Compliance Analyst, Distribution ACA Group

3.0 - 7.0 years

0 Lacs

pune, maharashtra

On-site

ACA is a financial services firm founded in 2002 by former SEC and state regulators with a vision to provide expert guidance on investment regulations. ACA has expanded over the years to offer a wide range of services including GIPS standards verification, cybersecurity, regulatory technology, and more. The Compliance Analyst, Distribution role will be part of the Registered Funds Operations department, supporting mutual fund and ETF clients by assisting various teams with routine tasks and special projects. Key Responsibilities: - Assist NSCC Ops team with tasks related to DTCC systems, price files, and other NSCC projects. - Support Reg Fund Ops teams in maintaining agreement databases and...

Posted 1 month ago

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Company Secretary & Legal - Fintech/NBFC Corenza

0.0 - 5.0 years

8 - 18 Lacs

Bengaluru

Work from Office

Looking for a compliance & legal expert to handle regulatory interactions (RBI, SEBI, MCA), content vetting, legal documentation, stakeholder coordination & secretarial duties. Ensure end-to-end compliance, filings & regulatory strategy execution.

Posted 3 months ago

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