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2.0 - 6.0 years
0 Lacs
pune, maharashtra
On-site
As a Compliance Assurance Review Team Support at Barclays, you will play a crucial role in revolutionizing the digital landscape and ensuring unparalleled customer experiences. Your responsibilities will include undertaking assurance reviews to assess and report on Compliance and/or Reputational Risk, behaviors, and attitudes. By leveraging cutting-edge technology, you will help manage Compliance and/or Reputational risk across all Barclays legal entities and identify areas for improvement. Your key duties and responsibilities will include: - Proactively identifying and agreeing on review coverage and developing the scope of individual reviews - Ensuring adherence to the Compliance Assurance methodology throughout planning, testing, and reporting - Implementing automated assurance/data analytics to enhance data-driven testing within reviews - Staying updated on business developments, regulatory changes, and Compliance objectives - Contributing to the continual review and development of the annual review plan - Building and maintaining strong relationships between Compliance Assurance and Business Oversight Compliance and Key Stakeholders To excel in this role, you should possess: - Investigative skills to identify key risks and areas of non-conformance - Strong analytical skills and the ability to deliver high-quality work in a timely manner - Proactive problem-solving approach and inquisitive analysis - Ability to work independently and in a fast-paced environment with attention to detail - Proficiency in conducting independent data analysis - Self-motivation and eagerness to learn and develop new skills Preferred qualifications include being a qualified Fresh Chartered accountant with article ship experience in a reputed firm, familiarity with basic data analytics coding techniques, and understanding of regional regulatory environments. The purpose of this role is to provide assurance over the effectiveness of Compliance Risk Management across the bank. Your accountabilities will involve developing and refreshing the Compliance Assurance Annual Plan, delivering risk-based assurance activities, identifying potential risks, communicating Compliance Assurance reports, and fostering effective relationships with stakeholders. Analyst expectations include performing activities in a timely and high-standard manner, demonstrating in-depth technical knowledge, supervising a team, leading continuous improvement, and partnering with other functions and business areas. You will also be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,
Posted 4 days ago
3.0 - 7.0 years
0 Lacs
pune, maharashtra
On-site
Join us as a Compliance Assurance Review Team Support, where you will spearhead the evolution of our digital landscape, driving innovation and excellence. You will harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. The Compliance Assurance team support will be responsible for undertaking assurance reviews, and where required ICVs, to assess and report on Compliance and/or Reputational Risk, behaviors, and attitudes. The outputs of the Compliance Assurance Team will help ensure that Compliance and/or Reputational risk is being appropriately managed across all the legal entities and identify where additional action may be required. The role holder will be required to work across a variety of risk and business coverage areas being led by and working with CA colleagues in any of our global locations. You may be assessed on the key critical skills relevant for success in role, such as experience with Assurance team, as well as job-specific skill sets. To be successful as a Compliance Assurance Review Team Support, you should have experience with the following Duties & Responsibilities: - Take a proactive approach to identifying and agreeing review coverage and develop the scope of individual reviews - Ensuring adherence to the Compliance Assurance methodology in the execution of reviews (throughout planning, testing, and reporting) and monitoring/validation - Applying automated assurance/data analytics to increase the use of data-driven testing and data analytics within reviews - Keeping up to date on business developments, regulatory change, internal policies, and Compliance objectives to ensure Compliance Assurance work remains relevant and timely - Aiding continual review and development of the annual review plan through assessing the conduct, reputational, and regulatory risks of existing business activities - Building, developing, and maintaining respected relationships between Compliance Assurance and Business Oversight Compliance and Key Stakeholders The successful candidate will be expected to closely mirror the time zone of the global team with which they align. Essential/Basic Qualifications: - Investigative skills with the capability to identify key risks and areas of non-conformance with regulatory and legislative requirements and lack of controls, identify root cases, themes, and trends - Strong analytical skills with the ability to deliver high-quality work in a timely and structured manner - A proactive approach to problem-solving with a desire to be inquisitive in their analysis - Ability to work independently and in a team and/or fast-paced environment. Attention to detail, ability to work in a precise and structured manner - Ability to conduct independent and thorough data analysis - Self-motivated and able to take on responsibility for the completion of tasks. Eagerness to learn and develop new skills Preferred Qualifications: - Qualified Fresh Chartered accountant with articleship experience in a reputed firm (preferably Big4s) - Experience with basic data analytics coding techniques (e.g., basic SQL queries) - Understanding of the regional regulatory environment and the key Laws, Rules, and Regulation impacting the region,
Posted 1 week ago
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