Senior Manager - Compliance (Surveillance & E-Communications)

Role Overview: You will be joining Corporate Compliance team at FC Global Services India LLP as a Senior Manager - Compliance. Your primary responsibility will be to review electronic communications to ensure compliance with regulatory requirements and company policies. You will play a crucial role in maintaining a culture of compliance and integrity within the organization. Key Responsibilities: - Review electronic communications flagged for potential violations and suspicious activity - Communicate feedback and findings to Compliance team - Identify enhancements for surveillance lexicons - Provide guidance and oversight for reviewers - Conduct quality assurance activities for reviewed communications - Support onboarding of new reviewers - Provide backup support during peak review volumes - Timely review and update of procedures and documentation Qualifications Required: - Strong organizational skills, attention to detail, and communication skills - Ability to work independently or with a team, meet deadlines, and adapt to changing priorities - Knowledge of regulatory landscape related to e-surveillance - Proficiency in Microsoft Office - Previous Compliance experience in broker-dealer, investment adviser, or asset management firm - Familiarity with FINRA and SEC regulations - Ability to make independent judgments and discretion in communication dispositioning - Proficiency with Global Relay surveillance platform is a plus Additional Details: FC Global Services India LLP, a part of First Citizens BancShares, Inc., is a global capability center in Bengaluru. The company has a strong culture of relationship-driven values and a long-term approach ingrained in its talented workforce. The organization is committed to providing an inclusive and accessible hiring process, ensuring equal employment opportunity for all candidates. If you require accommodations during any stage of the process, please inform the team for a seamless experience.,