105 Audit Procedures Jobs - Page 5

We are looking for a highly skilled and experienced Assurance Supervisor 1 to join our team in Mumbai. The ideal candidate will have between 4 to 7 years of experience in accounting and audit, specifically in the TMT industry. Roles and Responsibility Provide timely, high-quality client service as part of engagement teams serving large and small companies. Develop strong working relationships with clients by understanding their needs and expectations. Perform audit procedures and tests according to the RSM audit methodology, ensuring proper documentation. Identify areas of risk and accounting and auditing issues, and collaborate with engagement teams to resolve them. Prepare audit reports and management letters, exercising professional skepticism and judgment while adhering to the code of ethics. Supervise and develop training for associates, taking ownership of tasks to ensure service excellence through prompt responses. Job Requirements Bachelor's degree in Commerce/MBA Qualified or equivalent. Qualified CA/ ACCA/ Licensed CPA with strong technical skills in accounting, including GAAP and GAAS. Possess strong data analytical skills, including advanced Excel skills (Vlookups, pivot tables, and basic formulas), Word, and PowerPoint. Demonstrate excellent verbal and written communication skills in English, as frequent communications with RSM International clients and United States-based engagement teams are required. Exhibit strong multi-tasking and project management skills, along with critical thinking, problem-solving, initiative, and timely completion of work. Be able to provide oversight to senior associates and associates, including training and development activities.

As a Risk Manager, you'll assess risks, implement controls, ensure compliance, and lead process improvements while promoting risk awareness across the telecom organization. Required Candidate profile MBA/CA/CMA with 8+ yrs in risk management, controls, and compliance. Strong in audits, telecom regulations, communication, analytics, and leading risk mitigation initiatives.

We are looking for a highly skilled and experienced Senior Consultant to join our team in Gurgaon, with 4-9 years of experience. The ideal candidate will have a strong background in assurance, tax, transaction, and advisory services. ### Roles and Responsibility Collaborate with clients to understand their needs and provide tailored solutions. Conduct audits and reviews to ensure compliance with regulatory requirements. Develop and implement effective risk management strategies. Provide expert advice on technology risk management and audit procedures. Work closely with cross-functional teams to achieve business objectives. Identify and mitigate potential risks and issues. ### Job Requirements Strong knowledge of ITGC, ITAC, RA, ISMS, and other relevant technologies. Excellent analytical and problem-solving skills. Ability to work collaboratively with clients and stakeholders. Strong communication and interpersonal skills. Experience working in a fast-paced environment and meeting deadlines. Bachelor's degree in B.Tech/B.E. or MBA/PGDM.

