4 Apac Regulations Jobs

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4.0 - 8.0 years

0 Lacs

maharashtra

On-site

You will be joining our team as an Associate in the Trade & Transaction Reporting Operations team. The TTRO Control Chapter Team focuses on delivering the control framework to manage the firm's risk and meet regulatory objectives related to Transaction Reporting accuracy and timeliness. To excel in this role, you will need knowledge of system flows, cash and derivative products, and investment banking operations control principles. **Role Overview:** - Perform business analysis activities to define solutions, utilizing product, process, and technical domain knowledge. - Partner with stakeholders on solution implementation, analyze complex issues, and propose future actions. - Work on remedia...

Posted 1 week ago

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4.0 - 8.0 years

0 Lacs

maharashtra

On-site

You will be joining the Trade & Transaction Reporting Operations team as an Associate, responsible for delivering the control framework to manage the firm's risk and ensure completeness, accuracy, and timeliness of Transaction Reporting. Your role will require knowledge of system flows, cash and derivative products, and investment banking operations control principles. **Key Responsibilities:** - Perform business analysis activities to define solutions, utilizing product, process, and technical domain knowledge. - Partner with stakeholders for solution implementation, issue analysis, root cause identification, and proposing future actions. - Work on remediation efforts for controls, reconcil...

Posted 1 week ago

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5.0 - 9.0 years

0 Lacs

maharashtra

On-site

As an individual with IT risk/audit experience, preferably in the Banking/FI domain, you are required to have a Bachelor's degree in IT with a minimum of 5-7 plus years of experience. Industry certifications such as CISA, CISM, COBIT foundation, etc, are preferred. Your relevant experience should include executing Risk initiatives within a tech risk function, compliance, or technology audit role. Moreover, having experience in leading programs for proactively identifying regulatory risk exposure and potential non-compliant areas, as well as knowledge of APAC regulations & understanding of regulatory risk management, is preferred. In your role, you will be responsible for managing senior stak...

Posted 1 month ago

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3.0 - 5.0 years

0 Lacs

mumbai, maharashtra, india

On-site

> As a CTB professional, perform business analysis activities in order to define solutions, utilising a mix of product, process knowledge and technical domain knowledge. They partner with RTB, Tech and other stakeholders on solution implementation, analyse and expose complex issues, identify root causes and propose future actions. > Support the delivery lead in defining the requirements and working with wider TTRO team to ensure best practice > Identify opportunities of enhancement and manage key deliverables > Support global management by performing duties to support and develop the team. > Key local regime lead face off into CTB team > Timely escalation within the project team on risks and...

Posted 2 months ago

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