Account Transfers Deliver & Receive Exception Processing Analyst- US

2 - 6 years

0 Lacs

Posted:5 days ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Your role As an Authorized Officer of Account Transfers at UBS Financial Services Inc., your primary responsibilities will include: - Processing daily ACAT (Deliver and Receive) transfers to ensure completeness and accuracy of the reports. - Handling rejects that did not transition smoothly due to mismatches between contra firm and UBS within market deadlines. - Supporting new FAs coming over via new recruits function to ensure their client accounts transition correctly. - Providing prompt and accurate responses to systemic requests from Client Branches and email inquiries for broker dealer firms. - Identifying issues and escalating them to the right stakeholders in a timely manner to avoid any financial or firm risk. - Participating in team meetings to share best practices and volume trends. - Maintaining up-to-date knowledge of regulatory requirements and industry best practices. - Ensuring Standard Operating Procedures (SOPs) are up to date and reviewed on an ongoing basis. Your expertise To excel in this role, you will need: - A Bachelor's degree in finance, Business Administration, or a related field. - The ability to multi-task and interact with multiple clients and business partners simultaneously. - High motivation and quick learning ability in a pressured environment. - Strong teamwork skills. - Attention to detail and the ability to work under pressure. - Proficiency in Microsoft Office Suite, particularly Excel. - Strong interpersonal skills. - Flexibility to work night shifts. About us UBS Financial Services Inc. is a leading firm in the financial services industry, dedicated to providing exceptional wealth management services and innovative solutions to clients worldwide. As the world's largest truly global wealth manager, UBS operates through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in over 50 countries, UBS stands out for its global reach and expertise. Join us At UBS, we value our people and their diverse skills, experiences, and backgrounds that drive our success. We offer a supportive team, opportunities for growth, and flexible working options. Our inclusive culture fosters collaboration and empowers employees at every stage of their career journey. UBS is committed to disability inclusion, and we provide reasonable accommodations throughout the recruitment process upon request.,

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