6 Audit Testing Jobs

The Senior Auditor will support the Audit coverage of the IT Governance, IT Infrastructure, Risk Management, Access Management and Application Development to include evaluating systems development life cycle, change management, computer operations, and information security risks and controls focused primarily on the application and database layer. In this role, you will: Perform audit testing components of assigned audits within multiple segments of the Audit Plan Plan and execute independent audit testing and ensure that they are timely and accurate Identify and assess key risks and controls Execute and document work in accordance with Wells Fargo Audit Services policy Identify and develop compensating controls that mitigate audit findings and make recommendations to management Inform manager of situational issues that might compromise objectivity or independence Design and execute tests to verify control effectiveness Document work papers according to the standards of the Internal Audit policy and guidance Demonstrate professional skepticism while performing major components of audits Lead smaller scale audits or projects Develop ways to improve existing audit practices Develop effective test plans for engagements as assigned with limited guidance Participate in projects as directed Develop business partnerships within Internal Audit and with teams companywide through professional communication and clear audit deliverables Required Qualifications: 4+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Relevant bachelors degree in information technology, auditing or accounting. 4+ years of experience in IT/IS Audit, Technology Governance, Risk Management or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education. Be part of IT/IS audit engagements that are generally small to moderate in size and complexity, and on occasions, may handle multiple assignments. Be responsible to assist the teams in the preparation of Walkthrough documents, identification of Process, Risk & Controls, performance of control effectiveness testing, drafting the findings and discuss issues with business stakeholders. Exhibit understanding of business & infrastructure functions and the underlying technology, operational, financial, and regulatory aspects. Establish & maintain relationships with business partners, relevant stakeholders, and identify emerging risks as part of ongoing business monitoring activities. Develop and demonstrate strong understanding of audit approach and methodology. Perform process walk-throughs, assess risks and perform control effectiveness testing. Demonstrate professional ability to credibly challenge status quo. Present audit results in an objective and unbiased manner. Write audit issues reflecting relevant facts that lead to logical conclusions. Escalate significant risks and loss exposures to appropriate levels of management. Support other team members, if needed through the audit process. Work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important. Job Expectations: Credentials such as Certified Information Systems Auditor (CISA) and/or similar IT/IS certifications such CISSP, CISM, GSNA, CRISC, CIA, CCNA, CSX, GSEC, CCSP. Experience performing audits in the areas of Cyber Security, Cloud, Mobile Apps, Automated Workers (RPA), Micro-services, Artificial Intelligence (AI), DevOps, and large-scale technology transformation projects/programs is highly desirable. Background of Technology Audit, preferably within international financial service organizations. Experience with general Information Technology control reviews as well as application control reviews. Experience in medium to large-scale application reviews and system development projects, and ability to perform reviews on various platforms (e.g., Unix, Windows, i-Series, z/OS, SQL DB, Oracle DB, network devices). Good knowledge or ability to learn quickly system development methodologies, information security controls, access management, technology governance and risk management. Knowledge of information security management frameworks (e.g. COBIT, ISO 2700x, ITIL, NIST Cybersecurity Framework, SANS Top 20 Critical Security Controls). Ability and zeal to build domain knowledge and overall business acumen. Sound knowledge and understanding of audit methodologies and tools that support audit processes, and / or orientation to risk and controls. Excellent verbal, written, and interpersonal communication skills. Strong organizational, multitasking, and prioritizing skills. Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important. Ability to execute in a fast paced, demanding environment while balancing multiple priorities. Ability to work with minimal supervision and exercise independent judgment consistent with department guidelines. Ability to execute in a fast-paced, demanding environment while balancing multiple priorities. Agile mindset, problem solving attitude and good analytical skills with high attention to detail. Willingness to handle global engagements and work in a shifting schedule. Ability to travel approximately 10% of the time. Role: IT Audit Industry Type: IT Services & Consulting Department: IT & Information Security Employment Type: Full Time, Permanent Role Category: IT Infrastructure Services Education UG: B.Tech/B.E. in Any Specialization PG: Any Postgraduate

This role is suitable for an experienced audit professional looking to join the Asset Wealth Management Audit Team. As an Asset Wealth Management Audit Associate within our Internal Audit group, you will be responsible for leading audit assignments, conducting and documenting audit testing, collaborating closely with global Audit colleagues and business stakeholders, and utilizing your judgment to enhance internal controls. Your duties will include assisting with ongoing risk assessment, identifying controls, executing audits, and engaging in continuous monitoring activities across Asset & Wealth Management functions. You will be expected to: - Assist or lead audit engagements covering Asset Wealth Management functions such as risk assessment, audit planning, testing, control evaluation, work paper documentation, report drafting, and ensuring follow-up on issue closure. - Meet deadlines and budget targets for assigned audit work while adhering to department and professional standards using a consistent methodology. - Work collaboratively with other Audit groups and regions to ensure seamless audit coverage across the organization. - Foster a business environment that promotes integrity, respect, excellence, and innovation. - Be willing to travel internationally (up to 10%) as needed and adjust work schedules to support global teams. Required qualifications, capabilities, and skills: - Minimum MBA degree - At least 7 years of experience in a financial services firm or bank, with a background in audit or risk/control - Ability to lead audits and conduct audit work remotely, work effectively within a matrix organization, manage multiple projects, and contribute to audit assignments in a team setting - Proficiency in risk assessment, issue/impact analysis, and preparing executive reports - Strong communication and interpersonal skills necessary to present complex and sensitive issues to senior management - Enthusiastic, self-motivated, able to work independently or in teams, share information, support colleagues, and promote participation Preferred qualifications, capabilities, and skills: - Chartered Accountant certification preferred - Experience and exposure to Asset Management and/or Wealth Management business would be advantageous,

