39 Audit Principles Jobs - Page 2

As an Associate in the U.S. Banks Audit team at Morgan Stanley, you will be responsible for executing various assurance activities to assess risk and evaluate the control environment for the U.S. Banks. Your role will involve performing assurance activities independently to evaluate the quality and effectiveness of internal controls, risk management, and governance systems. You will work within the Business Audit team, inspecting controls in front, middle, and back offices. Key Responsibilities: - Execute a wide range of assurance and oversight activities to identify and assess risks within your coverage area and form a view on the control environment. - Engage with stakeholders to discuss r...

We&aposre seeking someone to join our team as an Director to provide audit coverage for application and system infrastructure supporting Finance Technology Audit. In the Audit division, we provide senior management an objective and independent assessment of the Firm&aposs internal control environment for risk management and governance. This is a Director level position within the Technology Audit Job Family. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What You&aposll Do In The Role Help identify risk and impact to relevant coverage area ...

As a technology auditor at Morgan Stanley, you will be joining our diverse team of audit and assurance professionals to support the Asia Internal Audit team. Your role will involve identifying, assessing, and allocating resources to key technology risks and vulnerabilities by evaluating the adequacy and effectiveness of related controls. In this Director level position within the Internal Audit Department, you will provide senior management with an objective and independent assessment of the Firm's internal control environment for risk management and governance. Your responsibilities will include identifying risks and emerging risks across IT infrastructure and system landscape, leading audi...

Internal Audit - Institutional Securities Audit, Director, India We&aposre seeking someone to join our diverse team of audit and assurance professionals as a business auditor to support the India and Asia Internal Audit team in identifying, assessing and driving resources to areas of key risks and vulnerabilities in the Institutional Securities Group (ISG), through evaluating the adequacy and effectiveness of related controls. In the Audit division, we provide senior management an objective and independent assessment of the Firm&aposs internal control environment for risk management and governance. This is a Director level position within the Internal Audit Department. Since 1935, Morgan Sta...

We are looking for an individual to join our team of audit and assurance professionals as a technology auditor to assist the Asia Internal Audit team in identifying, evaluating, and addressing areas of significant technology risks and vulnerabilities by assessing the adequacy and effectiveness of relevant controls. This role is at the Associate level within the Internal Audit Department at Morgan Stanley. In the Audit division, we offer senior management an impartial and independent evaluation of the Firm's internal control environment for risk management and governance. Morgan Stanley, a global leader in financial services since 1935, operates in over 40 countries worldwide, continuously ev...

Vacancy for CA Articled Trainee at N K R & ASSOCIATES. We are currently seeking 2 CA Articled Trainees for our Hi-Lite Business Park, Calicut office. This is a great opportunity to gain hands-on experience in various aspects of the accounting, taxation, and auditing profession. N K R & Associates was founded in 2012 by CA RAJEENA NK. The firm is dedicated to delivering reliable, ethical, and insightful financial services that empower individuals, businesses, and organizations to thrive. With over 13 years of experience and offices located in Malappuram and Calicut districts, we offer a strong regional presence with comprehensive service offerings. As an Article Trainee in Calicut, you will g...

We&aposre seeking someone to join our team as an Associate or Director to provide assurance coverage for business processes in the area of Institutional Securities, Investment Management, and related Finance, Non-Financial Risk and Operations within the Firm. The Internal Audit Department (IAD) reports directly to the Board Audit Committee, and is an objective and independent function within Morgan Stanley&aposs risk management framework. IAD assists senior management and the Audit Committee of the Board (BAC) in the effective discharge of their legal, fiduciary and oversight responsibilities. Comprises over 400 employees globally. IAD is responsible for providing independent assurance on th...

As an Internal Auditor in the Real Estate sector, you will be responsible for conducting audits, validating financial transactions, and ensuring compliance with internal controls and industry regulations. Your role will involve validating contractor bills, reviewing Work Completion Certificates (WCC), conducting process audits, and performing on-site visits. You will also be required to validate vendor and customer account reconciliations, ensure adherence to RERA regulations, and track project and site inventory. Additionally, you will be responsible for monitoring statutory obligations, auditing office operational expenses, and preparing audit reports with findings and recommendations. To ...

We are seeking someone to join our team as a Director covering Risk Management Capital Planning. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes. This i...

As an Associate or Director at Morgan Stanley, you will be responsible for providing assurance coverage for business processes within the Institutional Securities, Investment Management, and related Finance, Non-Financial Risk, and Operations sectors. The Internal Audit Department (IAD) plays a crucial role in the firm's risk management framework by providing independent assurance on the quality and effectiveness of internal controls, risk management, and governance systems. With over 400 employees globally, IAD assists senior management and the Audit Committee of the Board in fulfilling their legal, fiduciary, and oversight responsibilities. In this role, you will help identify risks and pr...

You will be responsible for preparing and finalizing financial statements in accordance with Ind AS, as well as supporting month-end and year-end closing activities. This includes ensuring timely closure of quarterly and annual limited review results to comply with SEBI (LODR) regulations. You will also oversee Statutory Audits, Risk Assessments, and other compliance reviews, managing audit coordination and resolving audit observations. Collaborating with statutory and internal auditors for audit planning, execution, and finalization will be part of your role, including managing documentation and audit deliverables. Additionally, you will be involved in implementing and monitoring accounting...

Roles and Responsibilities: Execute audit strategy and plan of concurrent audits testing Maintain and update concurrent audit procedures and checklists Ensure timely and quality execution of concurrent audit reviews . Ensure timely completion of Concurrent audit plan. Required Candidate profile Only Mumbai Candidates preferred Strong knowledge of audit principles, standards, methodologies and practices ( internal controls, risk assessment)

We are looking for a Director to join our team in the Compliance audit team, focusing on Regulatory compliance supporting Banks. As a Director in the Internal Audit Division (IAD), you will play a crucial role in providing an independent and well-informed view of the most important risks facing our Firm. Your responsibilities will include assessing the quality and effectiveness of Morgan Stanley's internal control system, risk management, and governance processes. This position involves inspecting controls in front, middle, and back offices. You will be expected to identify risks and assess the impact on Regulatory Compliance within the Compliance division to prioritize areas of focus. Addit...

We are looking for a Director to join our team in the Compliance audit team, focusing on providing coverage for Regulatory compliance supporting Banks. As a Director in the Internal Audit Division (IAD), you will play a crucial role in assessing the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. You will work independently to identify vulnerabilities and provide impactful messages about the most critical risks facing our Firm. Your responsibilities will include identifying risks and impacts to the Regulatory Compliance area within the Compliance division, executing assurance activities to assess risk a...