1.0 - 5.0 years

0 Lacs

maharashtra

On-site

As a Compliance Executive at Fydaa Fintech Investment Advisory, your role is crucial in ensuring regulatory compliance and maintaining statutory records. This junior-level position is perfect for individuals with 1 year of experience and a Company Secretary (CS) background who aspire to develop a career in financial compliance within the dynamic fintech industry. **Key Responsibilities:** - Ensure compliance with all regulatory requirements related to SEBI, BASL, and other applicable laws - Assist in board meetings and maintain statutory records - Handle company secretarial work including ROC filings and company law compliance - Coordinate with legal advisors and external regulators as neede...

Posted 1 month ago

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Compliance Executive fydaa

1.0 - 5.0 years

0 Lacs

maharashtra

On-site

Job Description: As a Compliance Executive at Fydaa Fintech Investment Advisory, you will play a crucial role in ensuring compliance with regulatory requirements related to SEBI, BASL, and other applicable laws. With a background in Company Secretary (CS) and at least 1 year of experience, you will be responsible for assisting in board meetings, maintaining statutory records, handling company secretarial work including ROC filings and company law compliance, as well as coordinating with legal advisors and external regulators when necessary. Staying updated with changes in laws and effectively communicating updates internally will be key aspects of your role. The ideal candidate for this juni...

Posted 3 months ago

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