7 Audit Operations Jobs

You will be joining Oracle's Tax PMO Shared Services team as an essential part of the U.S. Non-Income-Based Tax (NIBT) department. Your primary responsibility will be to provide crucial administrative and documentation support to ensure smooth compliance and audit operations. Your attention to detail will be key in maintaining accurate records of tax filings, ensuring timely submissions, and assisting in the coordination of audit activities. As a part of the Shared Services team, you will be responsible for gathering and organizing necessary documentation, identifying discrepancies, making tax adjustments as needed, and ensuring that audit schedules and deadlines are met. Your role will also involve collaborating with tax experts to resolve discrepancies and implementing corrective actions promptly to maintain compliance with U.S. Federal and State NIBT regulations. In addition to supporting audit operations, you will handle various administrative tasks such as data entry, record keeping, and reporting. Your contribution in these areas will help reduce the risk of non-compliance, enhance audit efficiency, and ensure adherence to regulatory requirements. This full-time role at Oracle offers an opportunity to work in a dynamic environment where your attention to detail and organizational skills will play a critical role in supporting tax compliance processes and ensuring the overall effectiveness of audit operations.,

As a member of Oracle's Tax PMO Shared Services team supporting the U.S. Non-Income-Based Tax (NIBT) team, you play a crucial role within Oracle's Tax organization. Your main responsibility will be to provide essential administrative and documentation support to facilitate compliance and audit activities. Your attention to detail is paramount as you will be assisting in tax compliance processes by maintaining accurate records of tax filings, ensuring timely submissions, and supporting the coordination of audit operations. This will involve gathering and organizing necessary documentation, assisting in identifying discrepancies, making tax adjustments, and ensuring adherence to audit schedules and deadlines. Moreover, your role will include supporting the resolution of tax discrepancies by collaborating with tax experts and ensuring that corrective actions are promptly implemented. By managing administrative tasks such as data entry, record-keeping, and reporting, you will significantly contribute to reducing the risk of non-compliance, improving overall audit efficiency, and ensuring compliance with U.S. Federal and State NIBT regulations. This full-time position at Oracle offers an opportunity to be part of a dynamic team dedicated to upholding tax compliance standards and ensuring the smooth operation of audit processes. Your role as a member of the Shared Services team will be instrumental in maintaining accurate tax records, supporting audit activities, and collaborating with tax experts to address any discrepancies effectively. If you are detail-oriented, proactive, and eager to contribute to Oracle's Tax PMO Shared Services team, this role offers a unique opportunity to enhance your skills and make a meaningful impact on Oracle's tax compliance and audit operations. Join us in our mission to uphold the highest standards of compliance with U.S. Federal and State NIBT regulations.,

About this role: Wells Fargo is seeking an Independent Testing Specialist In this role, you will: Participate in less complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies within Independent Testing Support and implement less complex initiatives with low to moderate risk and exercise independent judgment to guide risk reporting, escalation, and resolution Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in risk management framework and the risk and control environment Collaborate and consult with colleagues, internal partners and management Required Qualifications: 2+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education DesiredQualifications: University degree in Business or related discipline 2+ years of relevant experience in risk management (includes compliance, operational risk, issue identification and validation, internal audit, business process management), Technology Audit, Risk and Control Testing Knowledge and understanding of financial services industry: compliance, risk management, or audit operations Expert knowledge levels and understanding of Technology controls Good understanding of Technology domain and Infrastructure Experience in reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products, and internal controls; and identifying issues resulting from internal and/or external compliance examinations Experience in testing policy, procedures, control, and business process testing Experience in creating, executing, and documenting compliance, control, and business process testing Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) Ability to take on a high level of responsibility, initiative, and accountability Minimum 2+ years at Big Four/super regional public accounting firm with experience in Technology testing, regulatory, and/or business process, advisory/consulting service. Experience supporting SOX/SOC, Regulatory Exams (Domestic and Intl), Audits, or other technology control related assessments. Strong critical thinking skills with ability to credibly challenge status quo. Strong organization and prioritization skills. Strong relationship management skills: ability to negotiate difficult positions without harming relationships Strong team player and ability to work with minimum guidance Job Expectations: Responsibilities of the Specialist role include, but are not limited to: Completes review/testing activities on an accelerated schedule, raising schedule delays as needed while looking for opportunities to remediate schedule issues. Providing meaningful operational and compliance risks assessments of business processes. Strong analytical skills Supporting efforts to effectively challenge risks in processes and evaluate and/or test controls designed to mitigate those risks. Executing substantive and/or control testing with moderate supervision. Executing the test of design and operating effectiveness for RCSA (Risk & Compliance Self-Assessment) controls. Completes all testing and documentation under limited supervision and appropriately retains all work papers (testing schedule, templates, work-papers, deferrals, deviations, etc.). Providing consultation and subject matter expertise for process related matters including evaluating severity of control deficiencies and related remediation efforts. Documenting test results and any issues identified while also providing recommendations to management. Providing Credible Challenge to the First Line Units as needed. Acting as a change agent for continual improvement of the control environment Chartered Accountant Certified Management Accounting Certified Public Accountant (CPA) Certified Internal Auditor (CIA) MBA Finance/PGDBA Certified Regulatory Compliance Manager (CRCM) Cybersecurity and Infrastructure Security Agency (CISA) Certified Information Security Manager (CISM) Certified in Risk and Information System Control (CRISC) Information Security Management Systems (ISMS) Data Management information Role: Risk Management & Compliance - Other Industry Type: IT Services & Consulting Department: Risk Management & Compliance Employment Type: Full Time, Permanent Role Category: Risk Management & Compliance - Other Education UG: Any Graduate PG: CA in Any Specialization, MBA/PGDM in Any Specialization

