3 Assurance Techniques Jobs

For a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfill their hopes and realize their ambitions. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Traded Risk Assurance. **Principal Responsibilities:** - Support in the definition and scoping of the Traded Credit Risk Assurance function, promoting and implementing synergies and efficiencies while securing an optimal and best-in-class control environment. - Challenge the first line control and risk owners to ensure that risk management activities are working effectively for Traded Credit Risk. - Provide subject matter expertise, advice, guidance, and effective challenge to the Risk and Control Owners. - Monitor compliance of the minimum requirements applicable to the management of Traded Credit Risk, as set out in relevant policies. - Report on the risk and control profile, including impacts of external environment changes, emerging risks, and changes to the business strategy. - Work with the business to understand the impact of emerging risks that require changes to controls, resources, and business operations to ensure they remain within appetite. - Support the definition of the Risk and Control Library, including minimum control standards, specifying key risks and key controls, and providing guidance on continuous monitoring expectations. - Recommend Risk and Control Assessment (RCA) scoping, and challenge where this is not appropriately applied in the Risk and Control Assessment; and challenge Risk and Control Owners on risk and control management. - Work closely with Internal Audit (INA) to understand the outcomes of their reviews and how this affects the control environment. **Requirements:** - CA / MBA in Finance or Masters in a similar and relevant field. - At least 5 years of work experience in a Big4 / Financial services firm in the area of internal audit, assurance, or traded risk management. - Good working knowledge of counterparty credit risk reporting requirements and regulations. - Practical experience of counterparty credit risk management & control within a financial institution. - Ability to provide independent and effective review and challenge of key counterparty credit risk processes including regulatory reporting. - Good understanding of assurance techniques obtained in a Big 4 accounting firm or internal audit department of a financial institution. - Ability to challenge stakeholders at various levels and build relationships with a diverse range of stakeholders. Join HSBC and be part of a culture where all employees are valued, respected, and opinions count. HSBC is committed to providing a workplace that fosters continuous professional development, flexible working, and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. **Issued by HSBC Electronic Data Processing (India) Private LTD**,

As a Manager - Traded Risk Assurance at HSBC, you will play a crucial role in defining and scoping the Market Risk Assurance function. Your responsibilities will include promoting and implementing synergies and efficiencies to ensure an optimal control environment. You will challenge first-line control and risk owners to ensure that risk management activities are effective, particularly in the area of Market Risk. Your expertise will be vital as you provide advice, guidance, and effective challenge to the Risk and Control Owners. You will monitor compliance with minimum requirements related to Market Risk management and report on the risk and control profile, including the impacts of external environment changes and emerging risks. Collaborating with the business, you will assess the impact of emerging risks and recommend changes to controls, resources, and operations to align with the risk appetite. Your role will involve working closely with the Internal Audit team to understand the outcomes of their reviews and their implications for the control environment. Additionally, you will contribute to the definition of the Risk and Control Library, including minimum control standards, key risks, and key controls. To be successful in this role, you should hold a CA/MBA in Finance or a related field and have at least 2 years of experience in a Big4 or financial services firm in areas like internal audit, assurance, or traded risk management. A strong understanding of counterparty credit risk reporting requirements, regulations, and metrics is essential, along with practical experience in counterparty credit risk management within a financial institution. Your ability to provide independent review and challenge of key counterparty credit risk processes will be critical, as well as your skills in building relationships with stakeholders at various levels. Join HSBC and be part of a culture that values its employees, fosters continuous professional development, and offers opportunities for growth in an inclusive and diverse environment. Your personal data will be handled in accordance with our Privacy Statement.,

As a Manager - Traded Risk Assurance at HSBC, you will play a crucial role in defining and scoping the Market Risk Assurance function. Your main responsibility will be to ensure the promotion and implementation of synergies and efficiencies while maintaining an optimal control environment. You will actively challenge the first-line control and risk owners to ensure that risk management activities are effectively functioning, especially in the area of Market Risk. Your duties will include providing subject matter expertise, advice, guidance, and effective challenge to the Risk and Control Owners, monitoring compliance with minimum requirements related to Market Risk management, and reporting on the risk and control profile. You will collaborate with the business to understand the impact of emerging risks, recommend Risk and Control Assessment scoping, and work closely with Internal Audit to align on control environment outcomes. To be successful in this role, you should hold a CA/MBA in Finance or a relevant field, along with at least 2 years of work experience in a Big4/Financial services firm focusing on internal audit, assurance, or traded risk management. A good working knowledge of counterparty credit risk reporting requirements, regulations, and metrics is essential. You should also possess practical experience in counterparty credit risk management within a financial institution and be capable of providing independent review and challenge of key processes. Your ability to effectively challenge stakeholders at various levels, build relationships with a diverse range of stakeholders, and utilize assurance techniques acquired in a big 4 accounting firm or internal audit department will be crucial for success in this role. At HSBC, we are dedicated to creating a culture where all employees are respected, valued, and their opinions matter. We are committed to providing continuous professional development, flexible working arrangements, and opportunities for growth within an inclusive and diverse environment. Your personal data submitted during the employment application process will be handled in accordance with our Privacy Statement available on our website. Join HSBC, where you will have the opportunity to make a real impact and be valued for your contributions.,