Responsibilities: * Conduct audits, test data accuracy & report findings * Manage audit process from planning to closure * Collaborate with stakeholders on risk assessment & control evaluation

Goldman Sachs Internal Auditors demonstrate a strong risk, control and analytical mindset, exercise professional skepticism and challenge status quo on risks and control measures effectively with management. We look for individuals who enjoy learning about audit, businesses, and processes, have innovative and creative mindset in adapting analytical techniques to enhance audit function, develop teamwork and build relationships and are able to evolve and thrive in a fast-paced global environment. Embedded - Data Analytics In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm s compliance with laws and regulations, and advising management on developing smart control solutions. Embed Data Analytics team leverages its programming and analytical capabilities to build innovative data driven solutions. The team works closely with auditors to understand their pain points and develop data-centric solutions to address the same. Your Impact As part of the third line of defense, you will be involved in independently assessing the firm s overall control environment and its effectiveness as it relates to current and emerging risks and communicating the results to local/ global management. In doing so, you will be supporting the provision of independent, objective and timely assurance around the firm s internal control structure, thereby supporting the Audit Committee, Board of Directors and Risk Committee in fulfilling their oversight responsibilities. We are looking for a strong data scientist, passionate about using data to challenge the norm, to join our Embed Data Analytics team. The candidate will work closely with the audit teams to build innovative and reusable analytical tools that will help make audit testing more efficient and provide meaningful insights into firm s control environment. Responsibilities Execute on DA strategy developed by IA management within the context of audit responsibilities, such as risk assessment, audit planning, creation of reusable tools and providing innovative solutions to complex problems Partner with audit teams to help identify risks associated with businesses and facilitate strategic data sourcing and develop innovative solutions to increase efficiency and effectiveness of audit testing Build production ready analytical tools to automate repeatable and reusable processes within IA Build and manage relationships and communications with Audit team members Basic Qualifications 1-3 years of experience with a minimum of Bachelor s in Computer Science, Math, or Statistics Experience with RDBMS/ SQL Proficiency in programming languages, such as Python, Java, or C++ Knowledge of basic statistics, including descriptive statistics, data distribution models, Time Series Analysis, correlation, and regression, and its application to data Strong team player with excellent communication skills (written and oral). Ability to communicate what is relevant and important in a clear and concise manner and ability to handle multiple tasks Strong contributing member of Data Science team and help build analytical capabilities for Internal Audit Division Driven and motivated and constantly taking initiative to improve performance Preferred Qualifications Experience with advanced data analytics tools and techniques Strong experience in RDBMS/ SQL and Data Warehousing. Exposure to ETL Processes and Data Engineering. Experience in implementing Data Quality measures and entitlement models Familiarity in programming languages such as Python. Strong team player with excellent communication skills (written and oral). Ability to communicate what is relevant and important in a clear and concise manner and ability to handle multiple tasks Self-driven and motivated to take up initiatives to improve our processes.

About Role We are seeking internal audit professionals to join our growing Gurugram team that will execute audit engagements for diverse business lines across the globe. Ideal candidates will demonstrate a solid understanding of Risk and Control concepts, Audit methodologies, and IIA standards. They should have hands-on experience in conducting audits throughout all phases of the audit lifecycle. Our team embraces a hybrid work model, blending remote work with in-office collaboration. We ask team members to join us on-site 1-2 days per week, allowing for flexibility and work-life balance while maintaining strong team connections. As a Senior Audit Associate, you will apply a disciplined investigative approach to audit engagements while continually building internal audit execution and methodology expertise. What this job involves Participate in, and/or lead complex, risk-based operational, compliance, and financial audits across various business units and functions globally, designed to enhance and protect organizational value and assets. Independently lead audit engagements and execute audit procedures in conformance with our quality standards, policies, and procedures to provide assurance and identify risks, issues, and/or best practices. Ability to manage multiple projects and meet deadlines. Must be able to write risk descriptions, control descriptions, test objectives and test procedures clearly and concisely. Identify and assess key business risks, understanding the relationship between business strategies and risks. Evaluate the adequacy and effectiveness of associated control activities (e.g., internal control design and effectiveness) and apply a risk-based approach to achieve audit test objectives. Conduct/Lead walkthrough meetings with process owners to test the design of the controls in addition to understanding the business processes, risk and control. Prepare comprehensive audit reports, synthesize audit testing results, analyze root causes of issues, draft audit findings, risks, and recommendations for process improvements. Utilize data analytics, Artificial Intelligence and audit software tools to enhance audit efficiency and effectiveness. Lead and mentor newer audit team members, providing guidance and support throughout the audit process. Use audit tool (TeamMate+) to document audit work contemporaneously when procedures are performed. Abilities Skills Analytical and Problem Solving - Ability to define, clarify and propose solutions that align to audit methodology. Attention to Detail - Execution of the task-in-hand with accuracy and thoroughness. Big-Picture Thinking Ability to see how different parts of an audit area connect and work together as a whole. Critical Thinking skills - Objectively analyze and evaluate information to form reasoned judgments and make effective decisions. Intellectual Curiosity - Natural desire to learn new things and independently pursue a stronger understanding of the topic. Personal Courage - Uphold GIA principles of independence and objectivity while identifying when escalation is needed. Effective Communication (verbal and written) - Clearly articulate findings, explain complex concepts, and interact professionally with various stakeholders at all organizational levels. Teamwork and Collaboration Ability to work effectively in a team environment as well as independently. Sound like you To apply, you need to be : Degree in Accounting, Finance or related business field. At least 4-6 years of internal audit experience with a strong emphasis on the execution of audit testing procedures, and quality work paper documentation in conformance with internal audit (or relevant) methodology. Self-discipline d and the ability to balance multiple priorities in a deadline-driven environment. Experience with broader capabilities, such as enterprise risk management, Fraud evaluations, Self risk attestations and monitoring activities, is a plus. Strong understanding of risk assessment methodologies, internal control frameworks and audit standards (e.g., IIA, IPPF and COSO). Relevant Professional certification (CIA, CISA, etc.) or desire to obtain certification is a plus