About this role: Wells Fargo is seeking an Independent Testing Specialist In this role, you will: Participate in less complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies within Independent Testing Support and implement less complex initiatives with low to moderate risk and exercise independent judgment to guide risk reporting, escalation, and resolution Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in risk management framework and the risk and control environment Collaborate and consult with colleagues, internal partners and management Required Qualifications: 2+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education DesiredQualifications: University degree in Business or related discipline 2+ years of relevant experience in risk management (includes compliance, operational risk, issue identification and validation, internal audit, business process management), Technology Audit, Risk and Control Testing Knowledge and understanding of financial services industry: compliance, risk management, or audit operations Expert knowledge levels and understanding of Technology controls Good understanding of Technology domain and Infrastructure Experience in reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products, and internal controls; and identifying issues resulting from internal and/or external compliance examinations Experience in testing policy, procedures, control, and business process testing Experience in creating, executing, and documenting compliance, control, and business process testing Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) Ability to take on a high level of responsibility, initiative, and accountability Minimum 2+ years at Big Four/super regional public accounting firm with experience in Technology testing, regulatory, and/or business process, advisory/consulting service. Experience supporting SOX/SOC, Regulatory Exams (Domestic and Intl), Audits, or other technology control related assessments. Strong critical thinking skills with ability to credibly challenge status quo. Strong organization and prioritization skills. Strong relationship management skills: ability to negotiate difficult positions without harming relationships Strong team player and ability to work with minimum guidance Job Expectations: Responsibilities of the Specialist role include, but are not limited to: Completes review/testing activities on an accelerated schedule, raising schedule delays as needed while looking for opportunities to remediate schedule issues. Providing meaningful operational and compliance risks assessments of business processes. Strong analytical skills Supporting efforts to effectively challenge risks in processes and evaluate and/or test controls designed to mitigate those risks. Executing substantive and/or control testing with moderate supervision. Executing the test of design and operating effectiveness for RCSA (Risk & Compliance Self-Assessment) controls. Completes all testing and documentation under limited supervision and appropriately retains all work papers (testing schedule, templates, work-papers, deferrals, deviations, etc.). Providing consultation and subject matter expertise for process related matters including evaluating severity of control deficiencies and related remediation efforts. Documenting test results and any issues identified while also providing recommendations to management. Providing Credible Challenge to the First Line Units as needed. Acting as a change agent for continual improvement of the control environment Chartered Accountant Certified Management Accounting Certified Public Accountant (CPA) Certified Internal Auditor (CIA) MBA Finance/PGDBA Certified Regulatory Compliance Manager (CRCM) Cybersecurity and Infrastructure Security Agency (CISA) Certified Information Security Manager (CISM) Certified in Risk and Information System Control (CRISC) Information Security Management Systems (ISMS) Data Management information Role: Risk Management & Compliance - Other Industry Type: IT Services & Consulting Department: Risk Management & Compliance Employment Type: Full Time, Permanent Role Category: Risk Management & Compliance - Other Education UG: Any Graduate PG: CA in Any Specialization, MBA/PGDM in Any Specialization

