainability. What working at Aviva offers We offer a competitive compensation package where youll be rewarded based on your performance and recognized for the value you bring to our business. We also offer you: Support, coaching and feedback from some of the most engaging colleagues around Opportunities to develop new skills and progress your career The freedom and flexibility to handle your role in a way thats right for you Why Aviva Dynamic and collaborative team in a supportive and innovative work environment. Opportunities for professional growth and development. Competitive compensation and benefits package. Be a part of shaping the future of insurance in India. Wikipedia link: - https://en.wikipedia.org/wiki/Aviva Aviva Fortune 500 Company:- https://fortune.com/company/aviva/global500/ Website: - https://www.avivaindia.com/ HR Spoc LinkedIn: - https://www.linkedin.com/in/aryan-raj-76247175/ Head office: - Aviva India (HO) 401A, 4th Floor, Dlf Cyber Park, Phase II, Block A, Sector 20, Gurugram, Haryana 122002

Role & responsibilities Perform Internal Audit of the Branches in line with the Audit Scope and defined process. Review the audit testing and work performed by External Audit firms. Draft Audit Reports basis the work performed. Assist the Manager in the special reviews, where required. Execute other duties that the supervisor or/and management may assign. Preferred candidate profile 0-2 year of experience into branch audits and /or concurrent audits. Experience of working in NBFC, Banking industry will be added advantage. Candidates with ability to read, analyse, interpret policies and regulations. Good Analytical skills. Good written, verbal communication. Flexibility to travel to Branches. Perks and benefits

Job Summary: We are seeking a detail-oriented and experienced Auditor to join our team, specializing in audits for the lending business within our bank's branches and asset centers. The ideal candidate will possess strong analytical skills, in-depth knowledge of lending regulations, and a proven track record in conducting comprehensive audits. This role is critical in ensuring compliance, risk management, and the overall integrity of the bank's lending business & operations. Key Responsibilities: Conduct audits of the lending business at various Branch Banking centers to assess compliance with internal policies and regulatory requirements. Evaluate the effectiveness of lending processes, including loan origination, underwriting, servicing, and collections. Identify and analyze risks associated with lending practices and recommend improvements to enhance operational efficiency and compliance. Prepare detailed audit reports outlining findings, recommendations, and action plans. Stay updated on changes in lending regulations and best practices to ensure the bank's operations remain compliant. Assist in the development of auditing procedures and methodologies specific to the lending business. Participate in training sessions for staff on compliance and risk management related to lending operations.

Role & responsibilities Assist the Team Lead / Head in the development and execution of annual audit plans. Conduct comprehensive process audits to evaluate internal controls, efficiency, and adherence to established policies and regulations. Perform functional audits across different business functions such as operations, finance, risk management & compliance. Assess the effectiveness of internal controls and recommend corrective actions for process improvements. Prepare detailed audit reports with findings, risk assessments, and suggested solutions for management. Collaborate with departments to ensure smooth implementation of audit recommendations. Support the internal audit team in ensuring adherence to regulatory guidelines and company policies. Monitor and track the implementation of corrective actions arising from previous audits. Stay updated on industry best practices and relevant regulations impacting NBFCs. Preferred candidate profile : Have to travel around 12 to 15 days in amonth Perks and benefits

Location- Mumbai Good in excel ready to travel in North region experience -6 month -1yrs If any one interested share resume on pratima.t@ipsgroup.co.in

Job Description- Branch Audit Independently conduct branch audits. ( Will involve regular travelling ). Participate in audits of various Businesses with particular emphasis on Product / Operations audits. Assist in Planning, designing and implementation of risk based audit plans to ensure safety and soundness of the Bank. Ensure completion of assigned audits and documentation of work papers on time. Track status of issues reported. Assist in keeping relevant processes benchmarked to Best Practices and peer banks. Assist in keeping Audit Procedure Manual and checklists current and updated. Devise audit checklists for use of internal/concurrent Auditors and test products along with processes/procedures to foresee pitfall and bottlenecks and ensure these are audited/resolved. Provide improvement/ suggestions to existing process / systems to line management Provide oversight to the Concurrent Audit process. Ensure submission of concurrent audit reports on time Ensure regular update of concurrent audit checklists Ensure appropriate review of concurrent audit issues Ensure follow-up & rectification of concurrent audit issues Experience- 1 To 12 Years Loc- Mumbai

Conduct audits of the lending business at various Branch Banking centers to assess compliance with internal policies and regulatory requirements. Evaluate the effectiveness of lending processes, including loan origination, underwriting, servicing, and collections. Identify and analyze risks associated with lending practices and recommend improvements to enhance operational efficiency and compliance. Prepare detailed audit reports outlining findings, recommendations, and action plans. Stay updated on changes in lending regulations and best practices to ensure the bank's operations remain compliant. Assist in the development of auditing procedures and methodologies specific to the lending business. Participate in training sessions for staff on compliance and risk management related to lending operations.

Conduct audits of the lending business at various Branch Banking centers to assess compliance with internal policies and regulatory requirements. Evaluate the effectiveness of lending processes, including loan origination, underwriting, servicing, and collections. Identify and analyze risks associated with lending practices and recommend improvements to enhance operational efficiency and compliance. Prepare detailed audit reports outlining findings, recommendations, and action plans. Stay updated on changes in lending regulations and best practices to ensure the bank's operations remain compliant. Assist in the development of auditing procedures and methodologies specific to the lending business. Participate in training sessions for staff on compliance and risk management related to lending operations.