Compliance Analyst, Distribution ACA Group

3.0 - 7.0 years

0 Lacs

pune, maharashtra

On-site

ACA is a financial services firm founded in 2002 by former SEC and state regulators with a vision to provide expert guidance on investment regulations. ACA has expanded over the years to offer a wide range of services including GIPS standards verification, cybersecurity, regulatory technology, and more. The Compliance Analyst, Distribution role will be part of the Registered Funds Operations department, supporting mutual fund and ETF clients by assisting various teams with routine tasks and special projects. Key Responsibilities: - Assist NSCC Ops team with tasks related to DTCC systems, price files, and other NSCC projects. - Support Reg Fund Ops teams in maintaining agreement databases and contract-related projects. - Aid Marketing Production team in producing/reviewing board reports for legal underwriting clients. - Collaborate with different operations teams as required. - Work efficiently under pressure to meet deadlines. - Undertake ad-hoc tasks and special projects to support client and internal initiatives. Required Education and Experience: - Bachelor's degree or equivalent work experience. - Minimum 3 years of relevant work experience, preferably in financial services. ACA is dedicated to a policy of nondiscrimination in all aspects of employment. The company promotes inclusivity through various programs to ensure all employees have an equal opportunity to contribute and feel valued. Joining ACA means becoming part of a team that includes former regulators, compliance professionals, legal experts, and more, offering a diverse range of services in the financial sector. The work environment at ACA is entrepreneurial and fosters innovation and creativity. Employees are encouraged to pursue multiple career paths and engage in continuous learning. If you are looking to be part of a global team of dedicated professionals in the financial services industry, ACA offers an award-winning and growth-oriented culture where your contributions are valued and recognized.,

Posted 3 days ago

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Company Secretary & Legal - Fintech/NBFC Corenza

0.0 - 5.0 years

8 - 18 Lacs

Bengaluru

Work from Office

Looking for a compliance & legal expert to handle regulatory interactions (RBI, SEBI, MCA), content vetting, legal documentation, stakeholder coordination & secretarial duties. Ensure end-to-end compliance, filings & regulatory strategy execution.

Posted 2 months ago

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