You are required to have a qualification as a CA/CMA for the internal Audit position at TCI Express Ltd. Your role will involve planning and executing audit operations, preparing audit plans, presenting audit reports to the Audit Head, and closing audit observations. You will be responsible for reviewing internal control systems, making recommendations for improvement, and executing actions to enhance internal control. Additionally, you will be expected to provide periodic reports, MIS, and feedback to the Audit Head and internal customers on the audit process. The job also involves traveling to various branch locations and field offices. As a Full-time employee, you will be entitled to health insurance and Provident Fund benefits. The work schedule is during the day shift. The job location is in Gurgaon, Haryana, and you should be willing to reliably commute or relocate with an employer-provided relocation package, if required. It is preferred that you have at least a Secondary (10th Pass) education.,

Independent Testing Specialist - Regulatory Reporting / Financial Reporting & Control Testing About this role: Wells Fargo is seeking a Independent Testing Specialist. In this role, you will: Participate in less complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies within Independent Testing Support and implement less complex initiatives with low to moderate risk and exercise independent judgment to guide risk reporting, escalation, and resolution Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in risk management framework and the risk and control environment Collaborate and consult with colleagues, internal partners and management Required Qualifications: 2+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Knowledge and understanding of financial services industry: compliance, risk management, or audit operations A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, or Reporting Big four public accounting experience A Master of Business Administration (MBA) or a Certified Public Accountant (CPA) designation Knowledge and understanding of regulatory reporting e.g. Federal Reserve, Financial Conduct Authority, OCC, SEC etc. Knowledge and understanding of regulatory compliance requirements surrounding SOX Sarbanes-Oxley Act Ability to take on a high level of responsibility, initiative, and accountability Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important Specialized knowledge or prior regulatory compliance testing or review experience Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues resulting from internal and/or external compliance examinations Experience creating, executing, and documenting compliance, control, and business process testing Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) Experience supporting Regulatory Exams (Domestic and Intl), Audits, or other regulatory reporting related assessments Strong critical thinking skills with ability to credibly challenge status quo Strong organization and prioritization skills Strong relationship management skills; ability to negotiate difficult positions without harming relationships Job Expectations: Experience in Independent Testing, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education This role is in the Regulatory Reporting Incremental Compliance (RRIC) team within Independent Testing & Validation. RRIC is a centralized team, operates as a second line of defense over the regulatory and risk report production processes subject to BCBS 239 requirements. The team is an integral part of the Companys control environment and provides credible challenge to relevant participants in the reporting processes. RRIC has enterprise-wide exposure to lines of business, regulatory and risk reporting stakeholders as well as the external financial reporting and regulatory reporting infrastructures and frequently coordinates with internal audit.

About this role: Wells Fargo is seeking an Independent Testing Specialist. In this role, you will: Participate in less complex development and design of methodologies and standards for review activities companywide in alignment with the risk management framework Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs, risks, and controls according to standards and other applicable policies within Independent Testing Support and implement less complex initiatives with low to moderate risk and exercise independent judgment to guide risk reporting, escalation, and resolution Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in risk management framework and the risk and control environment Collaborate and consult with colleagues, internal partners and management Required Qualifications: 2+ years of Independent Testing experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: University degree in Business or related discipline 2+ years of relevant experience in risk management (includes compliance, operational risk, issue identification and validation, internal audit, business process management) 2+ years direct experience Audit, Risk and Control Testing Knowledge and understanding of financial services industry: compliance, risk management, or audit operations Knowledge and understanding of regulatory agencies: Federal Reserve and OCC Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products, and internal controls; and identifying issues resulting from internal and/or external compliance examinations Experience testing policy, procedures, control, and business process testing Experience creating, executing, and documenting compliance, control, and business process testing Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) Ability to take on a high level of responsibility, initiative, and accountability Other Desired Skills: Minimum two years at Big Four/super regional public accounting firm with experience in business process, regulatory, and/or business process, regulatory, advisory/consulting service. Experience supporting SOX/SOC, Regulatory Exams (Domestic and Intl), Audits, or other control related assessments. Strong critical thinking skills with ability to credibly challenge status quo. Strong organization and prioritization skills. Strong relationship management skills: ability to negotiate difficult positions without harming relationships Strong team player and ability to work with minimum guidance Job Expectations: Lead or participate in moderate to high risk or complex review activities in a matrixed environment and communicate emerging risks to management within Independent Testing Contribute to large scale planning related to Independent Testing deliverables Review and research moderately complex potential corrective actions, and follow through on reporting, escalation, and resolution