AMC COMPLIANCE

NJ India Invest

0 years

0 Lacs

Gandhinagar, Gujarat

Posted:1 week ago| Platform: SimplyHired logo

Apply

Work Mode

On-site

Job Description

Job description

Primary role

Preparing offer document, notice / addendum.
Ensuring compliances with SEBI under the Mutual Fund's Rules, Regulations, FEMA, Anti Money Laundering laws and KYC requirements and ensuring that the procedures are followed and regularly reviewed.
Creation of limits in the Front Office System. Preparation of reports for SEBI and Board of Directors.
Vetting of Advertisement / marketing materials. Liaising with auditors and resolving any audit query.
Review of Risk Management Framework.
Conducting Committee meeting. Preparing & updating manuals and policies on timely basis.
Preparation of Investment Risk Report. Preparation of Investment Risk Report.
Providing regulatory updates to stakeholders. Ensure all compliance mandatory training are provided.
Handling compliance queries raised by employees of various business divisions.

Job Overview (8096)

Experience
48 Month(s).

City
Gandhinagar.

Qualification
CS

Area of Expertise
MUTUAL FUNDS COMPLIANCES (AMFI, SEBI)

Prefer Gender
Male

Function
AMC - COMPLIANCE

Audio / Video Profile
NA

More Jobs at NJ India Invest

Unit Manager - Insurance

Jaipur

Experience: Not specified

INR 2 - 2 Lacs

CUSTOMER RELATIONSHIP OFFICER (COMMON)

Valsād

Experience: Not specified

Salary: Not disclosed

UNIT MANAGER - INVESTMENT

Noida

Experience: Not specified

INR 2 - 3 Lacs

CUSTOMER RELATIONSHIP OFFICER (COMMON)

Valsad, Gujarat

Experience: Not specified

Salary: Not disclosed

CUSTOMER RELATIONSHIP OFFICER (COMMON)

Valsād

Experience: Not specified

Salary: Not disclosed

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.