Senior Manager/AVP Compliance The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

Role Overview: As a Senior Manager/AVP Compliance at a leading Financial Institution in Mumbai, your primary responsibility will be ensuring compliance with SEBI (ICDR) Regulations, SEBI (SAST) Regulations, SEBI (Delisting) Regulations, and SEBI Master Circular on Schemes. You will oversee the process for Preferential issue, Stock Exchange Compliances, and study Valuation Reports. Key Responsibilities: - Ensure adherence to SEBI Regulations, Exchange Checklist, and Guidelines. - Review valuation reports as required. - Meet deadlines outlined in the Exchange Guidance Note and SEBI Regulations. - Update the Exchange database upon share listing approval. - Respond to SEBI inquiries and submit e...

Posted 1 month ago

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Associate Merchant Banking CapitalSquare Group

3.0 - 7.0 years

0 Lacs

maharashtra

On-site

As an Associate in Merchant Banking, you will play a key role in the company's financial services by leveraging your knowledge and experience in various areas such as main Board IPO, SME IPO, Open Offers, Buyback, Delisting, and Right Issue. Your expertise in the Companies Act, ICDR, LODR, SAST Regulations of SEBI, Income Tax, FEMA, etc., will be essential for this position. Your responsibilities will include conducting Due Diligence, drafting Offer Documents, and liaising with clients, Legal Counsels, Registrar, share Transfer Agents, Auditors, and other intermediaries. You will also be in charge of managing proper documentation as required by the Merchant Banker and advising clients on Goo...

Posted 3 months ago

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