Securities & Derivatives Rep

Role Overview: As a Securities & Derivatives Rep 5 at our company, your primary responsibility will be processing orders and transactions from trading desks and branch offices. You will work closely with the Operations - Transaction Services team to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. Key Responsibilities: - Identify and implement process improvements in securities and derivatives settlement process using data analysis tools and methodologies - Complete operational tasks focusing on administering defined procedures, analyses, and report preparation - Analyze data and make recommendations for the launch of new products and services or upgraded platforms - Minimize risk by monitoring errors, suggesting solutions to reduce errors, and ensuring adherence to audit and control policies - Identify policy gaps and propose efforts to streamline the securities and derivatives settlement processes - Monitor, analyze, and evaluate processes and data to ensure accuracy and quality of completed settlement tasks - Maintain an in-depth understanding of how the team collaborates with other areas in accomplishing assigned tasks - Appropriately assess risk when making business decisions, ensuring compliance with laws, rules, and regulations, and applying sound ethical judgment Qualifications: - 2-4 years of relevant experience - Fundamental knowledge of securities/derivatives activities, policies, procedures, and concepts - Clear and concise written and verbal communication skills Education: - High School diploma or equivalent Please note that this job description provides a high-level review of the work performed. Other job-related duties may be assigned as required. Role Overview: As a Securities & Derivatives Rep 5 at our company, your primary responsibility will be processing orders and transactions from trading desks and branch offices. You will work closely with the Operations - Transaction Services team to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. Key Responsibilities: - Identify and implement process improvements in securities and derivatives settlement process using data analysis tools and methodologies - Complete operational tasks focusing on administering defined procedures, analyses, and report preparation - Analyze data and make recommendations for the launch of new products and services or upgraded platforms - Minimize risk by monitoring errors, suggesting solutions to reduce errors, and ensuring adherence to audit and control policies - Identify policy gaps and propose efforts to streamline the securities and derivatives settlement processes - Monitor, analyze, and evaluate processes and data to ensure accuracy and quality of completed settlement tasks - Maintain an in-depth understanding of how the team collaborates with other areas in accomplishing assigned tasks - Appropriately assess risk when making business decisions, ensuring compliance with laws, rules, and regulations, and applying sound ethical judgment Qualifications: - 2-4 years of relevant experience - Fundamental knowledge of securities/derivatives activities, policies, procedures, and concepts - Clear and concise written and verbal communication skills Education: - High School diploma or equivalent Please note that this job description provides a high-level review of the work performed. Other job-related duties may be assigned as required.