Hi all Greeting from Delight HR services we do have an excellent job opportunity for the position of Governance, Risk and Compliance Services Associate Asset Management Consulting with one of our esteem Tax advisory US based company Governance, Risk, and Compliance (GRC) practice is looking for an Associate to join our growing Asset Management Consulting (AMC) team. The GRC-AMC Associate is responsible for the execution of audit procedures, compliance implementation, and monitoring, as well as the completion of engagement objectives. They will take ownership of small projects under the supervision of experienced team members, while documenting and issuing client deliverables. The GRC Associate is curious, enthusiastic, and demonstrates a willingness to learn on a continual basis. The ideal candidate is deadline oriented, has strong interpersonal skills, and maintains professionalism. Weaver employees enjoy flexibility, meaningful and diverse client work, a supportive and innovative work environment, and many more benefits. The Associate will begin to develop an understanding of technical accounting literature within the GAAP and SEC hierarchies and is able to research issues and provide management with updates. They will learn and execute documentation in assigned areas and begin to demonstrate a familiarity with the Institute of Internal Audit (IIA) standards and the International Professional Practices Framework (IPPF). Additionally, the Associate will gain valuable exposure to and a comprehensive understanding of compliance requirements for U.S.-based investment advisors and asset managers. The Associate's projects primarily serve asset managers and registered investment advisers, focusing on compliance programs, surveillance, and support. As follows: Compliance Program Support: Provide support in developing, implementing, and maintaining compliance programs for registered investment advisers. Conduct annual compliance reviews, including monitoring and testing of the compliance program. Register clients as investment advisers. Prepare and submit annual and quarterly regulatory filings (e.g., ADV, 13F, 13H). Code of Ethics and Electronic Surveillance: Oversee the implementation and maintenance of electronic surveillance systems to ensure compliance with regulatory requirements. Develop, implement, and enforce the company's Code of Ethics in compliance with SEC regulations. Conduct regular reviews and updates of the Code of Ethics to ensure alignment with current laws and best practices. Collaborate with Directors and Managers to enhance surveillance systems and protocols. Monitor and review electronic communications to detect and prevent violations of the Code of Ethics. Investigate and resolve compliance breaches, providing recommendations for corrective actions. Stay updated on regulatory changes and ensure the company's surveillance practices are compliant. Prepare and submit reports on compliance activities and findings to senior management. Other Responsibilities: Compliance Rule Coders and testing on platforms such as BlackRock Aladdin Guideline Interpretation: Understand and interpret investment guidelines to ensure compliance. Rule Coding and Testing: Code compliance rules into the system and conduct thorough testing to ensure accuracy and functionality. Pre-Trade and Post-Trade Compliance Monitoring: Monitor trades to ensure compliance with regulations before and after execution. Investment Compliance: Oversee investment activities to ensure adherence to regulatory and internal guidelines. To be successful in this role, the following qualifications and skills are required: Bachelor's degree in finance, business, or a related field. Strong problem-solving and investigative skills, along with knowledge of ethical standards. Knowledge of the Investment Advisors Act of 1940. Thorough understanding of and experience with compliance program development and maintenance. Knowledge of Asset Management Industry, SEC Regulations, risks, processes and systems. This includes investments, compliance, middle and back-office operations. Strong research skills and attention to detail. Ability to multi-task across a range of projects with constantly shifting priorities. Team orientation and strong interpersonal skills Independent training and self-development, including researching and self-involving based on available resources. Fluent writing and verbal skills in English, including grammatical accuracy. Able to work flexible hours when key client or team meetings are needed. Proficient in Microsoft Office (Word, Excel, Outlook, Teams, PowerPoint) Additionally, the following qualifications are preferred: Masters degree in Business, Management Information Systems or Accounting CIA candidate, CISA (CPA preferred) Expertise in asset classes such as fixed income, equity, and derivatives. Schedule preference for G.M.T. to provide support for U.S. based managers. Seniority Level - Associate Industry Accounting/Advisory Employment Type - Full-time Job Functions - Accounting/Auditing/Compliance Skills - Project Management - Organization - MS Office - Interpersonal Skills - Problem Solving - Report writing Timing: 10AM to 8 PM Days : 5 days Hybrid mode Location: Bengalore And Chennai

We are looking for a skilled Senior Manager to lead our Tax team in Chennai. The ideal candidate will have 10-12 years of experience in core finance and payroll functions, with expertise in financial statements, tax audit, and client-facing finance teams. ### Roles and Responsibility Develop and implement accounts strategy for transaction tax offerings targeted at clients within identified industry segments. Lead project work streams from planning through implementation, managing resources and budgets effectively. Identify opportunities for cross-selling and upselling services to existing clients. Manage client deliverables related to R2R, payroll, statutory compliance, and other financial services. Collaborate with the EY markets and business development team to develop tailored proposals and draft content for technical and financial proposals. Review Fixed Assets Register and GST workings/reconciliations to ensure accuracy and compliance. ### Job Requirements Qualified Chartered Accountant with 10-12 years of experience in core finance and payroll functions. Strong knowledge of accounting principles, financial statements, and tax audit procedures. Experience in managing client-facing finance teams, preferably in a consulting organization or well-diversified industry. Excellent communication and interpersonal skills, with the ability to build strong relationships with clients and stakeholders. Practical approach to solving issues and complex problems, delivering insightful and practical solutions. Ability to work collaboratively across multiple client departments while following commercial and legal requirements. Skills in GCR, ACR, TAX, and Transaction Services. Good business knowledge, local market intelligence, and relationships. Strong Excel and PowerPoint skills.