About GIA The Global Internal Audit (GIA) teams vision is to provide superior, curated internal audit services, protecting the JLL brand and enabling the business to thrive. GIA accomplishes this by delivering independent and objective assurance and advisory products and services. With teams located around the globe, GIA is aligned to the JLL business lines to optimize effective execution of audits. About Role We are seeking internal audit professionals to join our growing Gurugram team that will execute audit engagements for diverse business lines across the globe. Ideal candidates will demonstrate a solid understanding of Risk and Control concepts, Audit methodologies, and IIA standards. They should have hands-on experience in conducting audits throughout all phases of the audit lifecycle. Our team embraces a hybrid work model, blending remote work with in-office collaboration. We ask team members to join us on-site 1-2 days per week, allowing for flexibility and work-life balance while maintaining strong team connections. As a Senior Audit Associate, you will apply a disciplined investigative approach to audit engagements while continually building internal audit execution and methodology expertise. What this job involves Participate in, and/or lead complex, risk-based operational, compliance, and financial audits across various business units and functions globally, designed to enhance and protect organizational value and assets. Independently lead audit engagements and execute audit procedures in conformance with our quality standards, policies, and procedures to provide assurance and identify risks, issues, and/or best practices. Ability to manage multiple projects and meet deadlines. Must be able to write risk descriptions, control descriptions, test objectives and test procedures clearly and concisely. Identify and assess key business risks, understanding the relationship between business strategies and risks. Evaluate the adequacy and effectiveness of associated control activities (e.g., internal control design and effectiveness) and apply a risk-based approach to achieve audit test objectives. Conduct/Lead walkthrough meetings with process owners to test the design of the controls in addition to understanding the business processes, risk and control. Prepare comprehensive audit reports, synthesize audit testing results, analyze root causes of issues, draft audit findings, risks, and recommendations for process improvements. Utilize data analytics, Artificial Intelligence and audit software tools to enhance audit efficiency and effectiveness. Lead and mentor newer audit team members, providing guidance and support throughout the audit process. Use audit tool (TeamMate+) to document audit work contemporaneously when procedures are performed. Abilities / Skills Analytical and Problem Solving - Ability to define, clarify and propose solutions that align to audit methodology. Attention to Detail - Execution of the task-in-hand with accuracy and thoroughness. Big-Picture Thinking Ability to see how different parts of an audit area connect and work together as a whole. Critical Thinking skills - Objectively analyze and evaluate information to form reasoned judgments and make effective decisions. Intellectual Curiosity - Natural desire to learn new things and independently pursue a stronger understanding of the topic. Personal Courage - Uphold GIA principles of independence and objectivity while identifying when escalation is needed. Effective Communication (verbal and written) - Clearly articulate findings, explain complex concepts, and interact professionally with various stakeholders at all organizational levels. Teamwork and Collaboration Ability to work effectively in a team environment as well as independently. Sound like youTo apply, you need to be : Degree in Accounting, Finance or related business field. At least 4-6 years of internal audit experience with a strong emphasis on the execution of audit testing procedures, and quality work paper documentation in conformance with internal audit (or relevant) methodology. Self-discipline d and the ability to balance multiple priorities in a deadline-driven environment. Experience with broader capabilities, such as enterprise risk management, Fraud evaluations, Self risk attestations and monitoring activities, is a plus. Strong understanding of risk assessment methodologies, internal control frameworks and audit standards (e.g., IIA, IPPF and COSO). Relevant Professional certification (CIA, CISA, etc.) or desire to obtain certification is a plus Scheduled Weekly Hours: 40