AML Surveillance Analyst Interactive Brokers

2.0 - 6.0 years

0 Lacs

maharashtra

On-site

As an FIU Surveillance Analyst at Interactive Brokers, you will play a vital role in reviewing and analyzing cashiering activities of the firm's clients in accordance with the AML/CTF policy. Your high energy, attention to detail, and problem-solving skills will be essential in this role based in the Mumbai office. **Key Responsibilities:** - Assist in checking, monitoring, and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region with a focus on transactions for IBAU, IBHK, and IBSG. - Communicate with clients regarding monitoring and surveillance-related matters. - Review and provide suggestions to enhance existing surveillance systems/reports. - Implement appr...

Posted 1 month ago

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AML Surveillance Analyst RiverForest Connections Private Limited

2.0 - 6.0 years

0 Lacs

maharashtra

On-site

As a candidate for this role, you will be responsible for the following key tasks: - Assisting in the monitoring and surveillance of cashiering transactions by clients in the Asia Pacific region, with a specific focus on transactions - Communicating with clients on monitoring and surveillance-related matters - Reviewing and providing suggestions to enhance existing surveillance systems and reports - Implementing approved enhancement changes and changes required due to regulatory updates - Staying up to date with changes in market conduct, AML, and other related regulations - Keeping abreast of APAC and international developments in relevant areas of regulations and law In order to excel in t...

Posted 1 month ago

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AML Surveillance Analyst Interactive Brokers

2.0 - 6.0 years

0 Lacs

maharashtra

On-site

Interactive Brokers Group, Inc. is a global financial services company based in Greenwich, CT, USA, with a presence in over 15 countries. With a legacy of over four decades, the company is renowned for its innovative financial solutions and unwavering commitment to clients. Offering electronic brokerage services worldwide, Interactive Brokers caters to clients across 200 countries, including individual investors, financial advisors, hedge funds, and introducing brokers. The company's cutting-edge technology, competitive pricing, and extensive market reach empower clients to optimize their investments effectively. As an FIU Surveillance Analyst at Interactive Brokers, you will play a crucial ...

Posted 3 months ago

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AML Surveillance Analyst RiverForest Connections Private Limited

2.0 - 6.0 years

0 Lacs

maharashtra

On-site

The role you are applying for involves regional responsibilities within the Asia Pacific region. Your main tasks will include monitoring and surveilling cashiering transactions by clients, with a specific focus on transactions. You will be expected to communicate with clients regarding monitoring and surveillance matters. Additionally, part of your role will involve reviewing existing surveillance systems/reports and providing suggestions for enhancements. You will also be responsible for implementing approved changes for system enhancements and those required due to regulatory modifications. It is essential to stay updated with changes in market conduct, AML, and other related regulations, ...

Posted 4 months ago

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