ABN Capital

Job Title : Associate – Investments, Operations & Compliance Location : Ghatkopar, Mumbai, Maharashtra (In-Person) Company : ABN Capital About ABN Capital ABN Capital is a proprietary investment and PMS firm (SEBI license awaited) committed to delivering superior risk-adjusted returns in Indian public equities. We combine deep research with disciplined risk management to achieve our investment goals. Role: Associate – Investments, Operations & Compliance We are looking for a high-caliber Associate to join our dynamic team in Ghatkopar, Mumbai. This is a full-time, in-person role working from our Mumbai office. The ideal candidate will play a pivotal role across investments, operations, and compliance, supporting core business functions. Key Responsibilities A. Operations Manage trade execution, settlements, and reconciliations. Maintain accurate transaction records and portfolio data. Liaise with brokers, custodians, and service providers. Prepare client & regulatory MIS, assist in audit and reporting processes. B. Compliance Ensure regulatory adherence (SEBI PMS, Insider Trading, AML/KYC, etc.). Help maintain compliance processes/documentation, monitor for breaches. Stay updated with evolving regulations impacting PMS and proprietary investment entities. C. Investment Support Assist in investment research, due diligence, and analysis across asset classes (listed & unlisted). Support pipeline management, deal documentation, and reporting. Qualifications & Skills Bachelor’s or master’s degree in finance, commerce, business, accounting, or related field (such as B.Com, BMS, BBA, MBA (Finance), CFA, CA, etc.). 1–3 years experience in investment management, finance, or a similar field (prior PMS/AIF/proprietary investment firm exposure preferred). Strong analytical skills; proficient in Excel and PowerPoint; experience with financial modeling. Knowledge of securities markets, investment products, and regulatory environment (esp. SEBI). Attention to detail, process orientation, and willingness to multi-task. Strong communication and interpersonal skills. What We Offer Opportunity to work closely with investment leadership across multiple domains. Exposure to entire deal lifecycle and multiple asset classes. Fast-paced, flat-structured, high-ownership environment. Competitive compensation Interested candidates can apply by sending their resume and a short cover note to aniket@abncapital.in ABN Capital is an equal opportunity employer committed to fostering an inclusive and meritocratic workplace.