Senior Associate/Delivery Lead-Client Reporting-Compliance Operations

About the job

Key Responsibilities:

• Prepare and deliver regular compliance reports to clients, highlighting any issues and the actions taken to address them.
• Develop and maintain reporting templates that meet client specifications and regulatory standards. Ensure reports are accurate, comprehensive, and delivered within agreed-upon timelines.
• Serve as a point of contact for clients regarding compliance-related inquiries and reporting.
• Communicate effectively with clients to understand their needs and to explain complex compliance issues in an understandable manner.
• Work closely with portfolio managers, traders, and other internal teams to ensure a cohesive approach to compliance.
• Provide support during client onboarding by setting up compliance rules and reporting frameworks.
• Assist in the development and implementation of compliance policies and procedures

Qualifications:

MBA - Finance / CFA, Law, or Compliance-related qualification.

Capital Markets knowledge/NCFM certifications are preferred.

Experience:

4-9 years of experience in BFSI At least 2+ years of experience in investment compliance.

Prior experience in the capital market and financial market along with CRD tools will be an added advantage.